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Polio returns to haunt GPs

Polio returns to haunt G.P.’s

by Thomas Moore

GP November 1992

Up to two thirds of people who suffered paralytic polio as children are likely to develop new symptoms similar to motor neurone disease.

They present with muscle weakness, myalgia and respiratory problems roughly 30 years after paralytic polio. GP’s will be the patients first port of call, specialists warn.

Specialists think between 22 and 65% of the thousands of people who survived polio could have the condition ‘late effects of polio’ (LEOP).

St. Thomas’s Hospital has already treated 500 patients.

Director of rehabilitation at the Royal National Orthopaedic Hospital at Stanmore Dr. Joseph Cowan believes a considerable number have yet to present.

“It’s GPs who need to be aware of this problem. LEOP must be included in the differential diagnosis of post-polio patients who present with fatigue. Anaemia and thyroid problems still have to be excluded.”

Some experts speculate that patients who lost motor neurones from paralytic polio are vulnerable to further, age-related neuronal loss. Patients’ muscles become progressively weaker as they become denervated.

Others believe that following polio infection, surviving motor neurones ‘sprout’ to take over denervated muscle fibres. These hypertrophied post-paralytic motor neurones are vulnerable to fatigue through overuse. As they die, remaining neurones are left to compensate, increasing fatigue.

Consultant physician in the respiratory support unit at Papworth Hospital Dr. John Shneerson said the theory explained why people who remained physically active after polio seem more vulnerable to LEOP than those confined to wheelchairs.

He said they lose control of their limbs and can drift into respiratory failure. Early referral for orthopaedic and respiratory assessment is crucial, he said.

LEOP should be suspected in patients who had paralytic polio and may present as: Fatigue, myalgia and muscle weakness

Muscle cramps and twitching, sensory changes or loss and sleep disturbances are rarer. A quarter report difficulty in breathing or swallowing.

A slow, steady neuromuscular decline. Others suffer periods of rapid deterioration followed by remission.

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Document preparation: Chris Salter, Original Think-tank, Cornwall, United Kingdom.

Document Reference: <URL:http://www.zynet.co.uk/ott/polio/lincolnshire/library/gp/hauntgps.html> Created: January 1997

Last modification: 25th January 2010.

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Total Joint Replacement in Post Polio

Total Joint Replacement in Post Polio

Marny Eulberg, M.D.

Educational meeting, September, 1992, Mercy Medical Center Colorado Post-Polio Connections

My qualifications are that first I am a physician, a family practice physician not an orthopedic surgeon, so I’ll give you the generalities of the surgery not the nitty-gritty of how many parts there are or where the screws go. Secondly I am a polio survivor and had a total joint replacement done in March of this year (1992). The primary reason for a total joint replacement, in fact pretty much the only reason is severe arthritis of the affected joint. Occasionally the same procedure is used for a severe fracture that cannot be fixed any other way. Several joints can be replaced the most common are hip, knee and finger. There are some physicians woh are doing replacements of wrists, shoulders and ankles. The technology for the last three is still being developed so physicians have not had as much experience but it is a possibility. There are limitations about total joint replacement in folks who’ve had polio; when a joint is removed, part of the bones and ligaments holding the bones together are removed and replaced with plastic or metal parts. It now depends on your muscles to hold the joint in place and keep it from dislocating. So it is not generally appropriate nor will it be as useful and work for you if you have a joint replacement in a polio affected extremity, unless you have fairly decent muscles around that joint. If you have a very weak leg and you have arthritis in that knee or hip a total joint replacement may not be a good choice. Fortunately joints that have not carried much weight do not get arthritis nearly as often, patriculary the wear and tear of degenerative arthritis. Total joint replacement can be useful for folks who had polio if it is in their good leg, a joint that’s wearing out from doing work for two legs all these years. It’s not the total answer, it’s not without problems and risks. We don’t know how long the parts last. They have been doing total hips for 25 years, total knees for 15-20 years before they wear out. We’re not exactly sure how many times it can be redone…each time some bone is removed so there’s probably some limit as to how many times a joint can be replaced. In general orthopedic surgeons are going to want you to wait as long as possible, be as old as possible and still be in good health in order to survive the surgery and recover from it well. Surgeons are reluctant to do surgery on anyone less than 40 or 50 because we don’t know how long the parts will last. After the surgery intensive physical therapy is required to learn how to use the joint and to strengthen the muscles around the joint to get the range of motion back. There are risks as it is a big surgery: 1) 50% chance of getting blood clots, so anticoagulants are used to thin the blood; 2) there is a chance of infection and if we get infection where we have replacement hardware it is difficult to get rid of and sometimes to get rid of the infection we have to take all the parts out then wait six months to a year before another total joint replacement can be done. Surgeons do use antibiotics before and after surgery, they wear all kinds of fancy headgear, the air is recirculated through special filters in the room. 3) Joint replacement surgery is a bloody surgery so surgeons have their patients donate two or three pints of their own blood before surgery. 4) Also parts can loosen, they are put in with glue but over time normal bones around the glue tend to loosen so over the years there is a 10-15% chance of parts loosening. It’s not all bad. Obviously if you’re hurting a lot, getting so you can’t do the things you want to do, have restriction of motion so you can’t bend down to get things anymore or sit comfortably anymore, or get in and out of the car comfortably anymore. If the surgery is successful, which it is 90 to 99% of the time, you lose the pain and gain more mobility. But you lose the ligaments that were there for stability so it’s not quite the same. It’s going to feel and be a little more wobbly, it’s more likely it may give out in extreme positions. You also lose proprioception [which) is in a joint and also the muscles where you have nerves that tell you where you are in space; tell you whether that joint is straight or bent or partially bent. You can relearn to use some of the other sensors in your muscles but you’ll probably feel a little more unsteady on that leg. That can be a problem if that’s been your good leg, the one you’ve always depended on. Unlike some of you who had orthopedic surgery when you were children or younger, 30 or 40 years ago you were put in a cast for six weeks to six months to heal; now orthopedic surgeons are aware of how important motion is and how joints get stiff. Now, shortly after surgery, there are machines called CPM’s continuous passive motion, that will start bending your knee up and down continuously for several hours a day, there also are CPM machines for shoulders and other kinds of joints. Some of the parts of joint replacement are put in with cement, some are cementless. There are advantages and disadvantages of both. Cemented, the joint is weight bearing much more quickly because it’s pretty solid within a few days after surgery. Cementless, the bone has to grow into the metal parts and takes the same amount of time to weight on it as a bad break – three to six months before it’s full weight bearing.

As smart as we think we are, we are not as good at doing anything as the Creator was when he made the parts in the first place. None of the things we do work as well. We try to duplicate a joint, we try to get close, but the original parts were designed best.

QUESTION: Why don’t they do as many wrist replacements?

ANSWER: A wrist is not a weight bearing joint so if it is affected with arthritis it’s usually rheumatoid which can affect the whole hand. A wrist is a more complicated joint unlike the hip, which is a ball and socket joint. A knee is actually a lot harder than the hip because a knee is not just bending and straightening when you step on it each time, you also turn it in a little bit and out a little bit so it’s been hard to duplicate that internal and external rotation. With a wrist you go up and down, sideways and all sorts of combinations of those movements. In the forearm there are two bones; in your wrist there are six so to duplicate that has been a difficulty.

QUESTION: Is anyone doing any joint replacements in the spine?

ANSWER: No, not that I know of.

QUESTION: What are some of the consequences of knee joint replacement surgery?

ANSWER: The major consequences despite weakened muscles, is the knee may be a little more likely to dislocate, may pop apart and not line up right. But, in three to six months after the surgery you’re going to know that. You’ll probably do okay unless you get into a real extreme situation where you start falling and putting unusual forces around your knee that might dislocate somebody’s normal knee too.

QUESTION: Will total joint replacement eliminate all the pain in the joint?

ANSWER: In a joint replacement you’ll lose the bone and nerve fibers in the bone, but you still have nerve fibers in the skin and muscle around that joint. So you may not get total pain relief. One of the signs if the joint is loosening up is pain.

QUESTION: Sometimes surgeons use ground bone graft in re-replacement of the joint. Why don’t they use ground bone instead of cement in the first place?

ANSWER: It takes longer to heal. The cement hardens fast, within a day or two and allows the joint to be weight bearing quicker. The ground bone has to heal just like a broken bone so it takes longer before it can bear weight. If you had polio you’re going to have to be hopping on your weak leg or trying to walk with crutches or a walker, so you need to have that leg fairly functional as soon as possible.

QUESTION: What are antibiotic marbles?

ANSWER: Antibiotic marbles are just another way of getting the antibiotic right into the joint rather than trying to give it in the vein where it has to go all through the body and hope it gets the right concentration

are a way of slowly releasing the antibiotic over a period of time.

QUESTION: How soon can you expect relief from pain after surgery?

ANSWER: In hip surgery it’s usually much faster than knee surgery. Sometimes after hip replacement the pain is gone immediately. In knee replacement it will probably take three to six months before you can say, “Ahh, yes, that’s better. I’m glad I did it.”

Source: Colorado Post-Polio Connection, Winter 1992

This site is now maintained by Chris Salter of the Lincolnshire Post-Polio Network. Original Document Preparation: Tom Dempsey. Last modification: 11th December 1997

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Anticholinesterase Responsive Neuromuscular Junction Transmission Defects in Post-Polio Fatigue

Anticholinesterase-responsive neuromuscular junction transmission defects in post-poliomyelitis fatigue

Daria A. Trojan, Daniel Gendron and Neil R. Cashman

Department of Neurology

McGill University

Montreal Neurological Institute and Hospital

Montreal, Quebec, Canada

(Received 27 May, 1992)

(Revised, received 18 August, 1992)

(Accepted 28 August, 1992)

Journal of the Neurological Sciences, 114 (1993) 170-177

© 1993 Elsevier Science Publishers B.V. All rights reserved 022-510X/93/$06.00 Lincolnshire Post-Polio Library copy by kind permission of Dr. Trojan

 

Correspondence to: Neil R. Cashman, M.D., Montreal Neurological Institute, 3801 University Street, Montreal, Quebec, Canada H3A 2B4. Tel.: (514) 398-8532: Fax: (514) 398-8540.

Key words: Postpoliomyelitis syndrome; Neuromuscular junction; Single fiber electromyography; Fatigue; Anticholinesterase; Electromyography

Summary

Disabling generalized fatigue and muscle fatiguability are common features of post-poliomyelitis syndrome (PPS). In 17 fatigued PPS patients, we measured jitter on stimulation single-fiber electromyography (S-SFEMG) for at least 3.5 min before and after i.v. injection of 10 mg edrophonium. We observed reduction in jitter (defined as a significant difference in jitter means before and after edrophonium, unpaired t-test P < 0.05) in 7 patients, no change in 8, and a significant increase in 2 patients. Blinded to their edrophonium results, the 17 patients were treated with pyridostigmine 180 mg/day for 1 month, with a subjective improvement of fatigue in 9 patients, and with a significant reduction in mean Hare fatigue scores in the entire group of 17 patients (pre = 2.71, and post = 1.71; Wilcoxan signed rank sum test, P < 0.05). Edrophonium-induced reduction of jitter on S-SFEMG was significantly associated with pyridostigmine-induced subjective improvement of fatigue (Fisher’s exact test, P < 0.04). A significant reduction in fatigue with pyridostigmine was observed only in the 7 patients who experienced a significant reduction in jitter with edrophonium (Wilcoxan signed rank sum test, P = 0.03). In addition, the 9 pyridostigmine responders experienced a significant reduction in jitter means pre-

and post-edrophonium (100% vs. 88%, Bonferroni corrected, P < 0.01). We conclude that neuromuscular transmission as measured by jitter on S-SFEMG can improve with edrophonium in a proportion of PPS patients, and that generalized fatigue and muscle fatiguability in some patients with PPS may be due to anticholinesterase-responsive NMJ transmission defects.

Introduction

Progressive new weakness following decades of motor stability in individuals with antecedent paralytic poliomyelitis has been recognized since the time of Charcot (Cornil and Lepine 1875; Raymond and Charcot 1875). Recent investigators have stressed generalized fatigue and pain as additional features of a “postpoliomyelitis syndrome” (PPS; Halstead et al. 1985; Codd et al. 1985; Dalakas et al. 1986; Jubelt and Cashman 1987; Speier et al. 1987; Windebank et al. 1987; Munsat 1991). PPS is the most prevalent progressive motor neuron disease in developed countries, with an estimated 22-41% (Codd et al. 1985; Speier et al. 1987; Windebank et al. 1987; Munsat 1991), of survivors of paralytic poliomyelitis being at risk for developing the syndrome during their lifetimes. Generalized systemic fatigue is reported by most patients with PPS (Halstead et al. 1985; Codd et al. 1985; Trojan and Cashman 1989), and may be their most disabling symptom.

Fatigue as a symptom of disease is subjective, heterogeneous, and common, which frustrates controlled studies of its cause and treatment. In PPS, patient complaints appear to suggest both “central fatigue” (for example, mental symptoms such as difficulties in concentration and memory), and “peripheral fatigue” (for example, abrupt decline in strength upon sustained exertion). Muscle fatiguability on physical examination and electromyographic evidence of neuromuscular junction (NMJ) transmission defects (such as decrement on repetitive stimulation (Hodes 1948) and increased jitter on single fiber electromyography (SFEMG; Wiechers and Hubell 1981; Cashman et al. 1987; Wiechers 1988), suggest that a proportion of PPS patients may indeed suffer from fatigue referable to the NMJ.

Clinical and electrophysiologic similarities between PPS and other diseases with established NMJ pathology, such as myasthenia gravis (MG) and amyotrophic lateral sclerosis (ALS; Mulder et al. 1959; Stalberg et al. 1974; Stalberg et al. 1975; Denys and Norris 1979; Bernstein and Antel 1981; Engel 1986; Bradley 1987), have prompted the use of anticholinesterase agents such as pyridostigmine for treatment of postpoliomyelitis fatigue and muscle fatiguability (Raymond 1986; Trojan and Cashman 1989). However, it has been difficult to implement a blinded controlled trial of pyridostigmine in PPS fatigue due to associated side effects, predominantly increased gut motility early in treatment.

We designed a trial to assess the effect of anticholinesterase agents on NMJ transmission, and on fatigue in PPS. The primary objective was to determine the effect of the intravenous, short-acting agent edrophonium on NMJ transmission, as assessed by stimulation single-fiber electromyography (S-SFEMG) in fatigued PPS patients. A secondary objective was to determine if a relationship was present between the results of the S-SFEMG/edrophonium test, and the patients’ subsequent response to the oral anticholinesterase pyridostigmine. This was performed by administering pyridostigmine to all patients, blinded to the results of the edrophonium test, and rating their fatigue and functional level before and one month after initiation of low dose pyridostigmine.

Materials and methods

Patients and clinical evaluation

Seventeen PPS patients (age range 34-74) and 10 normal control subjects (age range 28-39) provided their informed consent to participate. All PPS patients were evaluated with a standardized history and physical

examination (Cashman et al. 1987), and provided a history consistent with prior paralytic poliomyelitis followed by partial or complete recovery, with at least 25 years of functional stability. For inclusion in the study, all patients complained of at least 2 years of new symptoms, including muscle fatiguability (defined as increased weakness on sustained exertion which improves with rest), general fatigue, and at least 2 of the following 3 symptoms: (a) increased weakness in at least 1 extremity, (b) pain in at least 1 joint or spine, (c) muscle pain in at least 1 extremity. Severity of initial acute poliomyelitis was estimated by use of a 6-point modified index as described by Klingman et al. (1988), with 1 point given for involvement of each of 4 extremities, of speech and/or swallowing, and for respiratory involvement. Other entry criteria included objective muscle fatiguability in at least 1 muscle on physical examination (decline of 1 Medical Research Council (MRC; Medical Research Council 1982) strength grade with 20 or less repetitive isotonic contractions), and lack of sufficient response to treatment with more conservative measures (such as rest periods during the day, activity planning, discontinuation of any medications associated with fatigue). No patient has concurrent medical or neurological disorders which could have interfered with the interpretation of electrophysiological testing or could be associated with fatigue.

Electrophysiological evaluation

The 17 patients and 10 controls were studied with S-SFEMG, which allows the evaluation of the NMJ of 1 muscle fiber at a constant stimulation frequency (Trontelj et al. 1986; Jabre et al. 1989), obviating the need for patient voluntary effort required in conventional SFEMG (reviewed by Stalberg and Trontelj 1979). Because of the known variability of jitter with different muscle fiber stimulation rates in other conditions affecting the NMJ (Stalberg et al. 1974, 1975; Schwartz and Stalberg 1975; Schiller and Stalberg 1978), this technique may be the most reproducible electrophysiological method for assessment and comparison of NMJ dysfunction.

Muscles examined in patients had been previously affected by acute paralytic poliomyelitis, and were present in an extremity where the patient reported new decreased muscle endurance and increased fatiguability. NMJ transmission defects in the chosen muscles were confirmed by finding increased jitter by conventional SFEMG in at least 2 muscle fibers out of 20 or fewer fibers sampled, in comparison to the published limits for normal (Stalberg and Trontelj 1979; Trontelj et al. 1986; Jabre et al. 1989). The muscles studied in the 17 patients were the extensor digitorum communis (5 patients), vastus medialis (11 patients), and the rectus femoris (1 patient). The extensor digitorum communis and the vastus medialis were each studied in 5 normal controls.

S-SFEMG was performed according to published techniques (Trontelj et al. 1986; Jabre et al. 1989). The location of the motor point of the muscle being studied was determined with a surface stimulating electrode by finding the area of the muscle over which stimulation produced the greatest muscular contraction with the least voltage. Axonal stimulation was performed with a set of monopolar needles, one inserted near the motor point of the muscle and another subcutaneously, a few centimeters laterally. A rectangular pulse of 0.05 msec duration, with a stimulation frequency of 10 Hz was utilized. The current was adjusted to obtain the greatest twitch at the lowest stimulus intensity. An SFEMG electrode was then introduced in the area of the twitching fascicle (within 2-3 cm of the stimulating electrode), and was advanced slowly to locate a single muscle fiber (or fibers) with a rise time of < 300 µsec and an amplitude of 200 µV. To ensure suprathreshold stimulation (and thus avoid so-called false “stimulus-jitter”), the voltage was increased gradually to ensure steadiness of the amplitude, and shape of the muscle fiber potential from one stimulus to the next. Jitter was computed as the mean consecutive difference of latency from the stimulation artifact to the depolarization of the muscle fiber being studied of at least 50 discharges. To avoid the utilization of fibers activated by direct muscle fiber stimulation (and thus bypassing the nerve and the NMJ), muscle fibers with jitter values of 5 µsec or less were not utilized in

the analysis. We used a DISA electromyograph for the majority of our patients, however, a Tracer Northern and Nicolet Viking electromyographs were also used (1 patient for each). All 3 machines used the same paradigm for calculating jitter.

Stimulation single-fiber electromyography / edrophonium test

An edrophonium test was performed in the 17 PPS patients while recording jitter in 1 muscle fiber by S SFEMG. Edrophonium was administered only once for each patient since ethical and technical considerations prevented reinjections. In 12 patients a muscle fiber in the quadriceps muscle was studied, whereas in the remaining 5 patients a muscle fiber in the EDC muscle was studied. The muscle fibers selected for the edrophonium test all had elevated jitter (i.e., jitter above 21.74 µsec for the EDC, and above 23.17 µsec for the quadriceps). Other inclusion criteria included the presence of little or no blocking, and the absence of multiple muscle fibers on the screen (which could have caused mutual interference from any neighboring potentials in the calculation of jitter). Muscle fibers with extremely high jitter and blocking were not utilized for the study because of their instability, and the difficulty in following them for the length of time necessary for this test. Once a suitable fiber was located in each patient, jitter measurements were obtained every 30 sec for at least 3.5 min. Axonal stimulation at a frequency of 10 Hz was performed continuously during the entire period of the edrophonium test (i.e., before and after edrophonium injection). Edrophonium, 2.0 mg, was then injected i.v., followed by 8.0 mg in 2.0 min. Jitter was then measured at the time of injection of edrophonium 8.0 mg and every 30 sec thereafter for at least 3.5 min. All jitter measurements obtained up to 300 sec before edrophonium injection, and between and including 30-300 sec after edrophonium injection were used in subsequent analyses.

Pyridostigmine trial

After edrophonium studies were performed on the 17 patients, oral pyridostigmine was initiated at 30 mg per day, and increased every other day by 30 mg to a maximum dosage of 180 mg/day in 3 divided doses. One patient was maintained on a lower dosage of 120 mg/day since she experienced a significant improvement with a minimum of side effects on this dosage. Patients and treating physician were blinded to the results of the S-SFEMG edrophonium test. Side effects from the medication occurred in 47% of patients, primarily in the initial stages of treatment. These included diarrhea, intestinal cramps, muscle cramps, anxiety, blurred vision, and increased- urinary frequency. In 2 patients, persistent diarrhea and increased urinary frequency necessitated the addition of propantheline and bethanechol, respectively, to pyridostigmine. One patient developed increased weakness on pyridostigmine, which resolved immediately on cessation of the medication.

