PSN Library Files

Effect of Treatment and Noncompliance

Post-Polio Sequelae

Effect of Treatment and Noncompliance on

Post-Polio Sequelae

Paul E. Peach, MD¹

Stephen Olejnik, PhD²

Orthopedics November 1991 Vol 14 No. 11 1199-1203

Lincolnshire Post-Polio Library copy by kind permission of Dr. Peach Abstract

In this study of 77 patients with post-polio sequelae (PPS), symptoms and manual test scores on initial evaluation were compared with those at subsequent follow-up evaluations. Patients were divided into three groups based on the degree to which they had complied with clinically recommended interventions: compliers, partial compliers, and noncompliers. At the end of the followup period (2.2 ± 1.2 years), the mean muscle function scores of the entire study group had declined – l.5%, which represented a decline of -0.7% annually. On follow-up evaluations, the complier group had realized an improvement or resolution of post-polio symptoms, and also an improvement in muscle function of +0.6% annually. The partial complier group had realized either no improvement, or improvement in post-polio symptoms, but showed a further decline in muscle function of -3.0%, or an annual decline of -1.3%. The noncomplier group showed either no change, or a worsening of post-polio symptoms, and also showed a further decline in muscle function of – 4.1% which represented an annual decline of – 2.0%.

From the ¹Roosevelt Warm Springs Institute for Rehabilitation, Warm Springs, Georgia, and the ²University of Georgia.

The authors are indebted to Kay Rozell and Carole Denney who prepared the manuscript, and to Virginia Hudson, FNP, who assisted in the collection of the data.

Reprint requests: Paul E. Peach, MD, Roosevelt Warm Springs Institute for Rehabilitation, PO Box 1000, Warm Springs. GA 31830

Although a number of theories have been proposed to explain the etiology of development of new weakness and fatigue in post-polio sequelae (PPS), the commonly accepted explanation is that these symptoms manifest as a result of chronic overuse of surviving motor units.[1-4] Additionally, this chronic overuse pattern frequently results in progressive musculoskeletal dysfunction with common symptoms of

muscle and joint pain.[5-7] The reported clinical experience has been that after appropriate intervention has been taken to arrest the overuse pattern, these symptoms resolve or improve significantly.[8] The purpose of this study was to assess the muscle strength and symptom outcomes of patients with PPS on the basis of the degree to which patients complied with initial clinic recommendations.

MATERIALS AND METHODS

One hundred fifty-six patients were evaluated and treated by the senior author at a post-polio clinic from 1986 to 1990. Criteria for inclusion in this study were: 1) confirmed history of poliomyelitis: 2) a period of recovery and functional stability for at least 15 years; 3) residual muscle atrophy, weakness, and areflexia in at least one limb, but with normal sensation; 4) new onset of symptoms of new muscle weakness, fatigue, or muscle or joint pain that were unrelated to any other neurologic or medical disorder. Patients were excluded if they had diabetes mellitus, polyneuropathy, collagen vascular disease, exposure to toxic agents, a history of other viral illness, or a family history of neuromuscular disease; and (5) a detailed manual muscle test was available at the time of initial medical evaluation and at least one manual muscle test was available a minimum of 1 year after the initial clinical evaluation.

All patients had undergone complete medical examination. A complete medical history was taken from each patient detailing present symptomatic complaints, demographic data age at initial presentation of polio, extent of initial and current involvement, functional areas of impairment, use of orthotics, previous orthopedic procedures, frequency of falling, and use of ventilatory support. As a part of every physical examination, objective quantitative assessment of muscle strength was performed by a registered physical therapist trained in manual muscle testing.

Table 1

PATIENTS REPORTING SYMPTOMS AT INITIAL EVALUATION
  Total

Group

Compliers Partial

Compliers

Non

Compliers

X² P
Weakness            
  Generalized 39% 23 50 47 5.10 .078
  Localized 53% 57 47 60 0.94 .626
    Areas previously affected 87%          
    Areas previously unaffected 13%          
Fatigue            
  Generalized 82% 87 78 80 0.80 .670
  Localized 17% 13 19 20 0.45 .797
    Areas previously affected 73%          
    Areas previously unaffected 27%          
Muscle Pain            
               

 

 

  Generalized 8% 7 9 7 0.19 .910
  Localized 88% 80 97 87 4.32 .115
    Areas previously affected 67%          
    Areas previously unaffected 33%          
Joint Pain            
  Upper extremities 17% 20 16 13 0.38 .828
  Lower extremities 43% 33 53 40 2.54 .281
    Areas previously affected 77%          
    Areas previously unaffected 23%          

 

 

In quantifying manual muscle test scores, a procedure similar to that described by Dalakas and associates[3,9] based on the Medical Research Council rating was utilized. A total score of 100 points was allotted to all four limbs in which muscle strength was normal, with 25 points assigned to each of the four extremities. These 15 points were distributed equally among five major functional groups. In the leg, five points were assigned to the foot extensors, foot flexors, knee extensors, knee flexors, and hip flexors and extensors. In the arm, five points were assigned to the shoulder girdle muscles, elbow flexors, elbow extensors, wrist flexors and extensors, and hand intrinsics and extrinsics. Five points of neuromuscular function of each of the major muscle groups corresponded to a “5” (normal) rating on the Medical Research Council scale, with weaker muscle groups rated from 4 to 0. The total muscle strength score was calculated on each evaluation by adding the sums of the ratings of the four extremities.

At the initial evaluation, recommendations were made to patients, the purpose of which was to attenuate or eliminate those factors felt to be responsible for chronic neuromuscular and musculoskeletal overuse patterns. In many, significant changes in lifestyle were recommended that may have entailed decreasing

overall daily activities, a change in job, work environment modifications, a decrease in work hours, a decrease in social and recreational activities, or taking rest breaks. New or additional orthotics were also recommended to effect safer, less energy demanding, less painful. and more functional gait patterns.[5,10] In some patients, a concomitant component of disuse weakness was noted. In these cases, appropriate aerobic exercises were recommended, carefully avoiding over-exercising paretic extremities.[11-13] Additionally, a number of these patients had become overweight, so a weight loss program was recommended.

On follow-up evaluation, the extent to which patients had complied with recommended interventions and lifestyle changes was assessed. Patients were divided into three subgroups. Those who had complied with all recommendations were termed compliers, those who had complied with a substantial portion of clinical recommendations, but had failed to comply with all major recommendations, were termed partial compliers. For example, a patient was classified as a partial complier because he had accepted new bracing, had decreased excessive social activities but, because of financial constraints. had been unable to decrease job-related activities that were judged to be a continuing significant source of overuse. Those patients who had failed to comply with any of the significant clinical recommendations were termed noncompliers.

The three subgroups of patients — compliers. partial compliers, and non-compliers — were compared with

respect to age, period of functional stability, number of limbs paralyzed, age at appearance of symptoms, initial muscle strength score, and posttreatment change in muscle strength score using Analysis of Variance (ANOVA). Where significant differences were identified, Bonferroni-adjusted t-tests were computed to find specific pair-wise differences. Using the chi-square test, the three groups were also compared with respect to the number of patients reporting initial symptoms and posttreatment improvement in fatigue, weakness, muscle pain. and joint pain. Significant differences on these variables were followed with Z-tests for contrasts. Finally, correlations between initial muscle strength scores and posttreatment muscle strength scores were computed for the total sample and for each subgroup. All hypotheses were tested for statistical significance at the .05 level. All results are expressed as mean ± 1 standard deviation (SD) unless otherwise stated.

RESULTS

Of the 77 patients who met the inclusion criteria, 35 were men and 42 were women. Thirty-two patients had been diagnosed as having PPS and would otherwise have been included in this study but failed to return for follow-up evaluations. The average age of the sample was 48.8 ± 9.4 years. The average age at the time of appearance of PPS was 44.6 ± 9.4 years. The average period of functional stability from the time of recovery from poliomyelitis to the time of initial appearance of PPS was 34.6 ± 8.1 years. Initial paralysis immediately following polio had varied widely from paralysis of 1 limb (16%), 2 limbs (38%), 3 limbs (9%), 4 limbs with trunk involvement (23%), to 4 limb paralysis with bulbar involvement (14%). ANOVA indicated that there were no statistically significant differences between subgroups on any of these variables.

At the time of acute onset of poliomyelitis, 83% had been hospitalized. In the complier group, 76% had been hospitalized, with 87.5% of the partial complier and 86.7% of the noncomplier group having been hospitalized initially. Chi-square statistics revealed no statistically significant difference among subgroups (X² = 1.46, NS).

At the time of initial evaluation, the most frequent complaint was localized muscle pain (88%), followed by generalized fatigue (82%), localized weakness (53%). lower extremity joint pain (43%), and generalized weakness (39%) (Table 1). Patients were also experiencing symptoms in extremities that had been unaffected by paralysis varying from 33% experiencing localized muscle pain to 13% having localized weakness. No significant differences were found in the number of symptoms patients were experiencing between subgroups (Table 1).

Table 2

MUSCLE STRENGTH SCORES AT INITIAL AND FOLLOW-UP EVALUATIONS
  Total Group Compliers Partial Compliers Noncompliers  
Initial Mean Scores 66.4 ± 18.0 66.7 ± 19.0 66.3 ± 19.4 66.1 ± 19.4
Mean Follow-Up Interval (Years) 2.2 ± 1.2 2.1 ± 1.1 2.3 ± 1.3 2.1 ± 1.1
Follow-Up Mean Scores 65.4 ± 8.1 67.5 ± 18.8 64.3 ± 19.8 63.4 ± 12.8
Difference in Scores -1.0

(t = -.243,

P<.05)

+0.8

(t = +1.36, NS)

-2.0

(t = 3.10,

P<.05)

-2.7

(t = -2.76,

P<.05)

         

 

 

Percentage Change -1.5% +1.2% -3.0% -4.1%
Score Point Change Annualized -0.5 +0.4 -0.9 -1.3
Percentage Change Annualized -0.7% +0.5% -1.3% -2.0%

 

 

The average muscle strength score for the entire sample on initial evaluation was 66.4 ± 18.9. At follow up 2.2. ( ± 1.2) years later: the score was 65.4 ± 18.1. Initial and follow-up scores were significantly different and indicated a mean decline in muscle function of -1.0 point or -1.5% between evaluations. There was no significant difference in muscle strength scores at initial evaluation between the three subgroups. Muscle strength scores increased in compliers (+0.8 points or +1.2%) and declined in partial compliers (-2.0 points or -3.0%) and noncompliers (-2.7 points or -4.1%) between evaluations (Table 2).