Fatigue and function scales

To measure clinical response to pyridostigmine, the Hare fatigue index (Hare et al. 1985), the modified Barthel ADL index (Granger 1982), and a modified Klingman mobility index (Klingman et al. 1988) were administered for each patient before and 1 month following initiation of treatment. The Hare fatigue symptom scale, originally designed to quantitate exercise-induced fatigue in patients with cardiac disabilities, is an analog scale from 0 to 4 where 0 represents no fatigue, 1 is mild fatigue, 2 is moderate fatigue, 3 is severe, and 4 is unbearable fatigue. The modified Klingman mobility index is a 6 point scale where 0 represents no ambulatory difficulties, 1 is mild ambulatory difficulties without need for braces, 2 is moderate ambulatory difficulties with need for braces, 3 is severe ambulatory difficulties with need for braces and a wheelchair for longer distances, 4 is non-ambulatory, wheelchair bound (manual), 5 is non ambulatory wheelchair bound (electric), and 6 refers to a bedridden patient. Pyridostigmine responders were defined as those patients who experienced an improvement of at least 20% over their initial scores.

Patients and treating physician were blinded to edrophonium test results.

Statistical analysis

Jitter comparisons between normal controls and post-polio patients were evaluated with the unpaired t test. Change in NMJ transmission due to edrophonium was assessed by comparing pre and post edrophonium jitter means with the unpaired t-test. All jitter measurements obtained up to 5 min before and after edrophonium injection (but at least 3.5 min before and after) were used for this and appropriate subsequent analyses. Non-parametric tests were used with non-normal data distributions or ordinal measurement scales (Wilcoxan signed rank sum test for paired data, or Mann-Whitney U test for unpaired data). Fisher’s exact test was used to compare proportions. To assess jitter in pyridostigmine responder and non-responder groups, pre- and post-edrophonium jitter means (normalized to 100% of pre-edrophonium values for each patient) were subjected to one-way analysis of variance, followed by post-test analysis using the Bonferroni corrected P-value for multiple comparisons. Statistical significance was accepted at P < 0.05.

Results

Previous studies have demonstrated abnormally increased jitter by conventional SFEMG in PPS muscles (Wiechers and Hubell 1981; Cashman et al. 1987; Wiechers 1988). We confirmed NMJ transmission defects in 17 fatigued PPS patients using S-SFEMG, a more controlled technique which eliminates the variation of stimulation rates in voluntarily activated muscles. In 10 normal subjects, mean jitter in the extensor digitorum communis by S-SFEMG (21.7 µsec ± SD 8.7) was similar to that obtained in a previously published report (21.66 µsec ± SD 3.12) (Jabre et al. 1989). There have been no previously published normal values for quadriceps muscles. Mean jitter values obtained in all PPS muscle fibers were significantly higher than those obtained in normal controls (unpaired t-test, P < 0.0005 for quadriceps, P < 0.01 for extensor digitorum communis; see Fig. 1). Even though our normal controls were younger than the PPS patients, and jitter is known to increase slightly with age after approximately 65 years (Stalberg and Trontelj 1979), this effect would have been relatively small compared to the abnormally increased jitter observed in our PPS patients. Only 4 of our patients were over 65 years of age.

Fig. 1. S-SFEMG jitter is increased in PPS extensor digitarum communis and

quadriceps muscles. Mean jitter of PPS extensor digitorum communis muscle

fibers (36.61 ±30.9 µsec) ±SD was significantly higher (P < 0.01) than that of

normals (21.74 ±8.77 µsec). Mean jitter of PPS quadriceps muscle fibers

(56.48 ±34.34 µsec) was significantly higher (P < 0.0005) than that of

normals (23.17 ±8.63 µsec).

Jitter values in the muscle fiber used for the SSFEMG / edrophonium test were recorded continuously every 30 sec for at least 3.5 min before and 3.5 min after injection of edrophonium 10 mg. After edrophonium, mean jitter declined (for example, Fig. 2) in 7 patients (defined as a significant reduction in mean jitter between pre- and post-edrophonium injection, unpaired t-test, P<0.05), was unchanged in 8 patients, and was significantly increased in 2 patients. (The phenomenon of edrophonium-induced increased jitter in a subset of NMJ is described in myasthenia gravis, and is of uncertain significance (Stalberg et al. 1974.) Reduction of jitter with edrophonium was not associated with the severity of pre edrophonium jitter. In other words, severity of NMJ transmission defect did not predict improvement with edrophonium. In addition, there was no significant difference between edrophonium responders and non responders with respect to age, sex, age at acute poliomyelitis, acute poliomyelitis severity score, duration of new symptoms, presence of weakness and pain, or pre-treatment fatigue and function scores (Fisher’s exact test and Mann-Whitney U test, P> 0.05).

FIGURE 1 Graph

Fig. 2. Pre- and post-edrophonium jitter as determined by S-SFEMG in the

vastus medialis muscle of a pyridostigmine responder. Upper panels show

examples of raw data; the numerical jitter value is determined by the mean

consecutive difference between the stimulation artifact (single arrows) and

the unstable potential (double arrows) in 50 superimposed stimulations. Jitter

means (lower panels) were recorded every 30 sec for 5 min before and 5 min

after injection of edrophonium 10 mg (2 mg test dose followed by 8 mg 2 min

after). Mean jitter for the 5 min before edrophonium (95.3 ±5.09 µsec SEM)

significantly differed from mean jitter for the 5 min after edrophonium (47.6

± 8.41 µsec, T = 4.65, P < 0.0001). Thus, this subject was judged to have a

significant reduction in jitter with edrophonium in the studied unstable

potential.

Nine of the 17 fatigued patients reported improvement on the Hare fatigue symptom scale 1 month after initiation of pyridostigmine. These patients experienced a reduction in systemic fatigue of 20-88% (mean 56%). Patients described dose-related fluctuations in fatigue which were consistent with the pharmacokinetics of pyridostigmine. All 9 patients also reported decreased muscle fatiguability, such as increased distance of ambulation, and the ability to perform activites which they has previously been unable to do. Of these 9 responders, 1 patient also improved in activities of daily living (modified Barthel index), and 1 improved in mobility (modified Klingman mobility index). Even though only 2 of 9 pyridostigmine responders showed improvement on the functional scales utilized, all 9 patients reported improved daily function and requested continuation of the medication (despite the presence of mild side effects in some). Duration of treatment in the responders ranged from 0.3 to 2.3 years, mean 1.22 years. A comparison of mean fatigue scores before and after treatment with pyridostigmine in the entire group of 17 patients revealed a statistically significant difference between these scores (Wilcoxan signed rank sum test, P = 0.0039, mean before treatment 2.71, mean after treatment 1.71). Comparison of pyridostigmine responders with non-responders revealed no significant differences with respect to age, sex, age at acute poliomyelitis, acute poliomyelitis severity score, duration of new symptoms, and presence of weakness and pain. However, patients who responded to pyridostigmine were significantly more fatigued on the pre treatment Hare fatigue scale than patients who did not respond (Mann-Whitney U test, P = 0.01).

A significant association was seen between SSFEMG / edrophonium test results and clinical response to

pyridostigmine. Six of 7 patients with decreased jitter on edrophonium were less fatigued with pyridostigmine, and 7 of 10 patients with no change or increased jitter on edrophonium did not respond to pyridostigmine (Fisher’s exact test, P < 0.04). We then separately analyzed this relationship from the perspectives of edrophonium response and pyridostigmine response. The 7 patients who has significantly decreased jitter on edrophonium injection experienced significant reduction of fatigue with pyridostigmine (fatigue pre = 3.0, post = 1.5; Wilcoxan signed rank sum test, P = 0.03; Fig. 3). The minor reduction of fatigue with pyridostigmine in the 10 patients who did not experience jitter reduction on edrophonium injection did not reach statistical significance (pre = 2.5, post = 1.85; P = 0.25).

Fig. 3. Reduction in jitter with edrophonium predicts response of

fatigue to pyridostigmine. In 7 patients with significant jitter

reduction on edrophonium (+), but not in 10 patients without jitter

reduction (-), a significant reduction in fatigue is reported (Hare

fatigue index) with oral pyridostigmine therapy (mean fatigue score

3.0 pre-pyridostigmine, 1.5 post-pyridostigmine, Wilcoxan signed

rank sum test, P = 0.0313). Error bars = SEM.

Conversely, when jitter means (normalized to 100% of pre-edrophonium mean) of the 9 pyridostigmine responders were compared to the 8 pyridostigmine nonresponders (Fig. 4), ANOVA analysis revealed significant variability between patient groups (F = 14.04, P < 0.0001). A significant reduction in jitter means pre- and post-edrophonium was observed in the 9 pyridostigmine responders (100 vs. 88%, Bonferroni corrected, P<0.001). The decline and subsequent increase in jitter on edrophonium injection is consistent with the known pharmacokinetics of edrophonium (Fig. 4). A significant difference was also observed between the post-edrophonium jitter means of the 9 pyridostigmine responders in comparison with the 8 non-responders (101 vs. 88%, P<0.001). No difference was noted between pyridostigmine non responder jitter means pre- and post-edrophonium. Thus, response to pyridostigmine was associated with reduction of jitter on edrophonium injection.

FIGURE 2 Graph

Fig. 4. Reduction of fatigue with pyridostigmine is associated with reduction

of jitter on edrophonium injection. Patients who report > 20% improvement

in Hare fatigue score with oral pyridostigmine (o) are significantly more

likely than non-responders (·) to have experienced reduction of jitter on

injection of intravenous edrophonium. Jitter plots normalized to 100% of pre

edrophonium mean jitter. Significant differences in jitter means are observed

comparing pyridostigmine-responding patients (n = 9) pre and post

edrophonium (Bonferroni corrected P < 0.001), and between pyridostigmine

responding and non-responding patients (n = 8), post edrophonium (P <

0.001). There is no significant difference of jitter means of pyridostigmine

non-responding patients pre and postedrophonium (P > 0.8). Error bars =

SEM

Discussion

Using S-SFEMG, we have confirmed that NMJ transmission defects are present in patients with antecedent poliomyelitis. Increased jitter on single-fiber electromyography has been noted in other diseases with NMJ pathology (Stalberg et al. 1974, 1975; Schwartz and Stalberg 1975; Engel 1986; Bradley 1987; Schiller and Stalberg 1987). In MG, increased jitter is predominantly due to post-synaptic defects, from autoimmune destruction and blocking of endplate acetylcholine receptors (Engel 1986). In botulism and myasthenic syndrome, the defect is thought to be presynaptic, due to defective release of acetylcholine (Schwartz and Stalberg 1975; Schiller and Stalberg 1978). In ALS, the defect is probably presynaptic, secondary to intermittent conduction failure along immature, poorly myelinated terminal axonal sprouts, or to suboptimal release of acetylcholine (Stalberg et al. 1975; Denys and Norris 1979; Bernstein and Antel 1981; Bradley 1987).

Increased jitter in PPS may reflect several distinct pathological processes. Following widespread denervation consequent to motor neuron cell death in paralytic poliomyelitis, surviving motor neurons undergo extensive distal sprouting to innervate denervated muscle fibers, enlarging the motor unit 7-fold or more (Coers and Woolf 1959; Lange et al. 1989). Recent studies suggest that increased jitter in poliomyelitis, classically thought to occur transiently in reinnervation due to immaturity of axonal sprouts, may never normalize (Wiechers 1988). In addition, constant “remodeling” of motor units apparently occurs in poliomyelitis patients without new symptoms (Cashman et al. 1987; Lange et al. 1989; Ravits et

  1. 1990), which is presumably accompanied by increased jitter from turnover of immature reinnervating axonal sprouts. Thus, the finding of increased jitter decades after poliomyelitis can be due to an asymptomatic instability of neuromuscular transmission in enlarged, actively remodeling motor units. However, increased jitter could also be caused by irreversible degeneration of axonal sprouts, which is the most likely pathoetiology of new weakness in PPS (Wiechers and Hubell 1981; Wiechers 1988). It is possible that an early phase of axonal degeneration is manifested by NMJ transmission defects due to defective synthesis, storage, or release of acetylcholine.

Edrophonium has been found to ameliorate NMJ transmission defects in MG and ALS (two disorders with muscle fatiguability and inconstant generalized fatigue) as measured by repetitive stimulation and SFEMG studies (Mulder et al. 1959; Stalberg et al. 1974; Stalberg and Trontelj 1979). An early study by Hodes has also shown that neostigmine (an intravenous anticholinesterase) can improve NMJ transmission in patients with prior paralytic poliomyelitis, as assessed by repair of decrement on repetitive stimulation (Hodes 1948). We have confirmed these findings in fatigued patients with prior paralytic polio utilizing the intravenous anticholinesterase edrophonium and a more sensitive measure of NMJ transmission adequacy. In our study, 7 of 17 fatigued PPS patients demonstrated a statistically significant amelioration of abnormal neuromuscular junction transmission (as measured by jitter on S-SFEMG) with edrophonium in a continuously activated muscle fiber. The fact that only about half of the studied abnormal NMJ’s displayed improved transmission with edrophonium suggests some heterogeneity of transmission defect etiology in PPS, as discussed above.

Generalized fatigue, reported in up to 89% of PPS patients (Jubelt and Cashman 1987), is a complex and common symptom attributed to a wide variety of etiologies, both “central” and “peripheral” (Gow et al. 1987). Among the central problems cited to underly fatigue in PPS patients are chronic pain, depression, “type A” behavior, dysfunction of the reticular activating system, sleep disorders, and respiratory dysfunction (Bruno and Frick 1987; Kohl 1987; Fischer 1987; Halstead 1991). Suggested peripheral defects, involving the motor unit itself, include metabolic exhaustion of massively sprouted motor neurons, NMJ transmission defects, and muscle abnormalities such as overuse myopathy and fiber type disproportion (McComas et al. 1973; Jubelt and Cashman 1987; Grimby and Einarssen 1987; Munsat et al. 1987; Perry et al. 1988). In our study, we found a significant association between the results of the S SFEMG / edrophonium test and subjective fatigue response to low-dose pyridostigmine. These findings suggest that peripheral mechanisms (i.e., NMJ transmission defects) may underlie fatigue in a propertion of PPS patients.

Anticholinesterase agents, which inhibit the hydrolysis of acetylcholine in the neuromuscular junction and prolong its effect, can clearly be associated with acute and chronic toxicity (both pre- and post-synaptic) in normal experimental animals, and probably in human patients (reviewed by Munsat 1984). However, the potentially “excitotoxic” doses used in the past for MG (sometimes exceeding 2 g pyridostigmine per day) are far in excess of those we have used in PPS fatigue (180 mg/day). Despite the common benign side effect of increased gut motility, and reversible increased weakness in 1 patient, we have not observed chronic toxicity in PPS patients maintained for years on this low dose.

In conclusion, our trial indicates that NMJ transmission defects can ameliorate with anticholinesterases in fatigued post-polio patients, and that these defects may be a cause of fatigue in a proportion of this patient population. We believe that our study provides a physiologic rationale for the use of anticholinesterases in fatigued PPS patients unresponsive to other therapeutic measures, however, it does not assess the long

term risks and benefits of this therapy. Therefore, we recommend further controlled clinical trials prior to the widespread use of pyridostigmine in PPS.

Acknowledgements This work was supported in part by the Fonds de la Recherche en Santé du Québec, The Quebec March of

Dimes, and the Quebec Post-Polio Syndrome Association. We are indebted to the patients who participated in this study, and to EMG technicians Lora Tombari and Susan Murray for their expert assistance, and to L. Cetola and R. Cashman, who assisted in the preparation of the manuscript.

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Anticholinesterase Responsive Neuromuscular Junction Transmission Defects in Post-Polio Fatigue Read More »

The Late Effects of Polio An Eleven Year Experience Managing Post Polio

The Late Effects Of Polio: An Eleven Year Experience Managing Post Polio

Vancouver 1992

The original effects of the polio virus

In order to more easily understand the late effects of polio, it is important to remember the original effects of the poliomyelitis virus on the body. The portal of entry for the polio virus was oral and the virus infection in its first stage was in the gut cells lining the intestines. Many people infected with the virus at this stage thought that they simply had gastrointestinal flu with the symptoms of diarrhea and nausea. For a significant percentage of the people infected with the virus, the disease ended at this point. But for some, the virus continued to multiply and spilled over into the blood stream, signalling the viraemia stage of the infection. Symptom then were not unlike a more generalized influenza, with fever, chills, malaise and achiness. Once again, for a significant percentage of the originally infected patients, the disease process ended there. However, in a small percentage of the originally infected patients, the virus was able to move into the central nervous system to infect the anterior horn cells (see diagram). Those were the individuals who got “paralytic”polio. The distribution of weakness or paralysis depended on which anterior horn cells were involved; spinal anterior horn cells involvement resulted in weakness or paralysis in the arms, legs, and trunk to one degree or another, while bulbar (brainstem) anterior horn cell involvement resulted in visual, swallowing, or breathing difficulties in any combination. The anterior horn cell or motor neuron as it is also called is the nerve cell which innervates the skeletal muscle fibres. The motor neuron (anterior horn cell) aand all the muscle fibers that it innervates is called the motor unit. Remember this definition, as many of the speakers will make mention of it in discussing the late effects of polio. It is this period of fever, weakness, paralysis, and muscle pain that many polio survivors (or their parents) remember. It was at the time when infected motor neurons were dying, leaving all the muscle fibres they innervated orphaned or denervated. If all the motor neurons that supplied a particular muscle died, the result was complete paralysis of that muscle. If only a percentage of the motor neurons died, the muscle was weakened, not completely paralysed. Many polio survivors remember having muscles completely paralysed that started to move again, although weakly, after a period of just a few weeks. That occurred because some of the anterior horn cells were thought to have died. These non-functioning anterior cells were not dead just stunned by the swelling caused by adjacent nerve cell destruction. At any rate as days and weeks passed, the swelling subsided and the surviving anterior cells began to wake up and work again. Kenny hot packs and stretching helped control the pain and contracture of the denervated muscle. And with time and exercise, the muscle started to get stronger. Over the course of months and years, many polio suvivors got considerably stronger in a previously weakened or paralysed muscle and were able to discard braces or wheelchairs. This was not only because of hard work and exercise, but also because of a phenomenon called SPROUTING. It seems that the denervated or orphaned muscle fibres within the same muscle sent out a kind of chemical distress signal that causes tiny sprouts to start growing from the terminal nerve branches of neighbouring, surviving motor neurons. Very slowly these sprouts grew over to the orphaned muscle fibres and reinnervated them, causing the motor unit to grow in size. In fact, some motor units sprouted three to four times as many muscle fibres as Mother Nature had originally intended. as a result, polio survivors felt stronger, and this pattern of strength and weakness remained stable for the next twenty years.

THE LATE EFFECTS OF POLIO

Since 1981, four hundred and eighty three post-polio patients have been seen at St. Mary’s Hospital Post Polio Clinic. When the data from the Alta Bates-Herrick and the Santa Clara Post Polio Clinics is added, there is a wealth of statistics and information. In all, seven hundred and eleven patients have been re-examined in the Bay Area Post Polio Clinics. The ages of those examined ranged between thirty and eighty-six. The following material is based in large part on these statistics.

FATIGUE: The most frequently complained of symptom was unaccusromed fatigue (79%). During the past decade, a number of investigators have looked at the problem using a variety of research tools, including muscle biopsies, electromyography, immunologic and metabolic blood studies, biomechanical and gait analysis, and psychometric testing. The picture that has emerged from this data suggests that after thirty years, the metabolically overburdened surviving motor neurons appear to have becone incapable of supporting the integrity of all the distal nerve terminals, resulting in defective neuromuscular transmission. To better understand this, try to visualize what happens at the junction of the nerve and the muscle under the usual circumstances. The electric impulse travels from the anterior horn cell, down the nerve fibre to the tiny terminal nerve endings, whixh contract the individual muscle fibres. The arrival of the electrical impulse at the terminal nerve endings causes the release of a chemical (acetylcholine) which in turn causes the the electrical impulse to pernetrate into the muscle resulting in contraction of the tiny muscle fibre. In polio survivors, repeated discharges of the large re-innervated motor unit result in a failure of some of the muscle fibres to fire, thereby not contibuting to the force of contraction. Polio survivors experience this as fatigue or a loss of stamina. Interestingly, all polio survivors have defective neuromuscular transmisssion, but not all survivors complain of decreased stamina, so clearly all other factors must play a role. The number of surviving motor units is probably an important factor, as well as the force generated during a particular task. Improper pacing during day-to-day activities and deconditioning following illness, surgery, or trauma are also factors to be considered. Finally, some polio survivors complain of sleepiness as well as decreased stamina, and the “mental fatigue” may result from the stress of chronic pain or the stress of dealing with additional disability. All of these problems as well as suggested solutions will be discussed during the conference.