Changes in muscle strength scores of the total group, partial compliers, and noncompliers were significant, while the change in the complier group was not. Follow-up muscle strength score was significantly different between complier and partial complier groups, and complier and noncomplier groups, but not between the partial complier and noncomplier groups. Pearson correlation coefficients between initial muscle strength scores and muscle change scores indicated no statistically significant relationship between the variables for either the total sample (r = -.066) or within any of the patient subroups (compliers, r = -.139; partial compliers, r =.003; noncompliers, r = -.170). These results indicate that a patient with a low initial manual muscle strength score was as likely as someone with a high score to progress or decline in function at follow up.

Table 3

SYMPTOM STATUS AT FOLLOW-UP EVALUATION
      Resolved Improved Unchanged Increased  
Complier Group (N=30)        
Weakness (N=23) 17% 83% 0% 0%
Fatigue (N=28) 4% 96% 0% 0%
Muscle Pain (N=25) 28% 72% 0% 0%
Joint Pain (N=17) 41% 53% 6% 0%
Partial Complier Group (N=32)        
Weakness (N=29) 0% 79% 21% 0%
Fatigue (N=31) 0% 68% 29% 3%
Muscle Pain (N=32) 3% 88% 9% 0%
Joint Pain (N=24) 4% 83% 13% 0%
Noncomplier Group (N=15)        
Weakness (N=14) 0% 0% 64% 36%
           

 

 

Fatigue (N=14) 0% 0% 64% 36%
Muscle Pain (N=14) 0% 14% 57% 29%
Joint Pain (N=11) 0% 0% 82% 18%

 

 

At the follow-up evaluation, the degree of progression or improvement of initial presenting symptoms was noted (Table 3). The complier group reported predominantly either resolution or improvement in symptoms. The noncomplier group primarily showed no improvement or worsening of symptoms. The partial complier group reported a wider range of responses, but primarily either no change or some improvement. There was statistically significant resolution of or improvement in weakness (X² = 43.7, P<.001), fatigue (X² = 42.3, P<.001), muscle pain (X² = 44.4, P<.001), and joint pain (X² = 34.6. P<.001) only in complier and partial complier groups. Statistical comparisons of the outcomes between groups also indicated significant differences. Pair-wise contrasts between complier and partial complier groups indicated significant differences in symptom outcomes of weakness and fatigue, but not for muscle pain and joint pain. Pair-wise contrasts between complier and noncomplier groups, and partial and noncomplier groups, indicated significant differences in all four symptom outcomes. The reasons for noncompliance or partial compliance were noted from clinical impressions (Table 4).

Table 4

REASONS FOR NONCOMPLIANCE AMONG PARTIAL AND NONCOMPLIERS
  Number of

Responses

Percent of Total

Group

Patient refused recommended lifestyle or job changes 37 48%
Overweight and refused weight reduction 26 34%
Patient refused recommended orthotics 25 32%
Unable to alter job activities due to finances 9 12%
Unable to purchase equipment due to finances 5 7%
Employer unsupportive and uncooperative with recommended changes 3 4%

 

 

DISCUSSION

The decline in muscle function of -0.5 points, or -0.7% annually during the 2.2 years between evaluations in this clinic sample is somewhat less than that noted in an earlier study by Dalakas et al[3] in which an average annual decline of -1.0 point was reponed. Although mean muscle strength scores were not noted, an average annual decline in muscle strength of -1.0% was also reported in the Dalakas study. Other reports have noted similar very gradual decline in muscle function in polio survivors experiencing new weakness.[8] However. no study to date has divided patients into subgroups based on degrees of compliance with clinical recommendations directed at attenuating the factors that appear to be responsible for neuromuscular overuse patterns and consequent neuromuscular declines.

These results indicate that patients who comply completely with clinical recommendations and successfully control the factors responsible for the neuromuscular overuse do not lose muscle strength. In contrast, the partially and noncompliant patients demonstrated a continuing deterioration in muscle strength. The partial complier group declined an average of -1.3% per year and the noncomplier group declined -2.0% per year. Both had in common continued neuromuscular overuse differing only in degree. The disturbing aspect of these findings is that it is these post-polio patients, being unable or unwilling to make the changes necessary to attenuate overuse, who have the potential for experiencing further progressive muscle weakness.