WEAKNESS: Four hundred and ten (58%) of the polio survivors examined in the Bay Area’s Post Polio Clinics were found to have new or increasing weakness. This determination was made on the basis of the patient’s history, including functional abilities, the physical examination, and appropriate laboratory studies, including electromyography (EMG), x-rays and CT scans, MRI (Magnetic Resonance Imaging), metabolic or electrolyte studies, and pulmonary function testing with blood gases. Try as we did, we were usually unable to track down old muscle testing records, but when they were available, they were also used. A significant number of the patients had new or increasing weakness for reasons not directly related to their polio residuals. Radiculopathy (pinched nerve root) accounted for 10% (forty patients) of the total with new weakness. A few other cases were not at all related to old polio residuals and included three individuals who developed multiple sclerosis, three with periphial neuropathy, one with brachial plexitis, and one with lithium toxicity. All of these cases underscore the importance of careful examination in order to rule out the other treatable cases of weakness. Not every ill can be blamed on the late effects of polio! Having stated that, we note that there were a large number of patients who did have increasing weakness which were directly attributable to the late effects of polio. One hundred and fourteen patients (28% of the total with new weakness) had acute overwork weakness, while two hundred and eleven (48%) were diagnosed with post polio muscular atrophy are one and the same. We have chosen to separate them for record keeping purposes and for prognostic reasons. The idea of overwork weakness is not a new one. Dr. Bennett, the former medical director of Georgia Warm Springs, described it clinically in 1958, and there are other less well articulated references to worsening weakness in polio survivors going back nearly one hundred years in the medical literature. Clinically, polio survivors who have engaged in excessively strenuous activities like tennis, weight lifting, stair climbing or the like have noted the sudden onset of weakness in particular muscle groups overused in that particular activity. The muscle may lose more than a full grade of strength on the manual test. But with proper rest, the strength may return to nearly the level it was prior to the strenuous activity that some of the terminal nerve endings die back, leaving many of the muscle fibres of the same motor unit orphaned again. If the weakened muscle group is allowed to rest (by stopping the offending activity or bracing, for example), new sprouts will grow out and recapture the lost fibres. The number of surviving motor units in a partiular muscle, the pattern of muscle are crucial variable. Chronic overwork weakness, or what has been called post polio muscular atrophy (PPMA), differs in as much as there is no singular event of strenuous activity or exercise that signals the onset of increasing weakness. Rather there is a very slow and gradual loss of strength with accompanying atrophy of a particular muscle group. And no amount of rest will reverse the weakness. It appears, once again, that the overburdened motor unit is the common problem. The variables appear to be the intensity of work of work imposed on a particular muscle group by the function required of it over a long period of time. The overburdened motor unit is unable to send out new sprouts to capture the orphaned muscle fibres, which have become denervated slowly from “pushing” in order to complete ordinary day-to-day day activities. It is also possible that the persistent, forceful contractions over time cause internal derangement of individual muscle fibres.

The discussion of increasing weakness can sometimes be anxiety provoking. Listen carefully to the speakers and their suggestions. Talk it over with your families and other polio survivors. And remember the four post polio “P’s” of the ninties: pacing, practice, perseverance, and patience!

WORSENING RESPIRATORY PROBLEMS: Of the total number of patients seen in the Bay Area’s Post Polio Clinics, only one hundred and fifteen (16%) were classified as having worsening respiratory problems. This included people who required supplemental oxygen at night time, increased mechanical assistance like IPPB during the day, more effective mechanical assistance necessitating a change in the type of ventilator, and those who began using positive pressure by mouth ventilation at night. There were other respiratory problems, but these were not included in the statistics. Recurrent bronchitis was a frequent enough problem to warrant mentioning, even though the patients for whom it was a problem had a perfectly adequate and no difficulty handling secretions. Except for two patients, there were no immune abnormalities. The problem seems to be more of a chemical bronchitis (as opposed to infection) caused by night-time aspiration of tiny amounts of stomach acid, which reflexes from the stomach into the esophagus because of hiatus hernia. Fully one hundred and sixty-seven polio survivors (23%) have symptomatic indigestion secondary to hiatus hernia. The figure may be so large in polio survivors because of the high percentage of scoliosis, which is usually associated with chest wall rotation. There are other effects of scoliosis on weakness of the deep breathing or coughing muscles. Despite reports of sleep apnea in polio survivors, we have seen only one documented case.

JOINT AND MUSCLE PAIN: Various musculoskeletal aches and pains were a problem for five hundred and fifty-nine polio survivors (74%). Many people had more than one site of pain, and had been bothered by one pain or another for many years. As you can see from the statistics that follow, most polio survivors suffer from chronic pain, which for some can be quite disabling. Our statistics break down the different sources of pain, thereby providing a convenient framework for discussion of the management of specific pain problems. Nearly all polio survivors (99% of our patients) had scoliosis when seen in the Post Polio Clinics. Scoliosis per se does not hurt, but the long standing effects of rotation and curvature of the spine have been associated with conditions that do hurt. We found that one hundred and seventy-eight people (34%) had facet arthropathy or wear-and-tear arthritis of the little joints of the spine. Two Hundred and sixteen (41%) had degenerative disc disease, sometimes in combination with facet arthropathy. Sixty-seven (12%) had pain in the back and legs or in the neck and arms due to radiculopathy (pinched nerve root). Fifty-nine patients (11%) had lumbar spinal joint pain. All but one of these people were long-time wheelchair users with pelvic obliquity associated with scoliosis. Three patients had piriformis syndrome. The other joints in addition to the ones of the spine showed signs of wear-and-tear arthritis. As in the case of the back, abnormal biomechanics and overuse (or sometimes abuse) causes wear and tear or degenerative arthritis. The shoulder was affected in one hundred and sixteen people (22%), while the knee was affected in one hundred and eleven (21%) polio survivors. Degenerative arthritis was present in the top in fifty-eight (11%), in the ankle/foot in thirty-one (4%). Interestingly, if a leg was braced because on the unbraced side, which had been the side of major weight bearing for years. In addition to joint pain, there were a number of soft tissue sources of pain. Bursitis/tendinitis was generally associated with underlying arthritic changes and was present in one hundred and seventy-one patients (32%). Carpal tunnel syndrome, usually associated with cane walking or pushing a wheelchair. Fibrositis or myofascial pain syndrome, with underlying degenerative changes in the spine, was present in sixty-eight patients (13%). Fifty-nine individuals (11%) complained of muscle tension headaches, which was associated with degenerative cervical changes. Fifteen patients (3%) complained of burning and tingling in the hand and arm due to ulnar compression neuropathy from leaning on their elbows of the wheelchair armrests. Other compression neuropathies causing pain and discomfort included tarsal tunnel syndrome (not unlike carpal tunnel syndrome, but in the foot) and lateral femoral cutaneous neuropathy. Finally, there were eleven cases of thoracic outlet syndrome, associated with chronic slumped shoulders. We did not collect statistics on fractures. As with all chronic pain syndromes, treatment with narcotic pain relievers is not generally indicated because of the addiction problem associated with long-term (longer than two weeks) usage. All of the other means of dealing with chronic pain will be discussed along with specific commentary about management of the above listed musculoskeletal problems.

COLD INTOLERANCE: Forty-one percent of the polio survivors complained of worsening cold intolerance. For nearly everyone it was not a new problem, but one that had been present since the onset of polio to a less bothersome degree. There seem to be two manifestations of the problem. One we have dubbed the “purple foot syndrome” which is characterized by painful coldness in one or more limbs, usually in the limb most affectd by residual atrophy. Spouses also complain of the problem, especially in the middle of the night! It appears that some of the sympathetic nerve fibres were affected originally and these fibres are the ones that constrict the blood vessels of the skin in response to cold. Normally, when we are exposed to cold, the blood vessels of the skin constrict to shunt blood away from the surface of the skin down to the underlying bone and muscle where heat radiates away from the affectd limb and it cools down. The best treatment is an elastic stocking and good woolly socks, foot warmers at the bottom of the bed, and an insensate spouse! The other part of the problem is decreased muscular performance in the presence of cold. Many polio survivors find they are unable to swim in an unheated pool, or they have more trouble walking in cold weather. This is explained by the fact that when muscle is cooled, defective neuromuscular transmission is made worse. Refer back to the section on fatigue to refresh your memory about defective neuromuscular transmission. If you suffer from cold intolerance, you can only be advised to try to avoid cold exposure and “button up your overcoat”. The statistics and information provided in this handout are merely an outline of the late effects of polio. The other speakers will flesh out the details of the various problems, and more importantly, provide you with some solutions. S.K. Yarnell, MD Director, Post Polio Clinic St. Mary’s Hospital

This site is now maintained by Chris Salter, linpolioweb@loncps.demon.co.uk, of the Lincolnshire Post-Polio Network Original Document Preparation: Tom Dempsey. Last modification: 10th January 1998

The Late Effects of Polio An Eleven Year Experience Managing Post Polio Read More »

Post Polio Syndrome May Not Be Progressive

Postpolio Syndrome May Not Be Progressive

Charles Marwick

THE SYMPTOMS of fatigue, weakness, and pain that characterize the so-called postpolio syndrome — which a few years ago seemed to be growing more severe among persons who have had poliomyelitis (JAMA, 1986;255;1397-1399, 1403-1404, 1541-1546, 1547) — may not continue on a downhill course.

This is the indication from the first 5-year follow-up of 10 persons in the 50-subject study of postpolio patients being conducted by the Mayo Clinic, Rochester, Minn.

However, says Anthony J. Windebank, MD, professor of neurology and one of the study investigators, with only 10 patients evaluated so far, initial findings have to be taken cautiously. Nor do they shed any light on the etiology of the syndrome.

Windebank reported these preliminary results at the annual meeting of the American Academy of Physical Medicine and Rehabilitation in Washington, DC.

Postpolio Problems

The Mayo Clinic study was started by Mary B. Codd, MD, in response to widespread interest in physical difficulties that former patients with paralytic poliomyelitis were experiencing Codd studied the medical records of every patient in Olmstead County, Minnesota, who had polio between 1935 and 1960, finding 608 cases of confirmed poliomyelitis, 300 of them paralytic. Of those paralytic cases, 247 persons survive.

To make the proposed long-term study manageable, the Mayo investigators selected 50 survivors. To ensure these 50 individuals fairly represented the entire group, the May investigators looked at as many different characteristics as they could think of, says Windebank

Among characteristics reviewed were the extent of the original disability, neurologic deficit, and distribution and extent of muscle weakness. “We believe these 50 individuals are a fair representation of the group as a whole,” Windebank says.

Extensive Workup

Five years ago, the Mayo investigators gave these survivors a thorough workup, which involved answering an extensive questionnaire, neurologic examinations, detailed electrophysiologic and pulmonary function studies, isometric strength measurements, and a variety of other functional tests. They found that 32 patients (64%) had the symptoms associated with postpolio syndrome.

In about 10 patients (20%), these symptoms had led to some changes in the activities of daily living, ranging from such minor things as requiring assistance while in the bathroom to, in two instances, being forced to stop work.

Now this initial examination is being repeated. So far, 22 persons have been examined but analyses have only been completed on the first 10.

“We have found,” Windebank says, “that while the number of complaints by the subjects has increased, the neurologic disability score has not. In fact, on manual muscle testing, the subjects have slightly less, although not significantly less, disability than they had 5 years ago.”

Slight Changes

So, he says, while there was subjective evidence of deterioration, this was not reflected by objective measurement.

There was a slight decrease in motor unit potentials in muscles over this 5-year period, he says, adding: “But it’s not different from a group of age-matched controls. So, these first 10 persons aren’t losing motor unit potentials any faster than healthy individuals.”

The subjects’ isometric strength has fallen slightly. But when Windebank and his associates compared the weakened limbs of the postpolio subjects with controls with normal limbs, “The small changes we see are identical in both the weak and normal limbs.”

More Vulnerable

While any deterioration is bound to have a greater impact on already weakened limbs than on normal limbs, the changes that have occurred over the 5 year period are proportionately the same, Windebank says.

“The normal limb went from 100% to 90% of measured strength,” he says. “The weak limb started off at 50% and went down to 45%.”

So, says Windebank, it appears that “if we ask ourselves: Have the weak limbs lost any more strength than they had 5 years before? The answer is they haven’t.” JAMA, January 22-29, 1992 – Vol 267, No. 4

Post Polio Syndrome May Not Be Progressive Read More »

Managing Post Polio Syndrome with Rehabilitation

MANAGING POST-POLIO SYNDROME WITH REHABILITATION

David Diamant, M.D.

Post-Polio Syndrome has many symptoms, including fatigue, weakness, pain, arthralgias, dysphagia, sleep disturbances, sympathetic dysfunction, and loss of mobility and overall function.

Fatigue in PPS is often described by the sufferer as a sudden exhaustion after even minimal exertion. It is frequently referred to as the “polio wall”. The complaint of fatigue has been as high as 89 percent in one study group. Moreover, those with PPS fatigue, when compared to those without, take significantly longer to recover their strength after an activity. Muscle weakness is greater in previously involved muscles from the acute polio event, although lack of paralysis acutely does not mean that such muscles won’t be affected in post-polio syndrome. The muscle pain that these individuals experience is like the soreness we may incur after heavy exercise–except that they feel such soreness after gentle exertion. Arthralgias invariably are secondary to muscle imbalance (secondary to the aforementioned weakness) causing joint instability. Clinically apparent dysphagia has been noted in at least 15 percent of individuals with PPS. Weakness of the bulbar muscles, which control the oropharynx, tongue, and larynx may cause occult as well as overt dysphagia and thus lead to its most serious consequence, aspiration. Pulmonary manifestations develop insidiously and are most likely in those who are respiratory compromised with the acute polio, as well as those who are older than ten upon acute presentation. In PPS pulmonary compromise may be manifested by nocturnal hypoventilation with sleep apnea, impaired cough, respiratory infections, and a decline in pulmonary function test performance. Sympathetic dysfunction can be heralded by cold intolerance, vasomotor instability, dizziness and syncope.

The rehabilitation of PPS has become more scientifically based over the past decade. Thoughtful exercise prescription to facilitate optimum strength, joint biomechanics, and functional mobility is salient in the management of PPS. An understanding of orthotics may prove the difference with a patient with PPS walking or using a wheelchair. Being attuned to signs of dysphagia and working with a speech language pathologist to teach compensatory swallowing strategies to a patient may make the difference in preventing potentially life-threatening aspiration. Insight into the pulmonary manifestations of PPS allows treatment of the patient efficiently and safely. Sensitivity to the patients psyche is also important in understanding the feelings of depression, isolation, and anger that many patients experience as a result of their second polio-related episode.

There are many theories as to the etiology of post-polio syndrome, although a few seem to be gaining more scientific credibility. The definite conclusion about poliomyelitis is that it is not a monophasic (one phase) disease–rather it is a diphasic (two phase) process, manifested decades after the acute event by possible neurological, musculoskeletal and clearly functional sequelae.

NOVINA

David Diamant, M.D., joined the physiatry staff at Madonna Rehabilitation Hospital in August. He comes to Lincoln from Rush-Presbyterian – St. Luke’s Medical Center in Chicago. He has a special interest in post-polio syndrome and has opened a clinic for post-polio patients at Madonna.

Postpolio Syndrome May Not Be Progressive

Charles Marwick

THE SYMPTOMS of fatigue, weakness, and pain that characterize the so-called postpolio syndrome — which a few years ago seemed to be growing more severe among persons who have had poliomyelitis (JAMA, 1986;255;1397-1399, 1403-1404, 1541-1546, 1547) — may not continue on a downhill course.

This is the indication from the first 5-year follow-up of 10 persons in the 50-subject study of postpolio patients being conducted by the Mayo Clinic, Rochester, Minn.

However, says Anthony J. Windebank, MD, professor of neurology and one of the study investigators, with only 10 patients evaluated so far, initial findings have to be taken cautiously. Nor do they shed any light on the etiology of the syndrome.

Windebank reported these preliminary results at the annual meeting of the American Academy of Physical Medicine and Rehabilitation in Washington, DC.

Postpolio Problems

The Mayo Clinic study was started by Mary B. Codd, MD, in response to widespread interest in physical difficulties that former patients with paralytic poliomyelitis were experiencing. Codd studied the medical records of every patient in Olmstead County, Minnesota, who had polio between 1935 and 1960, finding 608 cases of confirmed poliomyelitis, 300 of them paralytic. Of those paralytic cases, 247 persons survive.

To make the proposed long-term study manageable, the Mayo investigators selected 50 survivors. To .ensure these 50 individuals fairly represented the entire group, the May investigators looked at as many

different characteristics as they could think of, says Windebank.

Among characteristics reviewed were the extent of the original disability, neurologic deficit, and distribution and extent of muscle weakness. “We believe these 50 individuals are a fair representation of the group as a whole,” Windebank says.

Extensive Workup

Five years ago, the Mayo investigators gave these survivors a thorough workup, which involved answering an extensive questionnaire, neurologic examinations, detailed electrophysiologic and pulmonary function studies, isometric strength measurements, and a variety of other functional tests. They found that 32 patients (64%) had the symptoms associated with postpolio syndrome.

In about 10 patients (20%), these symptoms had led to some changes in the activities of daily living, ranging from such minor things as requiring assistance while in the bathroom to, in two instances, being forced to stop work.

Now this initial examination is being repeated. So far, 22 persons have been examined but analyses have only been completed on the first 10.

the neurologie disability score has not

“We have found,” Windebank says, “that while the number of complaints by the subjects has increased, the neurologic disability score has not. In fact, on manual muscle testing, the subjects have slightly less, although not significantly less, disability than they had 5 years ago.”

Slight Changes

So, he says, while there was subjective evidence of deterioration, this was not reflected by objective measurement.

There was a slight decrease in motor unit potentials in muscles over this 5-year period, he says, adding: “But it’s not different from a group of age-matched controls. So, these first 10 persons aren’t losing motor unit potentials any faster than healthy individuals.”

The subjects’ isometric strength has fallen slightly. But when Windebank and his associates compared the weakened limbs of the postpolio subjects with controls with normal limbs, “The small changes we see are identical in both the weak and normal limbs.”

More Vulnerable

While any deterioration is bound to have a greater impact on already weakened limbs than on normal limbs, the changes that have occurred over the 5 year period are proportionately the same, Windebank says.

“The normal limb went from 100% to 90% of measured strength,” he says. “The weak limb started off at 50% and went down to 45%.”

So, says Windebank, it appears that “if we ask ourselves: Have the weak limbs lost any more strength than they had 5 years before? The answer is they haven’t.”

JAMA, January 22-29, 1992 – Vol 267, No. 4

Managing Post Polio Syndrome with Rehabilitation Read More »

Post Polio Dysphagia Alarm or Caution

POST-POLIO DYSPHAGIA: ALARM OR CAUTION?

David W. Buchholz, MD Bronwyn Jones, FRACP, FRCR

Dysphagia is among the residual and (Table). Two had minimal findings, including one progressive problems encountered by polio who flexed the head to facilitate swallowing and survivors.1-4 Post-polio dysphagia is due  another who had minimal laryngeal penetration; ily to pharyngeal and laryngeal muscle weakness the others had abnormalities varying from mild as a consequence of bulbar (brain stem) motor pharyngeal weakness with minimal retention in neuron destruction at the time of acute polio. It valleculae or pyriform sinuses following has been estimated that 10% to 15% of patients lowing to complete loss of pharyngeal muscle with acute polio develop dysphagia during the contraction and aspiration (sometimes without attack.

protective cough reflex). Some of The prevalence of residual dysphagia among ties could be ascribed to pharyngeal weakness. polio survivors may be in the range of 10% to Despite the finding of poor or absent 20% according to questionnaire studies. 6.7 Less contraction, in most cases the swallow was is known about the extent of functional  “safe” or “compensated.”8 Aspiration was found and the risk of complications, such as in five patients and moderate laryngeal aspiration pneumonia, related to dysphagia among without aspiration in two others; minimal or polio survivors. Similarly, although it has been occasional laryngeal penetration without suggested that pharyngeal dysphagia may be was present in the remaining abnormal among the progressive problems facing polio studies. survivors, there have been no convincing data.3.+ Importantly, other abnormalities contributing

Over the last few years we have evaluated 28 to symptoms such as a cervical esophageal patients at the Johns Hopkins Swallowing Center. Zenker’s diverticulum, a lateral diverticulum, with a remote history of polio and recent or pharyngeal pouches were present in one third increasing dysphagia. The Johns Hopkins Swal- of patients and esophageal abnormalities were lowing Center is a multidisciplinary group of found in almost baif (44%) (Table). In addition, physicians and allied health professionals who several patients had other neuromuscular proc have a special interest in patients with that could have been causing or contributing tom of dysphagia (difficulty in swallowing, sen- to the patients’ symptoms, including Parkinson’s of food sticking); clinicians include disease, cerebrovascular accident, and cerebellar gastroenterologists, neurologists, radiologists,  atrophy. This study did not address progression of laryngologists, head and neck surgeons, but warned against ascribing medicine specialists, and speech/language symptoms to polio without excluding other pathologists. The Center evaluates over 100 pa- potentially treatable structural lesions or other with dysphagia per year and actively con- neuromuscular disorders. Suits on many more than that number. Patients are Because of our experience with this group of referred from local, national, and international polio survivors and other patients with sources,

dysphagia, we felt that some comment should be Ve recently analyzed the cinefluorographic made on a recent publication that deals with data or 25 post-polio patients with dysphagia progressive symptoms of dysphagia in the post polio population and raised the question of swal Dr Buchholz is Associate Professor, Department of lowing “abnormalities, even in the asymptomatic Veurology und Neurologist, the Jolins Hopkins post-polio population. Sonies and Dalakas are to Foung Ceriei The Johns Hopkins Medical be congratulated for their efforts.

suggests that the incidence of unexpected “abnormalities” detected by videofluoroscopy is OTHER ABNORMALITIES IN quite high, especially among the asymptomatic PATIENTS WITH DYSPHAGIA AND A elderly,13 suggesting that the standards of normal REMOTE HISTORY OF POLIO it in the young should not be applied in a stringent fashion to the older person. Accord Pharynx or cervical esophagus Zenker’s diverticulum it is unclear to what extent the videofluoro Lateral diverticulum findings among post-polio patients are Bilateral pharyngeal pouches

truly “abnormal.” Moreover, the findings were Stricture relatively mild in that only one dysphagic and one Esophageal disease non-dysphagic post-polio patient demonstrated (hiatal hernia, reflux or spasm) Other diseases “trace aspiration after swallowing.” In this light, Neuromuscular disorders (Parkinson’s, references to “often life-threatening cerebellar atrophy, multiple

of choking and aspiration pneumonia” and cerebrovascular accidents) “potentially life-threatening aspiration” appear Supraglottic laryngectomy to be inappropriate. The data in their paper do Numbers not cumulative; several findings may be present in a justify caution, but not necessarily alarm, in single patient. considering the presence and implications of dysphagia among polio survivors. The third and final concern pertains to in this respect.” Remarkably, the – conclusion, “These abnormalities suggest that in of detailed oral sensorimotor examination, bulbar neurons there is a slowly progressive ultrasonography of swallowing, and deterioration similar to that in the muscles of the of swallowing revealed some abnormality limbs.” This seems to be based on two sources of in all but one of the 32 patients.

data. First, as in the 25 patients we have studied, Our concerns relate to three main points. First, Sonies and Dalakas found that a large percentage these authors do not clearly differentiate between of their post-polio patients have, by history, the post-polio syndrome and progressive post- symptoms suggestive of progressive pharyngeal poliomyelitis muscular atrophy (PPMA). impairment, often beginning several decades after polio syndrome is variably defined but is generally the acute illness. It must be kept in mind that these regarded as a constellation of symptoms such as are subjective data provided by patients who have fatigue, muscle and/or joint pain, and muscle sought medical attention in the setting of wide weakness and/or wasting occurring usually spread fear about “reactivated” polio, and it is decades after recovery from acute polio. It understandable that anxiety may be influencing has many causes, only one of which is PPMA.O their perception of symptoms, especially those The mechanism of PPMA is thought to be gradual involving a function as essential as swallowing exhaustion of the ability of surviving motor (Clark M, Witherspoon D. A new scare for polio neurons to maintain their abnormally large axon victims. Newsweek, April 23. 1984, p 83). trees after several decades of reinnervation fol- The other source of information suggesting to lowing polio.11.12 The incidence of PPMA is Sonies and Dalakas that post-polio dysphagia: unknown, but its rate of symptomatic progression may be progressive is follow-up information Oui in affected individuals seems to be very slow, in four of their patients within 1 to 21/2 years after the range of 1% per year decline in muscle the initial evaluation. A careful review of the strength.!!

subjective and objective data indicating progress It is critically important to distinguish  dysphagia among these four patients raises tween post-polio syndrome and PPMA; PPMA doubt in our minds that it can set be stated that is presently untreatable, whereas many of the PPMA causes progressive dysphagia. More ex other causes of post-polio syndrome can be tensive, longitudinal, objective studies are needed treated. Additionally, confusion between post- before that conclusion can be firmly drawn. For polio syndrome and PPMA has probably led to now. it is puzzling that a condition such as an overestimation of the extent to which PPMA PPMA, which allegedly causes slowly progress occurs in polio survivors, and that has led many sive weakness at the rate of only 1% per year, Individuals to become unnecessarily anxious should result in substantial worsening of about their prognosis. muscle function over an interval as short concern retarding their paper Dalakas seem to suggest. pertains to its potential to provoke exaggerated f that observation is valid, the explanation may of the magnitude of the problem of be that even slight additional weakness can cause post-polio dysphagia. Their study did not utilize a symptomatic decompensation of marginally com control group for videofluoroscopy. Recent pharyngeal dysphagia. Sonies and Dalakas imply that post-polio  purees). These substances need to be bar dysfunction may offer a unique opportunity to ally determined by a swallowing therapist aided study PPMA, because “new bulbar dysfunction by videofluoroscopy. Special breathing tech can be quantified” and such quantification has or head positioning also may be useful. been difficult in the limbs. Our experience In summary, much remains to be learned cates that quantification of videofluoroscopic find about the prevalence and impact of post-polio ings is difficult, and refinement of this technique dysphagia. There is as yet no good evidence that is necessary before it will be useful as a reliable patients need be alarmed about the prospect of quantitative tool. On the other hand, developing disabling or life-threatening can be helpful in evaluating individual. On the other hand, it is prudent to formally patients; the question is, which post-polio patients evaluate polio survivors with dysphagia, using should have swallowing studies. Should we study videofluoroscopy, if dysphagia symptoms are all patients with a past history of polio, even if serious, progressive, or new. Treatment such as presently asymptomatic, or should we be more supervised swallowing rehabilitation is selective? Based on our experience with swallow to enhance the ease and safety of feeding. ing disorders, our recommendations are that there are several groups who definitely need to be REFERENCES evaluated. 1. Bosma JF. Studies of disability of the pharynx

resultant from poliomyelitis. Ann Otol Rhinol Laryngol. First, the patient with residual dysphagia since 1953; 64:529-547. the acute polio requires a baseline study. Such pa- 2. Ardran GM. Kemp FH. Wegelius C. Swallowing residual dysphagia may have resulted in defects after poliomyelitis. Br J Radiol. 1957; 30(353):169 either the need to substantially modify diet and/or

  1. feeding habits, symptoms of airway penetration 3. Buchholz D. Dysphagia in post-polio patients. In: Halstead LS, Wiechers DO, eds. Research and Clinical (such as choke/cough episodes), or may have), or may have Aspects of the Late Effects of Poliomyelitis. White Plains, caused a complication such as aspiration pneumo- NY: March of Dimes Birth Defects Foundation; 1987:55-62. or airway obstruction. This group would 4. Buchholz D, Jones B. Dysphagia occurring after include patients who had severe bulbar involve- polio. Dysphagia. 1991; 6:165-169. 5. Baker AB, Matze HA, Brown JR. Poliomyelitis III: a at the time of the acute attack with study of medullary function. Arch Neurol. 1950; 63:257. paresis, breathing or swallowing problems, and 6. Halstead LS, Wiechers DO, Rossi CD. Late effects of who may have required treatment in an iron lung. poliomyelitis: a national survey. In: Halstead LS, Wiechers It is apparent from the work of Sonies and Dal DO, eds. Late Effects of Poliomvelitis. Miami, Fla: Sympo that individuals with prior bulbar polio are at Foundation: 1985:11-31.
  2. Speier JL, Owen RR, Knapp M. Canine JK. higher risk for dysphagia and its complications of post-polio sequelae in an epidemic population. In: than are those who experienced only spinal polio. Halstead LS, Wiechers DO, eds. Research and Clinical

The second group requiring evaluation  Aspects of the Late Effects of Poliomyelitis. White Plains, patients with mild deficits in NY: March of Dimes Birth Defects Foundation: 1987:39-48.

  1. Buchholz DW, Bosma JF. Donner MW. Adaptation, swallowing since the acute polio who are noticing

compensation, and decompensation of the pharyngeal a change or deterioration in the ability to eat or low. Gastrointestinal Radiology: 1985: 10:235-239. swallow (such as food sticking, coughing, 9. Sonies BC. Dalakas MC. Dysphagia in patients. swallowing, and slowing of swallowing or the post-polio syndrome. V Engl J Med. 1991; 324:1162 eating ability).

  1. Dalakas MC. New neuromuscular symptoms after The third group includes those patients who 10 polio (the post-polio syndrome): clinical studies and have new difficulty with eating or swallowing genetic mechanisms. In: Halstead LS. Wiechers DO, eds. The purpose of swallowing evaluation of Research and Clinical Aspects of the Late Effects of these patients is to diagnose the cause or causes Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation; 1987:241-265. of dysphagia and to provide optimal manage 11. Dalakas MC, Elder G. Hallett M, : al. A long-term ment of the problem. It should not be assumed follow-up study of patients follow-up study of patients with post-poliomyelitis neu that progressive dysphagia in a post-polio symptoms. N Engi Med. 1986; 314:959-963. is due to progressive muscle weakness; 2. Cashman NR, Maselli R. Wollmann RL, et al. Late survivors are not immune to other, potentially denervation in patients with antecedent paralytic poliomyelitis. N Engi i Med. 1987: 317:7-12. treatable conditions such as a superimposed 13. Ekberg 0. Feinberg VI. Altered swallowing function structural lesion (Table).’* Even if no abnormal- in elderly patients without dysphagia: radiographic findings other than pharyngeal weakness is demon- in 36 patients. JJR. 1991; 156:1181-1184. here is evidence that patients can benefit 14. Buchholz DW Marsh BR. Multifactorial dysphagia:. 1986; con therapy that allows the swallowing. therapy in 15. Siibereleit Vanng VP. Suilivan MJ, Maynard CHUGS Changing or restricting diet to certain FM. Sviation, and follow-up results of post “Sale” consistencies (substances that can be polio patients with dysphagia. Otolaringol Head Neck Surg. swailowed without airway entry, such as 1991; 104:333-338. 1167 1305

Post Polio Dysphagia Alarm or Caution Read More »

Electrophysiology and Electrodiagnosis

Electrophysiology and

Electrodiagnosis of the Post-Polio Motor Unit

Daria A. Trojan, MD, Daniel Gendron, MD, Neil R. Cashman, MD Orthopedics December 1991 Vol 14 No 12 1353-1361

Lincolnshire Post-Polio Library copy by kind permission of Dr. Trojan

From the Department of Neurology, Montreal Neurological Institute and Hospital, Montreal, Quebec, Canada The authors thank L. Cetola for her help in the preparation of the manuscript.

This work was supported in part by the Fonds de la Recherche en Santé du Québec and by the Association Polio Québec. Reprint requests: Daria A. Trojan, M.D., Montreal Neurological Institute, 3801 University, Montreal, Quebec, H3A 2B4, Canada. Abstract

Post-poliomyelitis syndrome refers to new symptoms that may occur years after recovery from poliomyelitis. The most common of these symptoms are new weakness, fatigue, and pain. This article describes electrodiagnostic studies — conventional electromyography (EMG), single fiber electromyography (SFEMG), and macroelectromyography (macro-EMG) — that have provided information on the post-polio motor unit and on the possible etiology of some post-polio syndrome symptoms. Muscular fatigue, and indirectly, general fatigue, may be due to neuromuscular junction transmission defects in some post-polio individuals, as suggested by reduction of the compound motor action potentials on repetitive stimulation, and increased jitter and blocking on SFEMG. Progressive weakness and atrophy in post-polio syndrome is probably due to a distal degeneration of post-polio motor units with resultant irreversible muscle fiber denervation. Electrodiagnostic evidence of ongoing denervation includes fibrillation and fasciculation potentials on conventional EMG, increased jitter and blocking on SFEMG, and smaller macro-EMG amplitudes in newly weakened postpolio muscles. However, even though electrodiagnostic studies have provided insight into the possible causes of some postpolio syndrome symptoms, no specific electrodiagnostic test for the syndrome is currently available.

The late progression or appearance of neuromuscular symptoms in individuals who have previously recovered from paralytic poliomyelitis is now recognized as a major public health problem in North America. Although a wide variety of symptoms have been reported, weakness, fatigue, and muscle and joint pain are consistently the most frequently noted.[1-9] We favor the term post-poliomyelitis syndrome

for this constellation of new symptoms that often present simultaneously. Although some postpolio syndrome symptoms such as new weakness are almost certainly due to changes in the motor unit, it is unclear how or if pain, which is uncommon in the classical motor neuron diseases such as amyotrophic lateral sclerosis, is referable to disease of the motor unit. Thus, the post-poliomyelitis syndrome may be the most inclusive term, which encompasses symptoms that may or may not be due to motor unit dysfunction, and also refers to the frequent concurrence of these symptoms.

This article reviews the physiology of the post-polio motor unit, emphasizing electrodiagnostic studies, and relates these findings to three post-polio syndrome symptoms that may be explained by motor unit abnormalities: new fatigue, weakness, and atrophy.

Fatigue specific to post-polio patients can be either general or muscular.[10] General fatigue is usually described as a flu-like, diffuse exhaustion. Muscular fatigue (fatigability) can be defined as difficulty with muscular endurance, or increased weakness with exertion that improves with rest. Many causes have been proposed for general fatigue. These include depression, anxiety, malfunction of the brainstem reticular activating system from past involvement during acute polio, emotional stress, and even a subjective interpretation of diffuse muscular fatigability.[9,11,12] Possible causes of muscular or peripheral fatigue are neuromuscular junction transmission defects, overuse myopathy, and fiber type disproportion.[3,13- 15]

New weakness can be reported as permanent, or transient, which is related to activity. We believe that transient weakness is actually muscular fatigue. New atrophy, or loss of muscle bulk, is also reported by post-polio syndrome patients. New weakness and atrophy have been theorized to be due to a number of causes including disuse, progressive denervation, and overuse myopathy.[9] Atrophy is not as frequent a complaint in polio survivors as new weakness and fatigue,[2,5] and may be a relatively late phenomenon in post-polio syndrome.[16]

THE NORMAL MOTOR UNIT

A motor unit, originally defined by Sherrington, consists of a motor neuron and all of the muscle fibers that it innervates or supports. Electrical excitation of a motor neuron in the central nervous system is followed by conduction of an impulse in the axon and its terminal branches, synaptic transmission at the neuromuscular junction mediated by the neurotransmitter acetylcholine, and depolarization and contraction of the muscle fibers it innervates. If enough motor units are stimulated, a clinically apparent muscle contraction will be produced. The ratio of muscle fibers innervated per motor neuron varies within a muscle and between muscles, and can range from six to 10 muscle fibers in extraocular muscles to 2000 muscle fibers in the gastrocnemius muscle.[17] In general, muscles that require greater specificity of action have smaller motor units.

A muscle is generally composed of two types of muscle fibers which differ in their enzymatic composition, speed of contraction, and fatigability. Type I fibers have more oxidative enzymes, are less susceptible to fatigue, and are also referred to as slow twitch fibers. Type II muscle fibers have a higher proportion of glycolytic enzymes, are more easily fatigued, and are also referred to as fast twitch fibers.

The muscle fiber type is believed to be determined by the motor neuron by which it is innervated. Thus, a specific motor neuron will innervate either Type I or Type II muscle fibers, but not both.[17] Motor neurons innervating Type II fibers are characterized by a higher threshold for activation, higher axonal conduction velocity, and a higher firing rate than motor neurons innervating Type I fibers.[18] Normally, the two types of muscle fibers are evenly interspersed within a muscle, producing a mosaic pattern.[19] During recruitment of muscle fibers for a muscle contraction, Type I fibers (within smaller motor units)

are usually excited first, followed by Type II fibers (within larger motor units). This method of recruitment allows the use of the less fatigable Type I fibers for continued lower levels of contraction, whereas the more easily fatigable, fast Type II fibers are used for short bursts of activity.[18]

The neuromuscular junction is the interface between a fine terminal nerve fiber of a motor neuron and a muscle fiber. The space between these two structures is known as the synaptic cleft. To produce a muscle fiber contraction, the depolarized motor neuron terminal releases acetylcholine into the synaptic cleft. Acetylcholine then binds to specific receptors on the muscle endplate. If enough acetylcholine is released and bound to receptors, the muscle endplate and muscle fiber sarcolemma will depolarize, calcium will be released intracellularly from the sarcoplasmic reticulum, and a calcium-dependent myofiber contraction will be produced. To allow endplate repolarization, acetylcholine is rapidly hydrolyzed by the enzyme acetylcholinesterase. The muscle fiber is then ready for another depolarization.[17]

THE MOTOR UNIT DURING AND AFTER ACUTE POLIOMYELITIS

During acute poliomyelitis, motor neuron invasion by polio virus can result in either motor neuron death or injury with partial or complete recovery.[20] Motor neuron death will cause denervation of the muscle fibers belonging to its motor unit with resultant loss of voluntary activation of those muscle fibers. If only a few motor neurons innervating a muscle are affected, no weakness may be perceived by the patient because of the normal reserve present in human muscle. More severe loss of motor neurons from acute polio results in partial or complete denervation of the muscles involved, and will be perceived as weakness or complete loss of voluntary muscle contraction by the patient.

Recovery of muscular force after acute poliomyelitis can occur by sprouting from intact motor neurons or by muscle fiber hypertrophy. If a motor neuron survives polio virus attack, within 3 to 4 weeks it will extend sprouts from its terminal axonal branches that will reinnervate locally denervated muscle fibers. [21-24] This process is limited by the number of remaining motor neurons, and by the ability of a motor neuron to form sprouts. It is also possible that the ability of a motor neuron to sprout and reinnervate is correlated with the severity of its own disruption by polio virus infection. As a result of these two limitations, some muscle fibers may not become reinnervated, and will undergo progressive atrophy over the ensuing months to years.[25]

Because terminal nerve sprouts are short (100 to 200 µ, or two to four muscle fiber diameters),[26-27] fiber type grouping of reinnervated muscle will result, and the normal mosaic interspersion of Type I and Type II fibers will be diminished or absent.[28,29] In addition, fiber type transformation from Type II to Type I fibers without selective loss of larger motor neurons (which innervate Type II fibers) can occur in weak, but still functional, post-polio muscles.[30-32] It has been estimated that even with a loss of 50% of the motor neurons supplying a muscle, the surviving motor neurons can achieve complete reinnervation resulting in normal muscle strength.[33] Muscle biopsy studies have shown that motor unit sizes after recovery from poliomyelitis can be up to seven-fold normal size.[34] In other words, a post-polio motor neuron may maintain up to seven times the number of muscle fibers as it would normally supply. In addition to sprouting with reinnervation, muscle fiber hypertrophy of innervated muscle may contribute to the recovery of motor strength after acute polio.[30]

The most likely etiology of new weakness many years after recovery from paralytic polio is a distal degeneration of these abnormally enlarged motor units, as hypothesized by Weichers and Hubbell.[35] Thus, new weakness decades after recovery from acute paralytic polio may be a result of the recovery process itself. Surviving motor neurons which may have permanent abnormalities from earlier polio and are now innervating many more muscle fibers than normal, may be unable to sustain such a great metabolic demand. Over time, terminal axonal sprouts may degenerate, with subsequent denervation of

individual muscle fibers. It is possible that some of these denervated muscle fibers may become reinnervated by sprouts from neighboring motor neurons, producing a continuous “remodeling” of the post-polio motor unit.[29,36-38]

However, some muscle fibers will become irreversibly denervated, causing a reduction in size of the motor unit, and will produce a clinically apparent weakness in the patient.[35,36] The normal aging process involves a dropout of motor units, predominantly after age 60,[39-41] and may have an additional effect on the already borderline or clinically weakened post-polio muscles.