Inadequate compliance was also associated with the failure of presenting symptoms to resolve, with noncompliers actually reporting increases in symptoms (Table 3). Of those patients who were partial or noncompliers, factors that were primarily responsible for noncompliance were noted (Table 4). In some patients, more than one factor was present, but by far the most common reason for treatment failure was patient refusal to accept either recommended orthotics or lifestyle changes. Many of these patients refused new bracing or even a reduction in activity. Typically, they perceived a return to bracing as a “failure” in their earlier recovery from polio. This factor is far from unique in our patient study compared to experience in other clinic settings.[14,15]

The resistance of many post-polio patients to renewed use of bracing and other lifestyle changes has become nearly stereotyped in its prevalence. Some patients, despite awareness of the effects of overuse, participation in post-polio support groups, and evaluations at many post-polio clinics, persist in their adamant refusal of necessary changes. This may be a manifestation of maladaptive coping patterns entrenched over a period of many years and, in some, since recovery from acute poliomyelitis, This pattern of behavior often may be a manifestation of maladaptive Type A behavior.[16]

Admittedly, this segment of the post-polio population presents a difficult management problem for clinicians. Some patients, after years of tolerating ongoing symptoms, will eventually relent, at least partially, to recommended changes. Others, unfortunately, will continue to persist in their present lifestyle patterns, suffering needlessly with increasing intensity of symptoms and functional decline. Paradoxically, it is these patients who are frequently resistant to psychological support, further decreasing their chances of gaining insight or gaining an appropriate support system. Even those patients truly fearful of the potential progression of their post-polio symptoms and of further functional declines are reluctant to accept new orthotics or lifestyle changes, as this symbolizes an acquiescence to further disability.[15] These patients may be managed most effectively with positive reinforcement, education, and introduction to other previously symptomatic post-polio patients.

The second most prevalent factor that contributed to patients’ ongoing symptoms was varying degrees of obesity. This problem has been noted in previous reports, and many of these patients are faced with the dilemma of not being able to utilize increased levels of physical activity as an adjunct to a weight loss program due to their PPS.[14] In some cases, referral for nutritional counseling or a physician-supervised weight loss program should be considered.

The remaining reasons for noncompliance were due to factors beyond their control. A number of these patients were unable to modify or change jobs or purchase equipment due to financial factors.

CONCLUSION

The disparate outcomes among our post-polio patients underscore the need to develop more effective intervention strategies to achieve improved patient compliance, given the favorable outcomes experienced

by patients who complied with clinical recommendations.

REFERENCES

  1. Bennett RL, Knowlton GC. Overwork weakness in partially denervated skeletal muscle. Clin Orthop. 1958;11:22.
  2. Cashman NR, Maselli R, Wollmann RL, Roos R, Simon R, Antel JP. Late denervation in patients with antecedent paralytic poliomyelitis. N Engl J Med. 1987;317:7. [PubMed Abstract] 3. Dalakas MC, Elder G, Hallett M, et al. A long term follow-up study of patients with post poliomyelitis neuromuscular symptoms. N Engl J Med. 1986;324:949. [PubMed Abstract] 4. Wiechers DO. Renervation after acute poliomyelitis. In: Halstead LS, Wiechers DO, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes; 1987. [PubMed Abstract]
  3. Clark DR, Perry J, Lunsford TR. Case studies — orthotic management of the adult post polio patient. Orthotics and Prosthetics. 1986;40:45.
  4. Perry J, Burns G, Gronley JK. Post polio muscle function. In: Halstead LS, Wiechers DO, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes: 1987. [PubMed Abstract]
  5. Perry J, Burns G, Gronley JK. The post polio syndrome: an overuse phenomenon. Clin Orthop. 1988;233:145. [Lincolnshire Library Full Text]
  6. Halstead LS, Wiechers DO, Ross CD. Late effects of poliomyelitis: a national survey. In: Halstead LS, Wiechers DO, eds. Late Effects of Poliomyelitis. Miami, Fla: Symposia Foundation; 1985. 9. Medical Research Council. Aids to the Examination of the Peripheral Nervous System. London: Her Majesty’s Stationary Office; 1981:1.
  7. Waring WP, Maynard F, Grady W, Grady R, Boyles C. Influence of appropriate lower extremity orthotic management on ambulation, pain and fatigue in a post polio population. Arch Phys,Med Rehab. 1989;70:371. [PubMed Abstract]
  8. Alba A, Block E, Adler JC, Chikazunga C. Exercise testing as a useful tool in the physiatric management of the post polio survivor. In: Halstead LS, Wiechers DO, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes; 1987. [PubMed Abstract]
  9. Herbison GJ, Jaweed NM, Ditunnio JF. Exercise therapies in peripheral neuropathies. Arch Phys Med Rehab. 1983;64:201. [PubMed Abstract]
  10. Owen RR, Jones O. Polio residuals clinic: conditioning exercise program. Orthopedics. 1985;8:882. [PubMed Abstract]
  11. Agre JC, Rodriguez AA, Sperling KB. Symptoms and clinical impressions of patients seen in a post polio clinic. Arch Phys Med Rehab. 1989:70:367. [PubMed Abstract]
  12. Frick NM. Post-polio sequelae and the psychology of a second disability. Orthopedics. 1985; 8:851. [PubMed Abstract]
  13. Bruno RL, Frick NM. The psychology of polio as prelude to post-polio sequelae: behavior modification and psychotherapy. Orthopedics. 1991;14:1185-1194. [Lincolnshire Library Full Text]

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Effect of Treatment and Noncompliance Read More »

Assessment and Differential Diagnosis

Post-Polio Sequelae

Assessment and Differential Diagnosis

for Post-Polio Syndrome

Lauro S. Halstead, MD

Orthopedics November 1991 Vol 14 No. 11 1209-1217

Lincolnshire Post-Polio Library copy by kind permission of Dr. Halstead

From the Post-Polio Program, National Rehabilitation Hospital, and Georgetown University School of Medicine, Washington, DC.

Reprint requests: Lauro S. Halstead, MD, National Rehabilitation Hospital, 102 Irving St., NW, Washington, DC 20010.

Proper assessment of post-polio patients presents both a challenge and a dilemma: a challenge because of the non-specific nature of many of the symptoms and the complex interplay between psychological and physical features; a dilemma because of the absence of specific diagnostic tests, the continuing uncertainty of the underlying cause or causes, and the lack of any curative therapeutic intervention. Nonetheless, despite these obstacles, there is still much that can be done to ameliorate symptoms and improve function in the long-term management of these patients.

Some of the first questions clinicians ask concerning the assessment of post-polio patients are: what kinds of health and functional problems do they have; how frequently do they occur; and what are the best and most practical methods of evaluation?

In an effort to answer these questions, a review of the literature over the past decade is both helpful and misleading. Initial studies tended to summarize the results of self-report questionnaires.[1,2] While these were helpful in calling attention to the general types of new health problems being experienced by the postpolio population, they were misleading in several important respects: 1) they were clearly not an accurate reflection of the frequency of these problems among all polio survivors; and 2) there was no way to verify the accuracy or cause of the health problems reported.

Both of these limitations were addressed recently in a population-based study by Windebank et al[3] reporting on the polio-related health problems of persons in Olmsted County, Minn. Table 1 lists the new difficulties experienced by 50 subjects selected to undergo extensive examinations at the Mayo Clinic as part of a research protocol. Although these subjects were not chosen randomly, there was no systematic difference between this group by age, sex, or polio characteristics, and the rest of the Olmsted County

polio cohort. This study, therefore, is a milestone in our understanding of what health problems and functional limitations occur in the post polio population nationally. It is not, however, a reflection of the frequency or intensity of problems being seen in physicians’ offices or the average post-polio clinic. For example, only seven of 50 (14%) of the Mayo Clinic subjects required new aids; only two of 50 (4%) made lifestyle changes because of their new polio problems; and none sought medical help for these problems.

Table 1

NEW DIFFICULTIES EXPERIENCED BY SUBJECTS WITH PRIOR PARALYTIC POLIO*
  Patients
Symptom No. Requiring New Aids Changing Activities
Fatigue alone 2 1 0
Pain alone 7§ 0 1
Pain and fatigue 1 1 0
Weakness alone 4 0 0
Weakness and pain 9 2 0
Weakness and fatigue 2 1 0
Weakness, pain and fatigue 7 2 1
No new symptoms 18 0 0
* Types of complaints reported by 32 of the 50 subjects with paralytic polio. Twenty-two complained of some new weakness. In seven subjects, the new symptoms necessitated the use of new aids to daily living and in two different cases, the symptoms had led to lifestyle changes.

§ All seven complained of nonradiating lumbar or cervical pain.

Reprinted with permission: Windebank AJ et al. Late effects of paralytic poliomyelitis in Omsted County, Minnesota. Neurology. 1991; 41:507-507

 

 

By contrast, the experience reported by postpolio clinics is very different where, by definition, all are seeking medical help and many of the patients require new aids and are advised to make significant lifestyle changes. Table 2 lists the most common new health and functional problems of patients at two clinics.[4,5] The health problems included excessive fatigue, pain in muscles and/or joints, and new weakness in muscles previously affected by polio as well as muscles thought to be unaffected by the original illness. Less commonly, persons also complained of new muscle atrophy, breathing difficulties, and swallowing problems. The most common functional problems were increased difficulty with walking, climbing stairs, and dressing.

Table 2

MOST COMMON NEW HEALTH AND FUNCTIONAL PROBLEMS OF PATIENTS WITH

 

 

CONFIRMED POLIO EVALUATED IN TWO POST-POLIO CLINICS

  Texas*

(N = 132)

Wisconsin§

(N = 79)

  N % N %
HEALTH PROBLEMS        
Fatigue 117 89 68 86
Muscle pain 93 71 68 86
Joint pain 93 71 61 77
Weakness:        
  Previously affected muscles 91 69 63 80
  Previously unaffected muscles 66 50 42 53
  Combined — — 69 87
Atrophy 37 28 31 39
FUNCTIONAL PROBLEMS        
Walking 84 64 — —
Climbing stairs 80 61 53 67
Dressing 23 17 13 16
* Adapted from Halstead LS. Late complications of poliomyelitis. In: Goodgold J. ed Rehabilitation Medicine. St Louis, Mo: C. V. Mosby; 1988:322.