ELECTROPHYSIOLOGY OF THE NORMAL AND POST-POLIO MOTOR UNIT

Conventional Electrolmyography. Electromyography (EMG) is a diagnostic technique used to evaluate the electrophysiology of a motor unit. It is performed by percutaneously inserting a small needle electrode into the muscle being evaluated. The concentric needle electrode can record activity of muscle fibers within a radius of about 1 mm. Activity is amplified and displayed on an oscilloscope. Normally, a muscle is silent at rest after insertional activity (produced by irritation from needle movement) has ceased. With muscle contraction, motor units are activated and motor unit action potentials (MUAPs) appear on the screen, usually as triphasic waves with an initial positive deflection.[17]

Because of the relatively small recording volume of an EMG needle in comparison to the diameter of a normal motor unit (in the biceps muscle motor unit, diameters range in size from 2 to 10 mm),[42,43] only five to 12 muscle fibers from a motor unit will contribute to the MUAP observed on the screen.[44] The amplitude of a MUAP is determined by the number of muscle fibers recorded with the needle. With increasing strength of contraction, there is an orderly recruitment of motor units with the number and size of MUAPs gradually increasing. At full contraction, separate MUAPs will be indistinguishable, resulting in a complete recruitment interference pattern.[45]

During acute polio, motor neuron loss can occur with denervation of muscle fibers. In the first few weeks, an EMG of a paretic muscle is silent at rest. After 2 to 4 weeks, a denervated muscle fiber will periodically depolarize spontaneously, producing fibrillation potentials and positive waves. A portion of or an entire motor unit may also become activated spontaneously, resulting in a fasciculation at rest which can be seen and felt by the patient. Fasciculations can also be seen occasionally in normal individuals, but are considered to be abnormal when accompanied by fibrillation potentials.[46] Motor neuron loss after poliomyelitis will produce a reduction in the number of motor units seen with recruitment.[29,35]

During the recovery process, motor units will enlarge. In addition, local sprouting will increase the number of muscle fibers innervated by the same motor neuron that are within the receptive field of the EMG needle. Motor unit action potentials will thus have abnormally large amplitudes and polyphasia. Decreased recruitment will remain, secondary to a reduction in the number of motor units available for activation during voluntary muscle contraction.[28,29,35]

Classically, it was believed that fibrillation and fasciculation potentials would disappear within 6 to 12 months of deneniration with maturation of the new terminal nerve sprouts.[21,24,35] However, it is now becoming evident that fibrillation potentials may never disappear in a post-polio survivor. The reason for this is unclear, but proposed mechanisms include ineffective or inefficient reinnervation of the very enlarged motor units, continuous remodeling with denervation and reinnervation of the enlarged motor units, and a metabolic abnormality in motor neurons affected by the polio virus that prevent them from providing normal innervation to all reinnervated muscle fibers.[36]

It is now known that long after recovery from acute poliomyelitis, many polio survivors will continue to

have abnormalities on conventional EMG regardless of whether or not they are having new symptoms. These include persistence of the spontaneous fibrillation and fasciculation potentials, enlarged MUAPs, and decreased recruitment.[29] Thus, abnormalities observed on conventional EMG do not allow distinction of symptomatic from asymptomatic individuals.[29]

Single fiber electromyography. Single fiber electromyography (SFEMG) is an electrodiagnostic technique that allows evaluation of single muscle fibers within a motor unit. Similar to conventional EMG, it is performed by percutaneous insertion of a small needle electrode into the voluntarily contracted muscle under study. However, the receptive volume of this needle (diameter of 25 µm) is smaller than that of a conventional EMG needle. If the motor unit is normal, this receptive volume includes up to one or two muscle fibers from the same motor unit. Muscle fiber depolarizations are recorded by the electrode, and are displayed on an oscilloscope.[47]

SFEMG allows the quantitation of the parameters of fiber density, jitter, and blocking. Fiber density is an indirect estimate of the number of muscle fibers per unit volume belonging to a single motor unit. In polio survivors, it can be regarded as an index of axonal sprouting, and consequently as a measure of denervation from the original poliomyelitis. Fiber density is measured by randomly inserting a needle into the muscle studied, and determining the number of muscle fibers that are depolarized by a single motor neuron within the receptive field of the electrode. The mean of 20 such measurements determines fiber density. Mean normal fiber density ranges between 1.3 and 1.7, and varies with different muscles. It is slightly higher in children under age 10 and in adults over 60.[47] As noted above, fiber density is increased in conditions which involve denervation and reinnervation by collateral sprouting, and in some myopathies.[47]

Jitter is the variability in the difference in the time of firing of two muscle fibers when both are innervated by the same motor neuron. In polio survivors, it provides an indication of the adequacy of terminal axonal impulse propagation and neuromuscular junction transmission. One jitter reading is obtained by calculating the mean consecutive difference (MCD) of 20 to 50 discharges of two muscle fibers. Usually, 20 jitter measurements are obtained by random insertions of the SFEMG needle electrode. Normal jitter values range from a lower limit of 5 µsec to an upper limit of 35 to 60 µsec for different muscles.[47] Usually, after age 70, jitter values increase slightly.[47]

Jitter is considered to be abnormal if more than one of 20 jitter values in a particular muscle exceed the normal upper limit for that muscle.[47] Blocking occurs when the pathology at any one of these sites is more severe and actual transmission failure is produced. Blocking can be expressed as a percent of muscle fibers within a muscle exhibiting this phenomenon. It is absent in normal muscle. Thus, SFEMG can provide information about neuromuscular transmission with determination of jitter and blocking, and about motor unit reorganization with fiber density.

Stimulation SFEMG is a modification of conventional SFEMG which differs in the method of motor unit activation. During conventional SFEMG, muscle fibers are activated voluntarily; during stimulation SFEMG, muscle fiber activation is produced by a stimulating needle electrode placed near the motor point of the muscle. Stimulation SFEMG also permits assessment of jitter and blocking. However, the jitter readings obtained with this technique will be lower since they reflect the neuromuscular transmission at only one muscle fiber, rather than two muscle fibers as in the more traditional voluntarily stimulated SFEMG.[48,49]

An advantage of stimulation SFEMG is that it allows jitter determination at variable stimulation frequencies chosen by the electromyographer.[48,49] Thus, rather than seeking motor units with different stimulation frequencies as in conventional SFEMG, the electromyographer has direct control over the

study of a single motor unit at a variety of stimulation frequencies. Because of the known dependence of jitter on activation frequencies in several disease processes involving the neuromuscular junction,[50-53] stimulation SFEMG may enable the electromyographer to gather more information on the function of the motor unit.

During the reinnervation process after acute polio, axonal sprouts are initially unmyelinated and conduction is slow and variable. The newly formed neuromuscular junctions may also be a site of transmission slowing or failure. These abnormalities will present as increased jitter and blocking on SFEMG (Fig 1A). In addition, fiber type grouping as a result of motor unit remodeling during reinnervation will result in increased fiber density on SFEMG in the involved muscle (Fig 1B).

Fig 1: Single fiber electromyography of a postpolio muscle. Panel A

illustrates increased jitter in 10 superimposed single muscle fiber action

potentials (mean consecutive difference, 74 µsec; normal for muscle, <35

µsec). Panel B illustrates increased fiber density. Four single muscle fiber

action potentials are observed in the vicinity of the SFEMG needle (mean ±

SD normal value for age, 1.4 ± 0.11).[29]

Contrary to earlier hypotheses that the newly formed axonal sprouts and neuromuscular junctions would mature eventually,[21,35] increased jitter and blocking persist in the polio survivor.[29,36] Thus, abnormalities observed on SFEMG, as on EMG, are not helpful in distinguishing symptomatic from asymptomatic individuals.[29] However, a significant correlation between the percentage of fibers exhibiting jitter and fiber density has been found, suggesting that muscles with the most enlarged motor units as a result of sprouting are more likely to exhibit instability later in life (Fig 2).[29] Whether these abnormalities increase with the passage of time is not clear.[35,36] Certainly, a relationship of these

SFEMG abnormalities and the clinical evolution of post-polio syndrome has not consistently been found.

Fig 2: Graph of percentages of muscle fiber pairs exhibiting increased jitter

versus fiber density index. A significant correlation is observed between

percentage of fiber pairs exhibiting increased jitter and fiber density

(Spearman correlation coefficient r = .77, P<.05). A significant association is

also noted between fiber-type grouping on muscle biopsy (closed circles) and

percentage and fiber pairs with increased jitter (Wilcoxon signed rank sum

test, P<.01).[29]

We have performed stimulation SFEMG studies in symptomatic post-polio patients, and have confirmed the presence of increased jitter with this technique in polio survivors as compared to normal controls (Fig 3). We have also studied the neuromuscular junction in post-polio syndrome patients by evaluating jitter with different stimulation frequencies on stimulation SFEMG. Our preliminary studies suggest that jitter depends on stimulation frequency in a proportion of post-polio syndrome patients in a manner consistent

with a presynaptic defect. A similar relationship between jitter and stimulation frequency is observed in amyotrophic lateral sclerosis, where exhaustion of acetylcholine stores at nerve terminals probably contributes to the neuromuscular defect.[54]

Fig 3: Distribution of jitter (mean consecutive difference) values in individual

muscle fibers in post-polio syndrome and normal quadriceps muscles as

determined by stimulation single fiber electromyography. Mean jitter for

normal quadriceps was 23.17 ± SD 8.63 µsec (n = 48) as compared to mean

jitter for post-polio syndrome quadriceps 56.48 ± SD 34.34 µsec (n = 86).

In addition, we have used stimulation SFEMG to probe the relationship between neuromuscular junction transmission defects and the postpolio syndrome symptoms of generalized fatigue and muscle fatigability. Evidence for neuromuscular junction transmission defects on SFEMG studies are seen in post-polio sydrome,[28,29,35-37,55] and also in such disorders as amyotrophic lateral sclerosis and myasthenia gravis.[56-59]

Clinically, all three disorders can present with muscle fatigability, defined as increased muscle weakness on exenion, improving with rest.[55,58,59] Since anticholinesterase agents can ameliorate clinical muscle fatigability and neuromuscular transmission defects in myasthenia gravis and amyotrophic lateral sclerosis,[56,58-60] we have studied their effect in post-polio syndrome.

Preliminary studies have shown that jitter, as measured by stimulation SFEMG, can decrease with edrophonium injection, indicating amelioration of the neuromuscular junction defect in a proportion of fatigued post-polio syndrome patients (Fig 4). We have also found that jitter response to edrophonium is related to the patients’ subsequent subjective fatigue response to the oral anticholinesterase pyridostigmine. Therefore, fatigue in some patients may be due to an anticholinesterase-responsive neuromuscular junction transmission defect.[61] The fact that not all post-polio syndrome neuromuscular junctions responded similarly to an anticholinesterase agent and to high frequency stimulation helps support the notion for different neuromuscular transmission defects in post-polio syndrome.

Fig 4: Jitter (mean consecutive difference) values obtained by stimulation

single fiber electromyography before and after edrophonium injection in three

patients. Jitter is expressed as percent of mean jitter before edrophonium

injection.

Macroelectromyography. Macroelectromyography (macro-EMG) is a newer electrodiagnostic technique that can assess the size of the entire motor unit. Like EMG and SFEMG, it is performed by placing a needle electrode into the muscle being studied. Because the recording surface of the macro-EMG electrode is much larger than that of the EMG electrode, macroEMG can measure the summated action potential of most muscle fibers within a voluntarily activated motor unit. Either the area or amplitude of the macro-EMG motor unit potential (macro-MUP) can be used as an estimate of the motor unit size. [62,63] Simulation studies have shown that macro-MUP amplitude is positively correlated to the total number of muscle fibers and to the mean muscle fiber diameter in the motor unit under study.[64]

During the reinnervation process after acute polio, macro-EMG amplitudes will increase in size, reflecting the larger motor units found in these patients. The median macro-EMG amplitude can be up to seven times the normal limits for age, or 20 to 40 times the upper normal limit for individual motor units.[63,65] It is believed that with time macro-MUP amplitudes may decrease, reflecting the peripheral disintegration of the motor unit. However, a serial study of 11 post-polio patients showed no consistent trend in macro MUP amplitudes measured at yearly intervals over 1 to 2 years.[66] This may reflect the slow progression of the disease process in the relatively short follow-up period.

Macro-MUP amplitudes have been shown to be smaller in post-polio muscles with new weakness and atrophy than in post-polio muscles of normal strength or in weak but stable post-polio muscles.[65]

However, there is no method as of now to distinguish between a small motor unit due to loss of axonal branches, and a small motor unit that was never enlarged by axonal sprouting. Thus, further study is needed of macro-MUP as a diagnostic technique for post-polio syndrome.

UTILITY OF ELECTRODIAGNOSTIC STUDIES IN POST-POLIO PATIENTS

Pathophysiology of the post-polio motor unit. Even though no specific electrodiagnostic abnormality has been observed in symptomatic post-polio patients,[29] electrodiagnostic studies have provided information on the possible etiologies of the post-polio syndrome symptoms of fatigue, weakness, and atrophy. It is possible that a combination of factors, including the degree of motor unit deterioration, reserve present in the muscle affected, the functional importance of the muscle involved, and the general activity level of the patient will determine whether or not new symptoms are perceived by the patient.

Evidence for neuromuscular junction deficits are frequently observed in polio survivors, and may be a cause of muscular fatigue. Earlier studies demonstrated a reduction of compound motor action potentials on supramaximal repetitive stimulation,[55] and numerous recent studies demonstrate increased jitter and blocking on SFEMG.[28,29,35-37] There appears to be a relationship between the degree of neuromuscular junction deficits and the degree of motor unit enlargement after polio. Jitter has been shown to be increased in patients with a higher fiber density (indicating greater motor unit reorganization),[29] increased macro-MUP amplitudes (suggesting larger motor units), and fiber-type grouping on muscle biopsy.[66] Therefore, the extent of initial recovery may predict the degree of electrophysiological deficits later in life.

New, permanent progressive weakness and atrophy in polio survivors is probably due to permanent denervation as a result of a distal degeneration of enlarged motor units.[35] Evidence for this theory includes smaller macro-MUP amplitude in newly weakened patients[65] and angular atrophic muscle fibers indicative of ongoing denervation on muscle biopsy.[29] Some evidence of denervation, including fibrillations on conventional EMG and widespread myofiber immunoreactivity for neural cell adhesion molecule, can be seen in motor units undergoing “remodeling” (ie, denervation/reinnervation without net loss in size of motor units), and thus cannot be regarded as unequivocal evidence for a progressive denervating syndrome in postpolio syndrome.

In addition to providing information on possible etiologies of post-polio syndrome symptoms, electrodiagnostic studies can be used to document changes in the motor unit that occur as a result of treatment. Our studies have revealed the amelioration of jitter with a shortacting intravenous anticholinesterase medication in a proportion of post-polio syndrome patients.[61] An uncontrolled, open trial of pyridostigmine in fatigued polio subjects has also revealed a subjective improvement in fatigue in approximately 60% of subjects.[67] Further controlled studies are warranted to better evaluate the benefits and risks of these medications in post-polio syndrome.

Clinical utility. At present, electrodiagnostic studies in post-polio patients can be used in clinical practice to confirm past poliomyelitis involving motor neurons, and as an aid to exclude other conditions that could be causing symptoms of increased weakness, fatigue, and atrophy. For example, nerve conduction studies that should be normal in polio survivors may be abnormal in those with a peripheral neuropathy. In addition, F-waves, H-reflexes, and somatosensory evoked potentials studies in combination with nerve conduction velocity studies can be helpful to exclude radiculopathies and myelopathies that may mimic post-polio syndrome.

Even though clinical electrophysiologic tests cannot be used currently for the diagnosis of post-polio syndrome,[29] it is possible that macro-EMG studies may prove useful in the future. Further carefully

controlled and clinically correlated electrodiagnostic studies may provide more information about the pathophysiology, diagnosis, and treatment of post-polio syndrome.

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  38. Thiele B, Boehle A. Number of Single Muscle Fiber Action Potentials Contributing to the Motor Unit Potential. 5th International Congress of EMG. Rochester, Minn, 1975.
  39. Ball RL. Electrodiagnostic evaluation of the peripheral nervous system. In: DeLisa JA, ed. Rehabilitation Medicine: Principles and Practice. Philadelphia, Pa: JB Lippincott; 1988:196-227. 46. Kimura J. Electrodiagnosis in Diseases of Nerve and Muscle. Principles and Practice. Philadelphia, Pa: FA Davis; 1983:259-288.
  40. Stalberg E, Trontelj J. Single Fiber Electromyography. Woking, England: Mirvalle Press; 1979. 48. Trontelj JV, Mihelin M, Fernandez JM, Stalberg E. Axonal stimulation for endplate jitter studies. J Neurol Neurosurg Psychiatry. 1986; 49:677-685. [PubMed Abstract]
  41. Jabre JF, Chiroco-Post J, Weiner M. Stimulation SFEMG in myasthenia gravis. Muscle Nerve. 1989; 12:38-42. [PubMed Abstract]
  42. Stalberg E, Ekstedt J, Broman A. Neuromuscular transmission in myasthenia gravis studied with single fiber electromyography. J Neurol Neurosurg Psychiatry. 1974; 37:540-547. [PubMed Abstract]
  43. Stalberg E, Schwartz MS, Trontelj JV. Single fiber electromyography in various processes affecting the anterior horn cell. J Neurol Sci. 1975; 24:403-415. [PubMed Abstract]
  44. Schiller HH, Stalberg E. Human botulism studied with single-fiber electromyography. Arch Neurol. 1978; 35:346-349. [PubMed Abstract]
  45. Schwartz MS, Stalberg E. Myasthenic syndrome studied with single fiber electromyography. Arch Neurol. 1975; 32.815-817. [PubMed Abstract]
  46. Trojan DA, Gendron D, Cashman NR. The neuromuscular junction in post-poliomyelitis syndrome (PPS) studied with stimulation single fiber electromyography (SFEMG). Arch Phys Med Rehabil. In press: 1991.
  47. Hodes R. Electromyographic study of effects of neuromuscular transmission in human poliomyelitis. Arch Neurol Psych. 1948; 60:457-473.
  48. Denys EH, Norris FH. Amyotrophic lateral sclerosis: impairment of neuromuscular transmission. Arch Neurol. 1979; 36:202-205. [PubMed Abstract]
  49. Bernstein LP, Antel JP. Motor neuron disease: decremental responses to repetitive nerve stimulation. Neurology. 1981; 31:202-204. [PubMed Abstract]
  50. Engel AG. Acquired autoimmune myasthenia gravis. In: Engel AG, Banker BQ, eds. Myology: Basic and Clinical, vol II. New York, NY: McGraw Hill, Inc; 1986: 1925-1954. 59. Mulder DW, Lambert EH, Eaten LM. Myasthenic syndrome in patients with amyotrophic lateral sclerosis. Neurology. 1959; 9:627-631.
  51. Massey JM, Sanders DB, Howard JF The effect of cholinesterase inhibitors on SFEMG in myasthenia gravis. Muscle Nerve. 1989; 12:154-155. [PubMed Abstract]
  52. Trojan DA, Gendron D, Cashman NR. Neuromuscular junction transmission in the postpoliomyelitis syndrome (abstract). Neurology. 1990; 40(Suppl 1):429.
  53. Stalberg E. Macro-EMG, a new recording technique. J Neurol Neurosurg Psychiatry. 1980; 43:475- 482. [PubMed Abstract]
  54. Stalberg E. Macroelectromyography in reinnervation. Muscle Nerve. 1982; 5:S135-S138. [PubMed Abstract]
  55. Nandedkar S, Stalberg E. Simulation of macro-EMG motor unit potentials. Electroencephalogr Clin Neurophys. 1983; 56:52-62. [PubMed Abstract]
  56. Lange DJ, Smith T, Lovelace RE. Postpolio muscular atrophy: diagnostic utility of macroelectromyography. Arch Neurol. 1989; 46:502-506. [PubMed Abstract]
  57. Maselli RA, Cashman NR, Wollman RL, Salazar-Grueso EF, Roos R. Neuromuscular transmission as a function of motor unit size in patients with prior poliomyelitis. Muscle Nerve. 1991 (in press). [PubMed Abstract]
  58. Trojan DA, Cashman NR. Treatment of fatigue in the post-poliomyelitis syndrome with pyridostigmine (abstract). Arch Phys Med Rehabil. 1989; 70:A42.

Electrophysiology and Electrodiagnosis Read More »

Pulmonary Dysfunction and Sleep Disordered Breathing as Post Polio Sequelae: Evaluation and Management

Original Research

Pulmonary Dysfunction and Sleep Disordered Breathing as Post Polio Sequelae: Evaluation and Management

John R. Bach, MD* and Augusta S. Alba, MD**

Orthopedics December 1991 Vol 14 No 12 1329-1337.

Lincolnshire Post-Polio Library copy by kind permission of Dr. Bach.

From the *New Jersey Medical School of the University of Medicine and Dentistry of New Jersey, and the Department of Physical Medicine and Rehabilitation, University Hospital, Newark, NJ, and the **Department of Physical Rehabilitation Medicine, New York University and Godwater Memorial Hospital, New York, NY.

Reprint requests [Original Publication]: John R. Bach, MD, Dept of Rehabilitation Medicine, University Hospital B-239, The New Jersey Medical School-UMDNJ, 150 Bergen St., Newark, NJ 07103.

Post-polio sequelae can include sleep disordered breathing and chronic alveolar hypoventilation (CAH). Both conditions develop insidiously and can render the post-polio survivor susceptible to cardiopulmonary morbidity and mortality when not treated in a timely and appropriate manner. These conditions can be diagnosed by a combination of spirometry, noninvasive blood gas monitoring, and ambulatory polysomnography. Sleep disordered breathing is most frequently managed by nasal continuous positive airway pressure, while tracheostomy ventilation is the most common treatment for ventilatory failure. We report the more effective and comfortable techniques recently made available for managing sleep disordered breathing and the use of noninvasive treatment options for CAH, respiratory failure, and impaired airway clearance mechanisms. One hundred forty-three cases are reviewed.