§ Adapted from Agre JC, Rodriques AA, Sperling KB. Symptoms and clinical impressions of patients seen in a postpolio clinic. Arch Phys Med Rehabil. 1989; 70:367-370.

 

 

Assessment

Assumptions and Strategies. Our approach to the assessment of post-polio patients is based on a number of assumptions concerning their past health experience and present needs. These assumptions guide the format and content of our evaluation. They are based on the experience gained in assessing and managing close to 1000 patients over nearly a decade, and the lessons learned in organizing and running two major polio programs in two different institutional settings. Clearly these assumptions represent a particular bias, and we recognize that other professionals, with a different perspective or with different resources available to them, may want to use a modification of the approach outlined here. Our assumptions include the following:

  1. Polio clinic attendance may be the first health care encounter for some patients in many years. For others, because of enduring negative memories of their original treatment with polio, it may be their first health encounter ever concerning polio-related problems since the acute illness. 2. Many patients–perhaps the majority–who are seen in the clinic arrive after a considerable period of

indecision and ambivalence. They want information and help, but are not sure they want to deal with what they anticipate will be difficult choices and unpleasant news.

  1. These patients have generally not been treated by health professionals who are comfortable or conversant with polio either as an acute paralytic illness or a chronic disabling condition with delayed manifestations.
  2. Many patients have not had contacts with health professionals who understand the rather unique experience of some polio survivors who are confronting their limitations for the first time (“first disability”) or others, who after a long period of adjustment and the onset of new symptoms, are now dealing with what they feel is a “second disability.”
  3. Older patients, because of their chronologic or physiologic age, are dealing simultaneously with issues of aging and disability, both separately and collectively

Based on these assumptions, we have developed an outpatient post-polio program at the National Rehabilitation Hospital which has the following elements:

  1. Comprehensive assessment. Because of the number, diversity, and complexity of the problems presented by these patients, we have found that a comprehensive, coordinated assessment is required.
  2. Interdisciplinary Team. The best way to provide a comprehensive, coordinated evaluation that looks at the medical, functional, and psychosocial/vocational issues of this population is to use an interdisciplinary team of persons with special expertise in disability and knowledge of polio.
  3. One stop shopping. In an outpatient clinic, the kind of assessment described in numbers 1 and 2 above is best carried out in one setting where the patient encounters all members of the interdisciplinary team in a sequential fashion over a relatively short interval of 2 to 3 days, as opposed to a piecemeal, intermittent evaluation carried out over many days or weeks in multiple settings. This kind of structure is convenient and efficient as well as cost effective for the patient. For the staff it provides the opportunity for frequent face-to-face communication while the assessment is in progress, and on the spot, cross-discipline consultation which draws on the special interests and expertise of individual members.
  4. A dimension of time. An assessment which extends over 2 to 3 days (rather than a single morning or afternoon) introduces a dimension of time. We find this allows the patient an opportunity to integrate the evaluation process, clarify questions, and begin to deal more realistically with some of the implications of a change in health and functional status. This, in turn, seems to make the patients more amenable to therapeutic recommendations.
  5. Diagnosis by exclusion. Because post-polio related complications are diagnosed by exclusion, it is essential that every patient receive a careful history and physical exam, along with appropriate laboratory studies, radiographs, and diagnostic tests to rule out other medical, orthopedic, or neurologic conditions that might be causing or aggravating the presenting symptoms.
  6. The expectation of improvement. We believe that everyone who comes to the clinic can be helped regardless of the underlying etiology or severity of disability. As a result, our goal is that everyone, even if they can implement only some of the recommendations and interventions, will feel better physically and emotionally and achieve an improved level of function. By the same token, there is no cure, and every improvement is dependent on patient commitment and cooperation.

A typical evaluation in our clinic extends over 2½ days, with the first day reserved for evaluations by team members who include a nurse, physician, physical therapist, occupational therapist, social worker, and, if needed, an orthotist.

The patient is seen initially by the nurse who makes a brief assessment of the past and current health

status, clarifies the patient’s goals for the clinic visit, coordinates the evaluations by the team members, schedules diagnostic tests, and assists with patient and family education. The medical evaluation consists

of a comprehensive history and physical exam with special attention in the history to the details of the initial illness with acute polio and its management, and a special focus during the physical exam on neurologic and musculoskeletal findings. There is also an analysis of station and gait and of the use and need for orthoses and other durable medical equipment. In addition, the physician determines the need for radiograph, laboratory, and electrodiagnostic studies, and initiates referrals to other rehabilitation disciplines (eg, nutritionist, vocational counselor, psychologist) as well as other medical and/or surgical specialists as needed.

The physical therapist’s evaluation is based on a protocol outlined by Smith,[6] and includes a baseline manual test of major muscle groups, measurement of major joint range of motion and leg length, and an evaluation of habitual postures during standing, sitting, sleeping, and walking. It also includes an analysis of activities and positions that provoke or relieve muscle and joint pains. The occupational therapist’s assessment is based on a format described by Young,[7] and includes an evaluation of activities that produce pain, weakness, or fatigue, when symptoms occur, and how they interfere with the person’s roles. Special attention is paid to the frequency and intensity of activities in the home, at work, in the community, and during travel, and to the use of or need for adaptive aids.

The social work evaluation focuses on how new health problems and functional loss impact on the patient, the family, significant others, and colleagues at work, school, or elsewhere outside the home. There is also an effort to identify coping strategies used by or available to the individual, and assess the emotional impact of the original polio experience and relate it to current feelings of having a second disability.[8,9] In addition, the social worker facilitates referrals and access to community resources and services, including the local post-polio support group.

On the second day, we obtain any necessary laboratory studies, radiographs, and diagnostic tests to help rule out other medical, orthopedic, or neurologic conditions that might be causing or aggravating the patient’s presenting symptoms.

For nearly every patient, we feel a standard electromyogram/nerve conduction study (EMG/ NCS) is essential to confirm the presence of an old anterior horn cell (AHC) disease, identify major muscle groups with subclinical involvement, establish a baseline, and help exclude certain other neurologic and myopathic conditions. We do not believe more sophisticated studies with single fiber EMG (SFEMG) or macro EMG are indicated at this time in the routine clinical setting, as they have not helped separate the symptomatic from the asymptomatic patient or proved useful in guiding clinical management.[10] The one exception to this is the report by Trojan et al,[11] which describes a subgroup of patients who have a positive IV Tensilon (edrophonium chloride) test during SFEMG and respond clinically to oral Mestinon (pyridostigmine bromide). The recommended dose is gradual increments of Mestinon up to 60 mg three times a day for patients who have new neurogenic weakness and can be monitored closely for response and side effects.

The preliminary results of a more recent study by Dr. Trojan (see GINI Press Release November 30th 1997) have unexpectedly thrown some doubts on the efficacy of Pyridostigmine in PPS. “Pyridostigmine was not found to provide significant benefits with respect to quality of life, fatigue, or isometric muscle strength [of patients presenting PPS symptoms] compared with placebo, although a trend was noted towards increased strength in very weak muscles.”

LincsPPN Web Administration 20th March 1998.

A standard battery of screening tests, such as an SMA 24, thyroid panel, fasting glucose, etc, used on a routine basis are generally not helpful or cost effective, with the possible exception of creatine kinase (CK). In the Mayo Clinic study,[3] 10 of 32 symptomatic subjects (31%) had mild to moderately elevated CK levels, while none of the 18 asymptomatic subjects had abnormal levels. However, whether it is useful to monitor CK levels on a regular basis to assist in determining long-term prognosis or as an aid in clinical management is still not clear. In patients who are relatively inactive, overweight, or have a family history of coronary artery disease, we recommend a plasma lipid and lipoprotein concentration study. In a preliminary report of 64 symptomatic post-polio subjects, Agre et al[12] found hyperlipidemia in 16 of 24 men (66%) and 10 of 40 women (25%). There was no evidence to suggest that this finding is related to the history of polio; more likely it is a reflection of deconditioning and the unhealthy nutritional status found in many persons with musculoskeletal problems and mobility impairments.

Patients who had respiratory involvement initially and have a history of pulmonary disease or scoliosis have a screening vital capacity measured along with their other vital signs. If the vital capacity is less than the predicted 50% or the history and clinical situation warrant, pulmonary function studies are obtained along with arterial blood games (ABGs). If the patient has significant spinal curvature, a 36-in, gravity loaded scoliosis film is obtained to provide a baseline for follow-up exams. Patients with borderline or abnormal ABGs and/or respiratory symptoms are referred to a pulmonologist for further evaluation and management.

In addition to respiratory complications, swallowing difficulties may be more common than previously realized. In a recent study by Sonies and Dalakas[13] of 32 patients, 14 (44%) had symptoms of new swallowing difficulties, and of the 18 asymptomatic subjects, all but one had some abnormality on detailed testing of oropharyngeal function. Patients who present to our clinic with any swallowing difficulties are referred to a specialist for further evaluation and management.

Finally, the morning of the third day of each patient’s assessment in our clinic is used to complete any unfinished evaluations and hold a team conference with the patient and family. This conference is used to review the results of diagnostic tests and discuss our impressions and recommendations for interventions. Patients are given a written copy of recommendations and are then seen in follow up 6 to 8 weeks later to evaluate the effectiveness of the interventions and make any modifications or additional suggestions for management. Thereafter, patients are seen as needed and at annual intervals for a repeat functional evaluation and manual muscle test as well as a history and physical.