It is difficult to estimate the number of post-poliomyelitis individuals with ventilatory insufficiency in the United States. There were over 500 000 people afflicted with poliomyelitis in this country over the 35- year period from 1928, the year that the iron lung was perfected, to 1962.[1,2] This includes about 300 000 from 1948 to 1955 alone. In a study of 1540 poliomyelitis patients admitted to one hospital, 1290 (84%) had acute paralytic polio; 186 (14.5%) required ventilatory support and survived for at least 3 months.[3] In the 1952 polio epidemic of Denmark, 345 of 2300 patients (15%) had ventilatory failure and/or impairment of swallowing. The mortality was 94% for those with respiratory paralysis with bulbar involvement, and 28% for those with respiratory paralysis without bulbar involvement.[4] Twenty-five of the 200 surviving ventilator-assisted individuals (12.5%) remained so.

By 1952, Danish mortality figures for ventilator-assisted individuals had decreased from 80% to 41% overall, partly because of more frequent use of tracheostomy.[4] Specialized centers in the United States also reported significant decreases in mortality by “individualizing” patient care. From 1948 to 1952, 3500

patients were treated at Los Angeles General Hospital. Fifteen percent to 20% required ventilatory support. General mortality decreased from 12% to 15% in 1948 to 2% in 1952 without the use of tracheostomy for ventilatory support.[5] Although many patients at Los Angeles General Hospital, particularly those with bulbar polio, had tracheostomies placed for management of secretions while they were ventilated by body ventilators (BVs), in other centers where few tracheostomies were performed mortality also decreased to about 2%.[5] The previously high fatality rate was not because of the inability of BVs to ventilate patients, but because of swallowing insufficiency and aspiration of secretions.[5] Better nursing care and attention to managing airway secretions, including the use of exsufflation devices in some centers, were factors in decreasing mortality rates.[6-11] These latter devices continue to be important for ventilator-assisted individuals with access to them.[12-16]

In a national survey of the late effects of poliomyelitis, Halstead et al[17] found that 42% of the respondents reported new breathing problems. Some post-poliomyelitis individuals who never before required ventilatory assistance were using ventilators.[18,19] The first report of postpoliomyelitis late onset ventilatory insufficiency was in 1970.[20] More recently, the majority of ventilator-assisted individuals have been described as late onset.[12,18] In 1987, Bach et al[13] studied 75 ventilator assisted individuals, of whom 31 were late onset an average of 18 years post-polio. Six subsequently died, but 21 additional post-poliomyelitis individuals had become ventilator users by 1990.[12] We are currently managing 112 ventilator-assisted individuals, 64 (58%) of whom have late-onset ventilatory insufficiency.

Pathophysiology of Late-Onset Pulmonary Dysfunction

For post-poliomyelitis individuals, acute respiratory failure most frequently results from complications of chronic alveolar hypoventilation (CAH). This is due to a restrictive pulmonary syndrome secondary to post-polio respiratory muscle weakness and often scoliosis. Post poliomyelitis individuals also have a predilection for sleep-disordered breathing, which can lead to CAH.

Loss of vital capacity is directly related to respiratory muscle weakness.[21] Vital capacity, which normally plateaus at age 19 years and decreases about 1.0% to 1.2% per year thereafter, decreases at a greater rate for many postpoliomyelitis individuals. Fischer[18] reported a 1.7% loss of forced vital capacity per year in 20 post-poliomyelitis individuals, while Bach et al[13] reported a 1.9% ± 1.2% loss of vital capacity per year. Vital capacity loss in post poliomyelitis individuals occurs because of the effects of aging, fatigue, and/or accelerated loss of remaining anterior horn cell collaterals on residual respiratory muscle strength, pulmonary compliance, and function.

The loss of pulmonary volumes leads to insidious ventilatory insufficiency. Hypercapnia is likely when the vital capacity falls below 55% of predicted normal.[21] Symptoms[14] may be minimal for nonambulatory patients as gradual resetting of respiratory control centers accommodates CAH. Hypoxia, hypercapnia, and loss in vital capacity are exacerbated when intrinsic lung disease, kyphoscoliosis, sleep disordered breathing, or obesity complicate respiratory muscle weakness. The rapid shallow breathing pattern with loss of the ability to take occasional deep inspirations (sighs) appears to contribute to loss of compliance, increased stiffness of the rib cage, and chronic microatelectasis.[22,23] Decreased pulmonary compliance increases the work of breathing.

Patients with expiratory muscle weakness also can have difficulty clearing secretions, especially during upper respiratory tract infections (URIs). Chronic mucus plugging can lead to ventilation/perfusion imbalance, worsening atelectasis, pneumonias, pulmonary scarring, further loss of lung compliance, cor pulmonale, and eventually cardiopulmonary arrest. Risk is heightened in the presence of weak oropharyngeal musculature. Mucus plugs can also cause sudden hypoxia and respiratory failure.

Sleep-disordered breathing, which is the occurrence of apneas and hypopneas, either obstructive or central, occurs in 37.5% of the general population over 62 years of age.[24] A symptomatic individual with a mean of 10 apneas plus hypopneas per hour is said to have the obstructive sleep apnea syndrome (OSAS).[25,26]

There appears to be a greater incidence of sleep disordered breathing in post-poliomyelitis individuals due to paresis of intrinsic muscles of the larynx[5] and damage to respiratory control centers from the encephalitic process of the primary viral infection.[5,27-29] Guilleminault and Motta[30] noted a mixed obstructive-central apnea picture in five post-poliomyelitis individuals. Steljes et al[31] demonstrated obstructive or mixed apneas in seven of eight post-poliomyelitis individuals with complaints of fatigue, muscle weakness, muscle or joint pain, sleep problems, and breathing difficulties. Sleep disordered breathing alone can result in CAH, hypoxia, right ventricular strain, and when severe, acute cardiopulmonary failure.

Evaluation of CAH and Sleep Disordered Breathing

Evaluation and management of a restrictive pulmonary syndrome and CAH should not await hospitalization for acute respiratory failure, nor should patients be labeled as having post-polio syndrome without an adequate evaluation of pulmonary function, including sleep studies when indicated. While post-polio sequelae symptoms and signs include increasing fatigue, headache, sleep disturbances, decreased muscle strength, muscle aches, dyspnea, cyanosis, irritability, anxiety, and depression,[32] these symptoms are also characteristic of CAH or OSAS.[14] Other symptoms and signs of CAH or OSAS include hypersomnolence, poor concentration, impaired intellectual function and memory, nightmares, decreased libido, and recent changes in body weight. Patients with impaired oropharyngeal muscle strength can also complain of increased difficulty controlling upper airway secretions.[14]

Since most post-poliomyelitis individuals are now middle aged or elderly, obstructive airway disease may also be a factor. Therefore, besides a focused history and physical examination, pulmonary evaluation of post-poliomyelitis individuals should often include general pulmonary function studies. Significant intrinsic lung disease is present when the pO2 is chronically less than 60 mm Hg in the absence of hypercapnia and reversible factors. This indicates the need for oxygen therapy. If the pulmonary dysfunction is primarily restrictive, regular measurement of vital capacity with a hand-held spirometer is sufficient for monitoring patient progress and response to treatment. The vital capacity should be measured in the sitting position, supine position, with other positional changes, and while using thoraco lumbar orthoses when appropriate.

The artificial inspiratory capacity (AIC) is useful for determining the potential for assisting ventilation by noninvasive means as opposed to tracheostomy.[33] The AIC is a measure of the maximum volume of air that can be held with a closed glottis. It is obtained by the air stacking of mechanical insufflations or by glossopharyngeal breathing (GPB).[16] The AIC is a function of pulmonary compliance and the strength of bulbar musculature. For post-poliomyelitis individuals, an AIC of at least 1000 ml is needed to achieve adequate peak expiratory flows for effective coughing and therefore permit optimal continued use of noninvasive aids without resort to tracheostomy or mechanical exsufflation.

Any patient with less than 50% of predicted normal supine vital capacity should undergo oxygen saturation (SaO2) monitoring and pCO2 monitoring during sleep. The capnograph, which can be used to measure end-tidal pCO2, and pulse oximeter must be capable of summarizing and printing out the data. [12,14] These studies are most conveniently performed on an ambulatory basis. The perhaps more accurate transcutaneous CO2 sleep studies can be done on an inpatient basis with CO2 sensing electrodes.

The diagnosis of CAH is established by the presence of nocturnal pCO2 greater than 50 mm Hg. Without nocturnal pCO2 data, continuous oxyhemoglobin desaturation with a mean less than 95% for 1 hour or more during sleep in a symptomatic patient with vital capacity less than 50% of predicted is sufficient to establish the diagnosis and initiate treatment.

With CAH, nocturnal hypoventilation is often more severe than daytime hypoventilation.[15] Without a significant obstructive apnea component, nocturnal SaO2 monitoring typically reveals a relatively smooth drop from the baseline waking SaO2. If left untreated, insidiously progressive hypercapnia can occur in these patients and a compensatory metabolic alkalosis results in elevated central nervous system bicarbonate levels which contribute to depression of the ventilatory response to hypoxia and hypercapnia, and exacerbate CAH.

For symptomatic patients with vital capacities greater than 50% of predicted normal and with inconclusive nocturnal SaO2 and CO2 studies, the symptomatology cannot be explained on the basis of a severe paralytic/restrictive pulmonary syndrome alone. These patients may undergo ambulatory polysomnography to evaluate for the presence of sleepdisordered breathing.[34]

Pulmonary Managements

Both sleep disordered breathing and CAH can be reversed, respiratory control mechanisms normalized, and life quality and longevity increased with treatment. The primary goals for the appropriate patient should be to maintain normal alveolar ventilation around the clock, to provide clearance of airway secretions, to maintain or improve pulmonary compliance, and to address the factors which cause sleep disordered breathing.

Sleep-disordered breathing. Any treatable conditions associated with OSAS should be identified and appropriately managed.[35,36] Otherwise, continuous positive airway pressure (CPAP) is effective for the majority of patients for whom no treatable etiologic condition can be found. CPAP works as a pneumatic splint to maintain an open airway. CPAP of 5 cm to 15 cm H2O is usually adequate. Independently varying the inspiratory and expiratory pressures improves effectiveness and comfort. The Bi-PAP ventilator (Respironics Inc, Monroeville, Pa) has been designed to achieve this. For many patients with a combined paralytic/restrictive ventilatory insufficiency and sleep-disordered breathing, both CPAP and Bi-PAP may be ineffective. The use of noninvasive methods of assisted ventilation by intermittent positive airway pressure (NV-PAP) can be delivered via oral, nasal, or oral-nasal patient-ventilator hose interfaces. NV-PAP is usually delivered at higher than typical CPAP or Bi-PAP pressures. This can assist or support the patient’s ventilation and maintain upper airway patency [12-14,30,37-41]

Even when effective, CPAP, Bi-PAP, and NV-PAP may not be tolerated due to discomfort or air leakage from an inadequately fitting CPAP mask.[42] For these patients, a commercially available kit is available for molding a custom nasal interface (SEFAM mask, Lifecare Inc [now Respironics Inc], Lafayette, Colo). Such interfaces are comfortable and effective at higher pressures. However, they are expensive ($785), delicate, and require refabrication every 6 weeks to 5 months. A transparent, durable, custom-molded, low profile nasal interface is also available.[43] It is comfortable and cosmetic and costs $500. Various other orthotic and surgical options are available when positive airway pressure cannot be tolerated.[44–48]

Chronic alveolar hypoventilation. There are post-poliomyelitis individuals for whom neither sleep disordered breathing nor the restrictive pulmonary syndrome are severe enough to cause CAH, but who with both conditions require aid to maintain adequate ventilation.[12,13] The symptoms of CAH are often ignored or misdiagnosed, and the individual is often suboptimally managed even when the diagnosis is

made accurately. Untreated post-poliomyelitis individuals with CAH may present with recurrent bouts of pneumonia and acute respiratory failure from otherwise benign URIs. Such patients are hospitalized, and receive intermittent positive pressure breathing (IPPB) treatments for the delivery of bronchodilators and other frequently ineffective medications for patients with purely restrictive pulmonary conditions.

Xanthine derivatives are commonly used despite the lack of good evidence of their efficacy in increasing diaphragm contractility in this population and their potentially serious side effects.[49] Likewise, oxygen therapy is frequently unnecessarily prescribed both before and after discharge. The use of long-term oxygen therapy instead of emphasis on providing maximal insufflations, optimal ventilation, and assisted coughing can worsen hypercapnia, diminish respiratory drive, and increase microatelectasis which in turn decreases pulmonary compliance. When carbon dioxide retention is severe, it can lead to acute respiratory arrest.[14,18,20,50] Even low-flow oxygen therapy may cause anemia by inhibiting erythropoetin synthesis, and thereby hamper respiratory exchange. Finally, since few physicians are familiar with noninvasive techniques of assisted ventilation, reluctant patients are often coerced into accepting a tracheostomy with its potential complications and inconveniences.

Ventilatory assistance or support can be provided by BVs, devices which act directly on the body, or by NV-PAP. Negative-pressure BVs create negative pressure on the chest and/or abdomen, causing air to flow into the lungs through the nose and mouth.[51] They include the rocking bed,[52] iron lung,[53] Porta-Lung,[51] the cuirass,[54,55] and negative pressure wrap ventilators.[51] These devices have been used for nocturnal ventilatory support for decades by hundreds of ventilator-assisted individuals. [13,16,56] They are inconvenient and not always effective. Travel is difficult and sleeping intimately with a significant other may be impossible. In a small study of post-poliomyelitis individuals using BVs, Steljes et al[31] observed poor sleep quality, a high apnea hypopnea index characteristic of OSAS, hypoxia, and hypercapnia. Use of BVs is associated with obstructive sleep apneas and often severe oxyhemoglobin desaturations in the majority of individuals who use them.[57] Despite the severity of the desaturations, there is little evidence that they are life-threatening. The usual presence of heavy snoring and observed apneas often seen in patients with classic OSAS may not be present for patients using BVs. [57]

The intermittent abdominal pressure ventilator (IAPV) consists of an inflatable bladder in an abdominal belt. The bladder is cyclically inflated by a positive pressure ventilator. The alternating pressure on the abdominal contents indirectly moves the diaphragm and ventilates the patient. The IAPV generally augments the patient’s tidal volume by over 300 ml.[58] It is most effective in the sitting position at 75° to 85°. It is the method of choice for daytime ventilatory support for most individuals with less than 1 hour of free time off the ventilator because it is cosmetic, practical, and ideal for concurrent GPB and wheelchair use.[58]

Recently, NV-PAP has been recognized as an effective alternative to tracheostomy ventilation and BV use for nocturnal supported ventilation as well as for daytime aid. Intermittent positive pressure ventilation (IPPV) via nasal access is generally simplest and should be tried first.[12,14,39-41] The use of custom interfaces may be tried.[12,14,37] If nocturnal blood gas monitoring does not demonstrate sufficient normalization of ventilation with this method, mouth IPPV with a Bennett lip seal (Puritan-Bennett, Boulder, Colo) should be tried.[13,15] A complete seal can always be obtained even if one must plug the nose with cotton pledgets and modify the strap system for additional support. Ventilator volumes of 1000 ml to greater than 2000 ml may be necessary depending on the ongoing insufflation air leakage. For ventilator-assisted individuals living alone who are unable to manage a strap retention system, a strapless oral-nasal interface can be constructed.[37,43] For all three methods, air can be delivered via custom molded interfaces. Mouth IPPV is also an excellent alternative to pressure support ventilation or

interspersing periods of tracheostomy IPPV with CPAP as a means of ventilator weaning.

Avoiding tracheostomy permits the patient to more readily learn GPB. GPB should be taught to those with less than 1000 ml of vital capacity and adequate oropharyngeal muscle strength for functional swallowing and speech.[16,59,60] GPB is the use of the tongue and pharyngeal muscles to add to a maximal inspiratory effort by projecting boluses of air past the vocal cords into the lungs. Effective GPB permits a patient to sustain ventilation for up to hours despite having little or no vital capacity. It also normalizes speech production and provides deeper breaths for shouting and coughing. Progress with GPB should be monitored by regularly measuring the volume of air per gulp and the number of gulps per breath.

Although NV-PAP methods are generally preferable to BVs or tracheostomy for long-term ventilatory support, BVs continue to be useful for temporary support for some patients during URIs.[15,16] They can also be used during tracheostomy site closure,[61] and for patients who prefer them to NV-PAP.

One hundred forty-three ventilator-assisted individuals, including those reported in two previous studies, have been reviewed.[12,13] They had a mean recent vital capacity of 734 ± 573 ml in the sitting position and all were mechanically ventilated by noninvasive methods. Five of the patients had vital capacities that were at least 20% (150 ml) less in the sitting position than when supine. Thirty-five patients had vital capacities that were at least 20% (150 ml) less in the supine position than when sitting.

Seventy-one patients were late-onset ventilator-assisted individuals beginning aid at age 41.9 ± 14.2 years (range: 9 to 78), a mean of 29 ± 12.1 years (range: 3 to 59) post-polio. These 71 ventilator-assisted individuals have benefited from ventilatory assistance a mean of 1 1.55 -t 9. 1 years. Three of the 71 required only daytime ventilatory assistance. Seventeen of the 71 used ventilatory aids overnight only. Ten others used them overnight and up to 8 hours during the daytime. The other 41 late-onset ventilator assisted individuals progressed to require ventilatory assistance about 24 hours a day. All but two of these ventilator-assisted individuals required ventilatory assistance temporarily at onset of polio. Ten of the 71 ventilator-assisted individuals died after 12.2 ± 9.9 years of ventilatory assistance. Four ventilator-assisted individuals died overnight while using mouth IPPV without a Bennett lip seal. One man died suddenly at age 52. One woman died from a meningioma, one from a cerebrovascular accident, and one from cardiac failure associated with cor pulmonale. One man died from pneumonia after he underwent a tracheostomy.

Seventy-two patients have been ventilator-assisted since onset of polio. They have benefited from aid for 37.5 ± 3.6 years. Twenty ventilator-assisted individuals died after 24.5 ± 5.8 years of ventilatory support. Their deaths were associated with the following: alcohol and drug abuse, 4; sleep without using a lip seal,

3; cardiovascular disease, 2; unknown, 2; pneumonia, 2; and 1 each from emphysema, inadequate nocturnal ventilatory support using a rocking bed, complications of tracheostomy, an acute abdomen, a motor vehicle accident, cancer, and renal failure.

Thirty-five of the 143 ventilator-assisted individuals had tracheostomies placed for management of acute medical or surgical conditions. Eleven ventilator-assisted individuals retained the tracheostomy for continued ventilatory assistance. Five of these 11 ventilator-assisted individuals died, all within 4 years of tracheostomy placement, from pulmonary disease associated with mucus plugging and/or substance abuse in four cases and cor pulmonale in the other case. The other 24 ventilator-assisted individuals had the tracheostomy sites closed and returned to noninvasive ventilatory support once the acute conditions had been resolved. Several patients had been tracheostomized as many as three times, but each time returned to noninvasive support. Of these 24 ventilator-assisted individuals who have been ventilator assisted for 25.5 ± 13.7 years, only one has died thus far. Her death was associated with substance abuse.

The avoidance of tracheostomy in this group as a whole has permitted 59 of these individuals to master

GPB sufficiently to use it for time free of mechanical ventilation. The 59 ventilator-assisted individuals with an average vital capacity in the sitting position of 481 ml had an average glossopharyngeal maximum single breath capacity[16] of 2133 ml. Their average free time without using GPB was 189 minutes sitting, 150 minutes supine, but 307 minutes sitting when using GPB. Twenty-four ventilator-assisted individuals with 5 minutes or less free time without GPB had 2 hours or more free time using it.

Assisted coughing and oximetry biofeedback. Manual and/or mechanical assisted coughing should be used as necessary. This may be every 10 to 15 minutes around the clock during URIs.[62,63] When peak expiratory flows are inadequate by manual techniques, mechanically assisted expulsion of airway secretions, which is both less labor intensive and more effective, can be achieved with mechanical exsufflation devices.[6-8,14,15,61-63]

Oximetry can be used for biofeedback to assist the patient with CAH in maintaining more normal daytime ventilation as well as for monitoring the efficacy of assisted ventilation.[63] The importance of this versatile and convenient technique was first described for poliomyelitis individuals in 1948, but only recently have oximeters become widely available.[64] For biofeedback, the patient should be instructed to keep his SaO2 at 95% or greater throughout daytime hours and supplement his breathing if necessary with periods of IPPV via the mouth.[13,15,16] The oximeter can effectively gauge ventilation provided that supplemental oxygen therapy is not used. Continuous SaO2 monitoring is also especially useful during URIs when continuous desaturation is a sign of atelectasis or pneumonia and sudden desaturation an indication of acute mucus plugging.

Tracheostomy and its indications. Fischer reported converting 27 patients from ineffective BV use to tracheostomy ventilation.[18] Bach et al[12,13] averted tracheostomy by converting over 40 patients from inadequate BV aid to NV-PAP. Intubation and tracheostomy also can be avoided for some ventilator assisted individuals in the intensive care setting.[61] A survey of ventilator-assisted individuals who have used both tracheostomy ventilation and noninvasive methods indicated the patients’ clear preference for the latter. The great majority of patients stated that they ate, spoke, and looked better using noninvasive aids. Most also felt healthier and slept better.

The use of an endotracheal tube can cause a sore throat, laryngitis, glottic edema, mucosal ulceration, laryngeal or tracheal stenosis, tracheal dilatation, tracheal-innominate artery fistula, atelectasis, and pulmonary infections.[65-68] Long-term tracheostomy is often complicated by chronic bacterial colonization,[66,67] granulation tissue formation and bleeding, chronic mucus plugging, tracheal stenosis in 17% to 65% of patients, and many other less frequent but potentially serious complications including accidental tracheostomy disconnection and respiratory arrest without possible resort to GPB.[69-72] Speech and swallowing also can be hampered by the presence of an indwelling tracheostomy.[73]

In 1955, an International Consensus Symposium defined the indications for tracheostomy as the combination of respiratory insufficiency with swallowing insufficiency and disturbance in consciousness or vascular disturbances.[5] “If a patient is going to be left a respirator cripple with a very low vital capacity, a tracheotomy may be a great disadvantage. It is very difficult to get rid of a tracheotomy tube when the vital capacity is only 500 cc or 600 cc and there is no power of coughing, whereas, as we all know, a patient who has been treated in a respirator (Iron Lung) from the first can survive and get out of all mechanical devices with a vital capacity of that figure.”[5] Although the indications for tracheostomy established in 1955 are equally appropriate today[5] a tracheostomy is also indicated when: there is a strong history of substance abuse; the patient is uncooperative; the patient has severe intrinsic lung disease with ongoing difficulties in managing respiratory tract secretions for which a mechanical exsufflation device (for mechanically assisted coughing) may be contraindicated or unavailable and access to effective

assisted coughing is inadequate; there are uncontrolled seizures; or there are orthopedic conditions which interfere with the use of noninvasive alternatives, ie, facial fractures, etc.

Basic rehabilitation. Counseling is critical to explain: the importance of the therapeutic goals and how to attain them; the need to avoid unnecessary oxygen therapy; the need to avoid sedatives, obesity, heavy meals, malnutrition, extremes of temperature, humidity, excessive fatigue, crowded areas, or exposure to respiratory tract pathogens; the need for appropriate flu and bacterial vaccinations and early medical attention during URIs; how to help the patient optimize his level of functioning and daily activities; and finally, how to prepare for any elective surgical procedures. Basic rehabilitation techniques including the use of lung expansion techniques by air stacking of mechanical insufflations[74] or GPB[16,59,60] to approach the maximum inspiratory capacity should be performed at least twice a day. The earlier and more aggressively this is introduced, the better may be the ultimate effect on maintaining or possibly improving pulmonary compliance, decreasing microatelectasis, alveolar surface tension, and the work of breathing. A positive pressure blower (Zephyr, Lifecare Inc [now Respironics Inc], Lafayette, Cole), intermittent positive pressure breathing (IPPB) machine, or portable ventilator is useful for delivering the mechanical insufflations.

Although there is little in the medical literature concerning the use of a combination of lung expansion techniques and respiratory muscle exercise for post-poliomyelitis individuals, this combination has been shown to increase pulmonary volumes, respiratory muscle strength, and endurance for spinal cord injured patients with restrictive pulmonary syndrome.[75] Likewise, inspiratory muscle training exercise has been shown to increase respiratory muscle endurance for patients with progressive neuromuscular disease provided that the vital capacity at onset of training was at least 30% of predicted normal.[76,77] These techniques may, thus, be of value for post-poliomyelitis individuals; however, it must be noted that ventilator-assisted individuals have their greatest risk of complications when the vital capacity is 30% or less. Thus, the ventilator-assisted individuals who need help the most accomplish the least by inspiratory muscle training.

Physical therapists can train the postpoliomyelitis individual and caregiver in chest physical therapy techniques, postural drainage, and manual assisted coughing. For some patients, strengthening of the accessory muscles of respiration may improve the vital capacity in the sitting position and increase expiratory flow for more effective coughing.

Preparing for Surgical Intervention

Post-poliomyelitis individuals require surgical intervention more frequently than the general population. It is important to prepare early for post-surgical respiratory management. To be prepared for any emergency surgical procedure, a hospital of the patient’s choice should be made aware of the patient’s equipment and

any special needs before such intervention is realized. For the majority of hospitals who do not own portable ventilatory equipment, this might require 1 month or so of advanced notice to the hospital’s risk and claims services, because the use of non-hospital equipment is usually prohibited. Nursing and respiratory therapy in-services may be required and waivers signed assigning liability for mechanical failure to the ventilator providers rather than to the hospital. Ventilator-assisted individuals should be requested to have their ventilatory equipment available throughout their hospitalizations.

Pulmonary function testing should be done on all post-poliomyelitis individuals prior to any elective surgical intervention. Although either restrictive or obstructive pulmonary impairment significantly increases the risk of respiratory complications, the presence of both conditions greatly augments this risk. Except for markedly obese individuals or those with severe sleep-disordered breathing,[27-31] it is unlikely that any patient with greater than 65% of predicted normal vital capacity has significant risk of

respiratory morbidity resulting from surgery and general anesthesia than a physically intact individual.

The lower the vital capacity below 65% of predicted normal, the greater the likelihood of complications. Such patients or those with CAH of any etiology should be trained in receiving maximum insufflations with an IPPB machine or portable ventilator and be taught to use mouth and nasal ventilation in the event of postoperative ventilator weaning difficulties. These techniques should be used for short periods of time daily for 1 to 2 weeks prior to surgery. The patient and the caregivers also should be introduced to both manually assisted and, where available, mechanically assisted coughing as described previously.

Since few centers have expertise in managing ventilator-assisted individuals who use noninvasive methods, it is especially important for a knowledgeable physiatrist or pulmonologist to be involved in any inpatient management. General anesthesia should be avoided in favor of local or regional anesthesia whenever possible and nonessential elective procedures avoided. Simple inhalation anesthetic techniques should be used whenever possible. The use of opioids and muscle relaxants should be used sparingly or avoided. For any surgical procedure requiring intubation, the patient should be extubated postoperatively as soon as full consciousness is regained and noninvasive ventilatory aid immediately provided as necessary. Ventilator-assisted individuals should be returned to their equipment as soon as possible. Besides the differences in flow characteristics, the expiratory volume alarms of the usual hospital ventilators can make it impossible to resume the 24 hour noninvasive ventilatory support techniques to which the patient may be accustomed. Ventilator-assisted individuals with less than 2 hours of free time should also have their back-up ventilator available.

Hypercapnia should be corrected by assisted ventilation. Low-flow oxygen therapy should only be used with caution in the presence of hypoxia (pO2<60mm Hg) combined with normocapnia or hypocapnia (pCO2<40mm Hg). Likewise, bronchodilators and methylxanthines should be used when specifically indicated by the presence of reversible bronchospasm. The importance of maximal insufflations and assisted coughing can also not be overemphasized. Mechanical-assisted coughing is especially useful post-abdominal surgery, because these devices require no abdominal muscle effort and abdominal pressures are increased significantly less than during unassisted coughing.[11] Transient microatelectasis, which might cause hypoxia (pO2 15 mm Hg or more less than predicted for age), can be reversed by frequent maximal insufflations and aggressive assisted coughing. Chest percussion and postural drainage also may be somewhat useful for this purpose.

References

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Guilleminault C, ed. Sleep Apnea Syndromes. New York, NY: KROC Foundation; 1978:309-315. 31. Steljes DG, Kryger MH, Kirk BW, Millar TW. Sleep in postpolio syndrome. Chest. 1990; 98:133- 140. [PubMed Abstract]

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  11. McDermott I, Bach JR, Parker C, Sorter S. Custom fabricated interfaces for non-invasive intermittent positive pressure ventilation. International Journal of Prosthodontics. 1989; 2:224-233. [PubMed Abstract]
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  15. Thawley SE. Surgical treatment of obstructive sleep apnea. Med Clin North Am. 1985; 69: 1337- 1358. [PubMed Abstract]
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  17. Yokoyama A, Yamashita N, Mizushima Y, Yano S. Inhibition of natural killer cell activity by oral administration of theophylline. Chest. 1990; 98:924-927. [PubMed Abstract]
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  21. Drinker PA, McKhann CF The iron lung. JAMA. 1986; 255:1476-1480. [PubMed Abstract] 53. Kinnear W, Petch M, Taylor G, Shneerson J. Assisted ventilation using cuirass respirators. Eur Respir J. 1988; 1:198-302. [PubMed Abstract]
  22. Splaingard ML, Frates RC, Jefferson LS, Rosen CL, Hanison GM. Home negative pressure ventilation: report of 20 years of experience in patients with neuromuscular disease. Arch Phys Med Rehabil. 1985; 66:239-242. [PubMed Abstract]
  23. Bach JR. Psychosocial aspects of home mechanical ventilation. In: Kutscher AH, ed. The Ventilator: Psychosocial and Medical Aspects; Muscular Dystrophy, Amyotrophic Lateral Sclerosis, and Other Diseases. New York, NY: Foundation of Thanatology (in press).
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Pulmonary Dysfunction and Sleep Disordered Breathing as Post Polio Sequelae: Evaluation and Management Read More »

Behavior modification and psychotherapy

THE PSYCHOLOGY OF POLIO AS PRELUDE TO POST POLIO SEQUELAE:

Behavior modification and psychotherapy

Richard L. Bruno, Ph.D.¹ and Nancy M. Frick, M.Div.²

Bruno RL, Frick NM. The psychology of polio as prelude to Post-Polio Sequelae: Behavior modification and psychotherapy. Orthopedics, 1991, 14(11) :1185-1193.

 

Lincolnshire Post-Polio Library copy by arrangement with the Harvest Center Library

  1. Post-Polio Rehabilitation and Research Service

Kessler Institute for Rehabilitation

East Orange, New Jersey

and

Department of Physical Medicine and Rehabilitation

New Jersey Medical School

University of Medicine and Dentistry of New Jersey

  1. Harvest Center

Hackensack, New Jersey

Address correspondence to:

Nancy M. Frick, M.Div.,

Harvest Center,

151 Prospect Avenue,

Hackensack, New Jersey 07601

THE PSYCHOLOGY OF POLIO AS PRELUDE TO POST-POLIO SEQUELAE: Behavior modification and psychotherapy.

Richard L. Bruno, Ph.D.¹ and Nancy M. Frick, M.Div.²

ABSTRACT

Even as the physical causes and treatments for Post-Polio Sequelae (PPS) are being identified, psychological symptoms – chronic stress, anxiety, depression and compulsive, Type A behavior – are becoming evident in polio survivors. Importantly, these symptoms are not only themselves causing marked distress but also are preventing patients from making the lifestyle changes necessary to treat their PPS. Neither clinicians nor polio survivors have paid sufficient attention to the acute polio experience, its conditioning of life-long patterns of behavior, its relationship to the development of PPS and its effect on the ability of individuals to cope with and treat their new symptoms. This paper describes the acute polio and post-polio experiences on the basis of patient histories, relates the experience of polio to the development of compulsive, Type A behavior, links these behaviors to the physical and psychological symptoms reported in the National Post-Polio Surveys and presents a multimodal behavioral approach to the treatment of PPS by describing patients who have been treated by this Post-Polio Service.

ACKNOWLEDGEMENTS

The authors would like to thank those who have volunteered as research subjects and our patients, whose experiences are the foundation of this report and who have allowed themselves to be quoted for this paper. We would also like to thank Dr. Thomas Galski for his criticism of the manuscript, Ms. Joan Kelly for her computer expertise and Mary Ann Solimine, R.N., M.L.S., without whom this work would not have been possible. This research was funded by grants from the Joel Leff and George Ohl Foundations.

THE PSYCHOLOGY OF POLIO AS PRELUDE TO POST-POLIO SEQUELAE: Behavior modification and psychotherapy in treating PPS

Richard L. Bruno, Ph.D. and Nancy M. Frick, M.Div.

“I’ll walk without crutches. I’ll walk into a room without scaring everybody half to death. I’ll stand easily enough in front of people so that they’ll forget I’m a cripple.” Franklin D. Roosevelt (1)

In the 1980’s, nearly half of the 1.63 million American polio survivors reported new and unexpected symptoms – fatigue, muscle weakness and pain – that have come to be called Post-Polio Sequelae (PPS) (2,3). While the medical community focused its attention on these new physical symptoms, polio survivors’ psychological reactions to PPS emerged. Fear, disbelief, denial and confusion were experienced first since PPS were completely unexpected (4). The 1985 National Survey of 738 polio survivors (5,6) revealed that 86% of the respondents never considered the possibility of developing new problems after having reached maximum recovery from polio and that 72% did not initially think that their new symptoms were related to their having had polio. Since polio survivors did not know the cause of their new symptoms they looked to the medical community for help.

Fear and confusion increased as medical ignorance and disinterest frustrated and angered polio survivors. Many physicians dismissed new symptoms as psychogenic, factitious or unrelated to polio. In the 1985 National Survey, 23% of respondents were told by physicians that the symptoms were “all in their minds” while 26% were told that the symptoms “could not possibly be related to having had polio.” Other patients received frightening and unfounded diagnoses, such as “some kind of ALS” or recrudescent polio (3). Many patients were told that they would have to accept new symptoms and loss of function since all polio survivors were “just getting old” (4).

Now, in the second decade of PPS, the medical community has accepted the reality of PPS and is identifying effective treatments for new fatigue, weakness and pain. Even with these advances, additional

psychological symptoms – chronic stress, anxiety, depression and compulsive, Type A behavior – are being identified in polio survivors. Importantly, these symptoms are not only themselves causing marked distress but also are preventing patients from making the lifestyle changes necessary to treat their PPS (6,7,8).

It appears that the factor central to the etiology of these psychological symptoms is that polio survivors are being forced to cope with new symptoms and disability when many have not yet dealt with the emotional reality of their having had polio over thirty years ago. Evidence for the postponement of coping with the acute polio experience was found in the 1985 National Survey, where 26% of respondents reported that they “did not think of themselves as having a disability” before developing PPS; with the onset of PPS 42% admitted to having a “second disability.” (6)

Neither clinicians nor polio survivors have paid sufficient attention to the acute polio experience, its conditioning of life-long patterns of behavior, its relationship to the development of PPS and its effect on individuals’ ability to cope with and treat their new symptoms. It is the purpose of this paper 1) to describe the acute polio and post-polio experiences on the basis of published reports and patient histories; 2) to relate the experience of polio to the development of compulsive, Type A behavior; 3) to link compulsive, Type A behavior to the physical and psychological symptoms reported in the National Post-Polio Surveys; 4) to present a multimodal behavioral approach to the treatment of PPS by describing patients who have been treated by this Post-Polio Service during the past year.

The Acute Polio Experience

Polio survivors frequently report that the onset of PPS have forced them, often for the first time, to recall and examine their acute polio experience (9). With the onset of polio, these individuals understood that they had been stricken by the “greatly feared disease,” believed that disability was likely and death was possible (10). These fears were amplified in those who knew others who had been disabled or even killed by polio (10). Polio survivors recall confusion and terror at being wrenched from their homes and being given by their parents into the care of strangers with whom they were required to live for weeks, months or even years (11). Even children too young to understand what was happening likely sensed their parents’ fear and panic; they certainly felt the pain of their own illness and the desolation of being abandoned by their parents (11,12,13,14).

Individuals admitted to hospital quickly became aware of their complete loss of control and total dependency on the hospital staff. Many could not feed or toilet themselves; those with the most severe paralysis could not even move. Patients’ were forced to rely totally on hospital staff if their most basic survival needs were to be met. If they were to survive, patients had little choice but to suppress their fears and follow their parents’ parting instruction: “Be good, don’t make trouble and do everything you’re told” (11).

Separation from parents and loss of control were not the only sources of fear. Patients describe a hospital regimen of painful and often frightening therapies including hot packs, splinting, bracing, stretching and exercise (15). Patients also report undergoing multiple surgeries, including muscle transplants, tendon lengthenings and osteotomies. One especially brutal procedure that many parents attempted to obtain for their children, pulverized weakened muscles and their motor nerves with an electric riveter to promote axonal sprouting – a uniquely medieval attempt to prevent permanent visible disability (16,17). These procedures were administered usually without explanation and certainly without consent since, especially at the height of the epidemics, hospitals were overwhelmed by the sheer number of polio patients needing care (10,11,12,13,15,18,19). Excluding young patients from treatment decisions and the failure to

communicate information about their illness magnified the severity of the illness to the patients and permitted their inherent fear of death to emerge (14).

Questions or complaints about therapies were not infrequently met by staff anger or punishment (13,18). Staff anger was viewed as a very real threat to survival by patients who were isolated from parents and totally dependent on the staff. One patient described this situation as placing her in “mortal danger” (15); she believed that the staff had to be placated if she were to survive. Patients discovered that staff anger could sometimes be prevented if they complied with hospital regimen without questions. Full participation in therapies, without regard to pain or exhaustion, would sometimes garner brief attention or even praise. Thus, the expression of personal needs and emotion were punished by the staff while unquestioning compliance with and performance for the staff were reinforced. Unfortunately, protection from punishment could not always be assured. Patients describe staff who acted with unnecessary cruelty in maintaining order and control on the ward. Family visits were restricted to only a few hours per week, reinforcing patients’ feelings of parental abandonment and dependency upon staff (12,15,20). Normal, child-like behaviors were punished excessively. Several patients reported having been locked in a completely dark closet overnight when they spoke or cried after “lights out.” Even appropriate and necessary nursing care could be withheld for no apparent reason (15,18).

Many of the patients treated by this Service have related other instances of psychological, physical and even sexual abuse at the hands of hospital staff. Instead of causing patients to complain, such abuse further reinforced patients’ belief that survival depended upon the suppression of personal needs and emotion and unquestioning compliance with those in authority. This belief is evidenced in one patient’s rationale for not reporting repeated sexual abuse: “I would have made my parents angry because I was not doing what I was told and the nurses, who I depended on for everything, would have punished me for making trouble for them. All I could do was stop feeling bad about it and smile.”

Under these circumstances, some patients report having lost their sense of “identity” (18,20). Some report over-identifying with the staff and even expressed the desire to become “orthopedic surgeons when they grew up” (21). Others apparently submitted so completely to the hospital staff that they did not wish to go home or even asked to return to the hospital following discharge (22,23). It appears that many polio survivors learned to deal with their abandonment, loss of control, fear, pain and abuse by submitting to those in authority, complying fully with external expectations and denying personal needs, physical and emotional pain and even their own individuality (24). These behaviors are evident in this summary of the “Good Chart” written by polio wardmates at Baltimore’s City Hospital (22):

LISTEN TO THE DOCTORS

OBEY THE NURSES

DO NOT FIGHT

DO NOT BE BAD

BE GOOD IN SCHOOL

DO YOUR HOMEWORK

DO NOT TALK AT DINNER or IN SCHOOL

LITTLE FOLKS SHOULD BE SEEN AND NOT HEARD

When polio patients returned home as “polio survivors,” the “Good Chart” became their prescription for proper behavior. They had learned very young and very well that submission, compliance and suppression of emotion were required if they were to escape “mortal danger”(15).

Polio Survivors in the Community

When polio survivors re-entered their communities, any special attention that may have been provided to them and their families during the acute polio often quickly stopped (22). Friends of polio survivors’ families, unable to deal with the reality of polio, often disappeared (22). It was not uncommon for neighborhood children to be prohibited from playing with “polio victims” for fear that the “crippling” was contagious (23). Polio survivors, no longer physically able to participate easily or fully in social activities, became isolated (10,25). Such alienation and isolation made polio survivors pariahs (10,14,22,25).

However, there was “hope.” Individuals had been imbued with the “unqualified progress ideology” of physical therapy following their acute illness and had often been given prognoses upon discharge that were unrealistically optimistic (26). One paraplegic woman was told, “You’ll walk out of your braces

before you start dating.” Such prognoses were seen as a call to normalcy. The use of braces, crutches and wheelchairs, that had made mobility possible and had been symbols of triumph over paralysis in the hospital, became stigmata of “the crippled” and symbols of one’s failure to have recovered completely. Necessary assistive devices were quickly discarded, regardless of the discomfort, fatigue, awkwardness or pain that resulted, as individuals strove for the “appearance of complete physical normalcy” (21,27). Painful and exhausting physical therapies were resumed upon patients’ return home from hospital or initiated in those who were not hospitalized. Physical therapy often continued for more than a decade after the acute polio with the only goal being “complete recovery” (11). One patient, who became triplegic at age six and has consistently thereafter used a wheelchair, continued daily physical therapy until she left home for college, “Everyone believed that physical therapy would make me walk – eventually.” As motivation to walk without braces, another patient was repeatedly beaten by his father who said, “I’d rather see you dead than a cripple.”

The abuse of polio survivors by parents was usually less overt but was not infrequent, being motivated by a denial of polio and revulsion by disability (13,14,27). Some polio survivors report being physically trapped by their parents’ refusal to make accommodations for their physical limitations. Homes frequently remained inaccessible, making activities of daily living impossible without assistance from parents – assistance that could be inconsistently provided or consistently withheld (28). One patient was regularly carried outside in the early morning, regardless of the weather, where she remained until dark. Another patient reported that he was locked in a car with windows closed in the heat of midsummer so that his family could tour Washington’s then inaccessible national monuments. Polio survivors learned that physical abilities needed to be maximized if they were to survive in a “barrier-full” society.

Other parents strove to reincorporate the child into the family routine and “forget” about polio by requiring children to equal or exceed the level of physical performance they exhibited before their illness (11). One patient’s family took up hiking when their daughter returned home from the hospital, expecting her to “learn to keep up with the others” in spite of crutches and braces. Patients also report that they were expected to out-perform their peers academically. Several patients reported that they would be severely punished if they received “anything less than an “A”.” Such academic expectations reinforced the premature adult-like behaviors that were described in children who had been hospitalized following the acute polio (22).

Still other parents experienced both “shame and estrangement” at having been “singled out” by polio (22). Unable to deny the reality of their childs’ disability, they isolated the family from society and severely restricted their child’s physical activities (11,14,22). One patient, who had a barely noticeable limp following polio at 18 months, was prevented from leaving his yard or playing with other children until he attended high school. Such isolation impaired the development of social relationships (25,29,30) and parental shame of disability was learned by the child (14). Unfortunately, many patients report that their parents have consistently refused through the years to discuss anything having to do with the physical or

emotional reality of the polio experience (14,20). An attempt at discussion with one 45-year old patient’s mother was stopped by the angry statement, “It’s all too painful for me. Don’t ever mention it again.”

Whether unrealistically demanding or overly restrictive, parents’ powerful expectations, combined with those of physicians, nurses and therapists, dictated the behaviors that were required of polio survivors if they were to escape “mortal danger” (15) and be accepted by parents and society. Yet, despite the fulfillment of these expectations by the achievement of a remarkable degree of functional recovery in most individuals and even the appearance of “normalcy” in many, polio survivors were told that they were still not acceptable (31). They report being told by teachers that no one would ever hire them, by parents that no one would ever marry them, and by physicians that they should never have children (28,32,33). Thus, as polio survivors entered adulthood they had internalized the expectations of those in authority, which led to self-alienation and actual participation in the “execution of the self” (24). Polio survivors continued to follow the prescription for proper behavior set forth in the “Good Chart” even though they had been told that fulfilling the expectations of others would not result in acceptance by society (34).

Type A Behavior as a Post-Polio Sequelae

The majority of polio survivors have succeeded in minimizing the appearance of disability, maximizing independence and “disappearing” into society (28). Most polio survivors have learned to walk after discarding nearly all of their original assistive devices (6). Despite society’s negative expectations, polio survivors have had more years of formal education and a larger proportion of them are married as compared to the general disabled and non-disabled populations (Table 1)(35). Polio survivors also have a higher level of employment as compared to the general disabled population (36).

These data suggested the hypothesis that polio survivors have not merely achieved “normalcy” but have actually surpassed it by learning physically and emotionally stressful Type A behavior as a response to their experience of polio (5,28,37). The polio experience should have provided an ideal environment for the conditioning of Type A behavior. Type A behaviors are thought to learned in service of the “active avoidance of punishment” (38) by individuals who are engaged in a chronic “struggle to overcome environmental barriers” (39) “against the opposing efforts of other things or persons” (40). Further, Powell, et al (41) found that a “consistent set of beliefs and attitudes about the self, others, and life in general lay beneath the overt (Type A) behavior,” including “low social support,” “low self-esteem” and loss of control. Such beliefs would be the likely consequence of the above-described experience of polio.

To test the hypothesis that polio survivors are Type A, the Brief Type A Questionnaire (42) was administered to 738 polio survivors as part of the 1985 National Post-Polio Survey (5). Polio survivors’ mean Type A score of 53±22 was significantly higher than that of non-disabled controls (36±14). This finding was replicated by the 1990 National Survey of 373 polio survivors (6) who had a significantly elevated mean Type A score of 59±22 as compared to non-disabled controls (45±20) and adults with spina bifida (48±22)(Table 2).

Since it had been suggested that Type A individuals are hypersensitive to criticism (41), the 1990 National Survey also included the Reinforcement Motivation Survey (RMS) (43) that contains a Sensitivity to Criticism and Failure Scale. Polio survivors had a significantly elevated mean Sensitivity to Criticism and Failure score (68±28) as compared to non-disabled controls (59±27) that was significantly correlated with the Type A score (r=0.44)(5). This correlation suggests that Type A behavior in polio survivors serves in part to prevent criticism and to protect against feelings of failure (21,44).

Compulsive Behavior as a Post-Polio Sequelae

The majority of patients treated by this Service not only demonstrate Type A behavior but also evidence behaviors that are not typically Type A. Patients describe an inability to express emotion or admit having physical pain (“I can’t complain because people expect the handicapped to complain”). They inflexibly and punitively judge their own behavior on the basis of what is “normal” and on unachievable ideals of perfection. One patient stated, “If I fail at anything, I might as well die. It boils down to either using every ounce of my energy to lead a normal, successful life or giving in to my weaknesses and being inferior.”

Patients also demonstrate a strong need to be in control (15) and report marked anxiety with and nearly phobic avoidance of any change (“I am constantly moving and in a constant state of fear. I feel if I slow down, I’ll never get started again”) or decrease in the number or extent of their activities (“I can’t just sit and do nothing”). These patients refuse to slow down, delegate responsibilities or allow others to assist them even when they experience fatigue, weakness and pain. They report a saw-tooth pattern of activity,

characterized by working until physical symptoms prevent them from continuing. Exhausted, anxious and fearful of criticism, they rest until activity is again possible and then work until symptoms force them to halt. As one polio survivor stated, “I have spent my whole life pushing to keep going and I still push myself even though I know I shouldn’t. I keep going until I can no longer walk or stand the pain. I cannot be stopped. I work until I fall.”

Patients also report that they “must” satisfy the real or perceived needs of others (“I can’t ever say ‘No'”) and some describe a compulsion to perform nearly ritualistic behaviors in order to escape “mortal danger” (15). One patient stated, “I know it’s ridiculous, but I believe that if I make the bed every day I’ll never die; I will earn the right to continue to live.”

These behaviors are reminiscent of the Obsessive Compulsive Personality Disorder (OCPD)(45). However, polio survivors’ compulsive behavior differs from OCPD in important ways. Their compulsivity does not interfere with task completion or promote indecisiveness, nor do polio survivors lack generosity in giving to others. On the contrary, compulsive behaviors are goal-oriented and are performed in the service of others. Importantly, these behaviors are associated with the exacerbation and maintenance of PPS symptoms. Because of these differences with OCPD, a separate diagnostic category, Compulsive Psychophysiological Disorder (CPD), is suggested to highlight the relationship between goal-oriented, compulsive behaviors and the occurrence of physical symptoms (Table 3).

Fifty percent of the patients evaluated by this service met the criteria for CPD. Further, the diagnosis of CPD is significantly correlated with patients’ elevated Type A (r=.46) and Sensitivity to Criticism and Failure scores (r=.47) suggesting that compulsive behaviors are related to Type A behavior and may also serve in part to prevent criticism and to protect against feelings of failure. These findings support the theoretical literature on compulsive behavior, which suggests that compulsivity protects against loss of control and failure (46) and is used to “avoid or overcome distressful feelings of helplessness” (47)(see “flashbacks,” below). Millon and Everly (48) state that compulsive behavior occurs when the “child never develops a separate identity, and functions in the world by conforming to strict, internalized parental standards and to the standards around him or her” – conditions that are described above as central to the experience of polio. And, compulsive behavior has been seen to develop in children hospitalized even for brief periods (20).

Compulsive, Type A Behavior and the Etiology of PPS

Unfortunately, polio survivors appear to have paid a high price for learning compulsive, Type A behavior in an effort to achieve “normalcy,” escape “mortal danger” (15) and protect against the emotional pain generated by the polio experience. That price is Post-Polio Sequelae (28). Physical overexertion and

emotional stress were reported to be the first and second leading causes of PPS on the 1985 National Survey (5). The majority of respondents to the 1990 National Survey reported symptoms of chronic stress (frequent feelings of anxiety, low mood and difficulty falling asleep because the “mind is racing”)(6,7,8). These symptoms, along with the Type A and Sensitivity to Criticism and Failure scores, were significantly correlated with PPS symptom severity (Table 2)(5,6,49).

These data indicate that PPS are psychophysiological in nature and that clinicians must address both physical and psychological symptoms when polio survivors present for treatment of PPS. Thus, the treatment of PPS requires behavior modification to reduce compulsive, Type A behavior and thereby decrease PPS symptoms. Psychotherapy is also necessary to address the dysfunctional beliefs and powerful suppressed emotions resulting from the experience of polio that motivate compulsive, Type A behavior, produce psychological distress and prevent compliance with therapy.

Behavioral Modification and Psychotherapy in Treating PPS

All patients who present for treatment by the Post-Polio Service undergo complete physiatric and psychological evaluations, the latter beginning with administration of the Reinforcement Motivation Survey (RMS) (43) and Beck Depression Inventory (BDI) (50). Of the 32 patients evaluated during the past year, the majority had elevated Type A (mean = 57 ± 28 ) and Sensitivity to Criticism and Failure (mean = 75 ± 28) scores on the RMS but had insignificantly elevated BDI scores (mean = 14 ± 9).

Although 57% of patients reported “low mood,” only 31% met DSM-IIIR criteria for Major Depressive Episode (MDE), a percentage similar to the 32% reported by Freidenberg, et al. (51) but higher than the prevalence of MDE in the general population (3% to 7%) (52,53) and in those with medical illness (20%) (54). Friedenberg, et al. (51) suggested that damage to monoaminergic neurons in the brain stem may predispose polio survivors to MDE (see 49). However, the report of “treated depressions” in 38% of adults with spina bifida suggests that childhood-onset orthopedic disability itself may predispose to MDE in adults (55).

The presence of MDE in our patients is important, not only because it requires treatment, but also because MDE is significantly correlated with treatment non-compliance. MDE was diagnosed in 63% of patients who refused further treatment after the initial evaluation and in 50% of those who were discharged for therapeutic non-compliance. Only 11% of patients who were fully compliant and 29% of those who were partially compliant with therapy were diagnosed as having a MDE. MDE is always treated with psychotherapy, although depression was sufficiently severe in 70% of patients that an antidepressant was recommended.

Following psychometric testing, psychological, medical and psycho social histories are taken that include detailed descriptions of the new symptoms and their causes, the acute polio experience, post-polio rehabilitation and patients’ personal experience of disability. Information about the response of family, friends and community to the acute polio, to patients’ original disability and to PPS is elicited along with a chronology of school and vocational achievements noting the onset and development of compulsive, Type A behavior.

Treatment. The treatment of PPS is approached by all members of the treatment team – physician, psychologist and occupational and physical therapists – from a psychophysiological perspective using the techniques of multimodal behavior therapy (56). Therapy begins by asking patients to list their treatment goals and keep a daily log of activities, perceived exertion, fatigue, muscle weakness, pain, emotional stress, thoughts and emotions. This log is used to document physical and emotional symptoms and

demonstrate their relationship to thoughts, affect and compulsive, Type A behavior (56). Outpatients are then evaluated by occupational and physical therapists during twice-weekly sessions. Inpatients receive all therapies daily. After two weeks, log data and evaluation results are used by the treatment team to formulate a behavioral plan designed to decrease behaviors that cause physical symptoms, initiate self care activities and incorporate stress and time management, energy conservation, work simplification and a program of relaxation, stretching and non-fatiguing progressive resistance exercises (57) into patients’ daily routine. The behavioral plan is then presented to patients and their significant others at a meeting with the treatment team. Also discussed are the hypothesized causes of PPS, the need to modify behavior to treat PPS and the team’s expectation of total compliance with all aspects of the behavioral plan. Patients continue to keep logs throughout their treatment to document symptoms, the progression of exercises and modification of behaviors. Logs are reviewed with patients by each therapist at every treatment session. Goals are reviewed by the entire treatment team at twice-monthly behavioral rounds. Problems with the behavioral plan, especially those having to do with compliance, are communicated immediately to all members of the team. Significant problems with compliance may require that patients be called in to meet with the team. If no significant problems develop, patients meet with the team once again at the end of the eight to twelve week treatment program.

Compliance problems often arise with the daily log and the behavioral plan. Patients have difficulty keeping the log because it interferes with the compulsive performance of their scheduled activities and forces them to recognize the severity and pervasiveness of their symptoms. Invariably, patients have difficulty in complying with the behavioral plan. They will ‘forget’ to alter their schedules and refuse lifestyle modification because such changes directly conflict with their compulsive, Type A behavior (46). As one patient who was discharged for non-complince angrily stated, “I don’t want to change. I just want to be the way I was.”

Unfortunately, such problems with compliance are typical of post-polio patients. One clinic reported that only 41% of patients sporadically used a newly prescribed brace while 70% refused to use a new cane or crutch simply because they “didn’t want to” (58). Another clinic concluded that “the major reason for failure (of PPS symptoms) to improve was the unwillingness of the patient to follow any of the recommendations made” (59). Peach (60) has documented the importance of compliance with regard to the treatment of PPS muscle weakness, showing that muscle strength decreases over time only in patients who fail to fully comply with therapeutic recommendations.

During the past year, 47% of the patients treated by this service were judged to be fully compliant, 34% only partially compliant while 19% were discharged from therapy for not complying with the behavioral plan . Of all patients who received an initial evaluation, 28% refused any treatment for their PPS. It appears that inadequate compliance results in part from patients’ fear of relinquishing compulsive, Type A behavior that is believed by them to protect against “mortal danger” (15). Some non-compliant patients fear that PPS will return them to the same position of helplessness that they experienced following acute polio (cf. 47). Most report an even greater fear of criticism and a sense of failure when they merely contemplate lifestyle changes or the use of new assistive devices, even though without them PPS symptoms persist, progress and functional ability deteriorates. Not unexpectedly, inadequately compliant patients have an elevated mean Sensitivity to Criticism and Failure score (81 ± 2 0) as compared to fully compliant patients (74 ± 35).

Patients’ ability to change their behavior is directly related to their ability to challenge long-held beliefs about self-worth and survival and tolerate the emergence of the powerful fears and long-suppressed emotions generated by the polio experience (41). To promote compliance with the behavioral plan, cognitive therapy techniques are employed through weekly individual psychotherapy to identify and

modify dysfunctional beliefs, fears and emotions (46). Learning theory is also employed to explain how compulsive, Type A behavior was learned to protect against fear, emotional pain and “mortal danger” (15), while behavior modification techniques are used to decrease and eliminate these overlearned behaviors (41,46).

As these techniques assist patients to decrease compulsive, Type A behavior, increased anxiety and fear invariably result. Some patients report insomnia, panic attacks, intrusive and emotionally-charged flashbacks about their early polio experience and even fear of impending death (47). The psychotherapist then helps patients understand the origin of these most disturbing experiences and learn to tolerate them, reinforces the new self-care behaviors and supports patients through what can be terrifying days and nights.

As therapy continues, patients discover that their compulsive, Type A behavior has been more habitual than necessary. They begin to discard the “Good List,” become better able to care for themselves and begin to believe that they can have both self-worth and a disability. As the behaviors and emotions conditioned by the polio experience decrease, the focus of psychotherapy shifts to the experience of PPS. Depressed mood is replaced by sadness and anger as the trauma of a “second disability” is experienced (4). Twice-monthly group psychotherapy provides peer support to assist patients in dealing emotionally with their PPS and practically with the lifestyle changes necessary to treat them. The realization by patients in the group that they are not alone in their painful physical and emotional experiences is itself powerfully therapeutic. Couples and family sessions are also employed for both education about PPS and psychotherapy. It is noteworthy that nearly all spouses, with some striking exceptions, respond favorably to patients’ lifestyle changes with the most frequently heard comment being, “I’ve been wanting you to slow down for years.”

All patients treated by this Service, whether fully or even partially compliant, report meaningful reductions in physical and affective symptoms and increased function (cf. 60). But, as fatigue, muscle weakness and pain decrease, patients frequently increase activity and have a tendency to resume compulsive, Type A behavior (46). To prevent this, patients are instructed to strictly adhere to the modified daily schedule as set forth in their behavioral plan, especially after they are discharged from physical and occupational therapies and individual psychotherapy. Patients continue in group psychotherapy for at least six months after discharge, are seen at three-month intervals for medical and psychological follow-up and are encouraged to call their therapists at any time with questions or for support.

Conclusion

It is possible that the large proportion of patients treated by this Service who have experienced severe psychological trauma as a result of their polio experience may not be representative of all polio survivors or even of all individuals who present for treatment of PPS. However, there is something unique about the experience of polio that predisposes to the development of compulsive, Type A behavior, sensitivity to criticism and failure and chronic stress, anxiety and depression: the early onset of a universally feared, potentially life-threatening illness that presented in epidemic proportions; the experience of severe paralysis that could be forced to recede with the application of years of strenuous physical therapy; the need to maximize physical abilities in order to function in a “barrier-full” society that was repelled by disability; the sparing of intellectual abilities that were used to overcompensate for residual physical limitations (61,62). These factors must be studied if we are to understand the psychology of the polio survivor, maximize treatment compliance and effectively treat both the physical and psychological symptoms of PPS.

TABLES

Table 1 [below]

EDUCATIONAL, MARITAL, AND EMPLOYMENT STATUS*
  Post-Polio Disabled Non-Disabled
Marital Status
Single 11% 13%§ 22%§
Married 71% 56% 58%
Other¤ 18% 31% 20%
Education
< High school 29% 71%§ 52%§
> High school 71% 29% 48%
Employment Status
Working
All positions¥ 53% 38%§ 79%**
Full time 40% 24% 59%
Unemployed 3% 62% 6%
Disability payments 28% 36% 1%
* Respondents to the 1990 National Post-Polio Survey compared with disabled and non-disabled Americans.

¤ Divorced, widowed, or separated.

¥ Full-time, part-time, or homemaker. Data from reference 35§ and 36**.

 

 

Table 2 [below]

DEMOGRAPHIC DATA, NEW SYMPTOMS, AND PSYCHOLOGICAL MEASURES*
  Post-Polio Subjects (n = 373) Non-Disabled Controls (n = 145)
Age 54 ( ±11 )¤ 47 ( ± 14)
Female/Male ratio 1.5 1.5
Years of education 14.5 ( ± 3) 15 ( ± 3)
Reinforcement Motivation Survey Scores:
Type A 59 ( ± 22)¤ 45 ( ± 20)
Sensitivity to Criticism and Failure 68 ( ± 28)¤ 59 ( ± 27)
New Symptoms
Fatigue 83%¥ 15%
Muscle weakness 75%¥ 9%
Pain 72%¥ 15%
     

 

 

Emotional stress increases symptoms 75%¥ 53%
Psychological Symptoms
Frequent feelings of anxiety 69%¥ 36%
Chronic back/neck pain 66%¥ 35%
Frequent trouble falling asleep

because “mind is racing”

65%¥ 33%
Frequent “low mood” 57%§ 41%
Diagnosed depression 27%§ 15%
* From the 1990 National Post-Polio Survey

Significantly different from control values using independent groups t-test (¤P<.001) or chi-square statistics (§P<.002; ¥P<.0001).

 

 

Table 3 [below]

DIAGNOSTIC CRITERIA FOR COMPULSIVE PSYCHOPHYSIOLOGICAL DISORDER A. A pervasive pattern of continuous and excessive goal-oriented behaviour beginning in childhood or adolescence as indicated by at least four of the following:

  1. Marked anxiety generated by and avoidance of any decrease in goal-oriented activities or changes in daily schedule
  2. Refusal to delegate responsibilities or allow others to provide assistance associated with an unusually strong need to be in control
  3. Rigidly and inflexibly judges behaviour on the basis of ideals of perfection or “normality” 4. Excessive time-consciousness and Type A behaviour
  4. Extreme sensitivity to criticism with the constant expectation of failure and rejection 6. Inability to identify or express emotion, with the exception of anxiety, anger, and sadness. B. The association of these behaviours with the exacerbation or maintenance of physical symptoms, such as muscle spasm-induced pain, fatigue, or muscle weakness.

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Document preparation: Chris Salter, Original Think-tank, Cornwall, United Kingdom.

Document Reference: <URL:http://www.zynet.co.uk/ott/polio/lincolnshire/library/harvest/psych.html> Created: 30th January 1997

Last modification: 29th January 2010.

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