Differential Diagnosis

In general, we have found that patients most at risk for developing new problems are those who experienced more severe polio at onset, although it is not unusual to see patients with typical post-polio symptoms who had seemingly very mild polio with excellent clinical recovery. Most commonly, the onset of these new problems is insidious, but in many persons they may be precipitated by specific events such as a minor accident, fall, period of bed rest, or weight gain. Characteristically, patients state that a similar event experienced several years earlier would not have caused the same decline in health and function. Likewise, new problems may begin when coexisting medical problems, such as diabetes, develop or worsen.

The symptoms experienced by polio survivors, unfortunately are fairly common and non-specific. The lack of specificity and a characteristic cluster of symptoms have led some observers to question both the validity of the symptoms and the existence of a diagnosis of “post-polio syndrome.”

Until a pathognomic test is found, this dilemma will undoubtedly persist. However, health professionals who have become experienced in this field in recent years generally agree there are definite qualitative features of these symptoms that are reasonably characteristic. A description of the most common

symptoms based on the histories of patients seen in our clinic and of those described in the literature is presented along with a description of the personality characteristics commonly found in polio patients.

Fatigue. The fatigue is sometimes focal but more typically generalized and is usually described as overwhelming exhaustion or flu-like aching accompanied by a marked change in the level of energy, endurance, and sometimes mental alertness. It is typically brought on by an accumulation of activities that previously were carried out on a daily basis without special effort or noticeable sequelae. Commonly, it occurs late in the afternoon or early evening and is described by some people like “hitting a wall.” When this occurs, it becomes necessary for individuals to stop what they are doing, rest, and, if possible, take a short nap. Fatigue that occurs upon awakening may reflect sleep disturbances that are commonly due to musculoskeletal pain, but may also reflect sleep apnea. Fatigue that tends to last all day is atypical of post polio syndrome and should make one consider other diagnoses.

The differential for fatigue is extensive, but the considerations should include such disorders as anemia, myasthenia gravis, chronic infections, hypothyroidism, collagen disorders, depression, and side effects of medications.

Pain. Post-polio pain occurs in muscles, joints, or both. The muscle pain is sometimes described as being “close to the surface” and is frequently associated with hypersensitivity and a sensation of “crawling” or “cramping,” particularly at night. However it more often presents as a deep, aching pain that many patients say is similar to the muscle pain experienced during their acute illness years earlier. These muscle pains are often aggravated by physical activity, stress, and cold temperature. Joint pain is also commonly associated with specific physical activities such as weight bearing, but is only rarely accompanied by swelling and/or inflammation. The prevalence of pain by method of locomotion for 114 patients is shown in Table 3.[14] These pains are usually improved by conservative measures aimed at reducing mechanical stress, pacing activities, supporting weakened muscles, stabilizing abnormal joint movements, and improving biomechanics of the body during common daily activities. We use antiinflammatory agents sparingly, and then only in low doses to supplement conservative measures. Radiographs of painful, weight bearing joints typically show degenerative changes that are disproportionately mild compared to the amount of stress the joints have sustained, sometimes for decades. Even in seriously deformed joints, with the possible exception of the vertebral column, florid degenerative changes are uncommon.

The differential for muscle and joint pains is also extensive, but should begin with conditions commonly associated with chronic musculoskeletal wear and tear such as osteoarthritis, bursitis, tendonitis, and stress myalgia. In addition, disorders that have significant muscle and/or joint manifestations should be excluded, such as polymyalgia rheumatics, fibromyalgia, polymyositis, and rheumatoid arthritis. Many of the problems that appear to be related to “overuse” of weak muscles along with abnormal joint and limb biomechanics may simply represent the inevitable consequences of chronic disability and be no more common in polio survivors than they are in individuals with other neuromuscular diseases. If chronic overuse is the only or major underlying pathology present, then the conservative measures described in the previous paragraph can often slow or prevent further deterioration and possibly lead to a reversal of symptoms and improved function.

Table 3

 

 

 

PREVALENCE OF CHRONIC PAIN BY METHOD OF LOCOMOTION IN 114 POST-POLIO PATIENTS
Method of Locomotion Number Number (and Percent)

With Pain

Ambulatory, no brace (independent) 67 56 (84)
Ambulatory, with brace (independent) 12 11 (92)
Ambulatory, with crutches (independent) 21 21 (100)
Wheelchair locomotion (independent) 7 7 (100)
Wheelchair locomotion (need personal assistant) 7 7 (100)
Total 114 102 (90)
Reprinted with permission from Smith LK, McDermott K. Addressing causes versus treating effects. In Halstead LS, Wiechers DO, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes; 1987:122.

 

 

Weakness and functional loss. New weakness may appear in muscles previously affected and in muscles believed to be previously spared by polio. The weakness is usually most prominent however in the muscles most severely involved in the initial illness. Diminished functional capacity tends to parallel the muscle weakness and can be quite dramatic if functional reserve had been marginal. One of the characteristics of many polio survivors was their ability to appear “normal” or function at an extraordinarily high level of performance on relatively few strong muscle groups. This was possible because of the random, scattered nature of the motor deficits and the body’s uncanny ability to compensate with unconventional muscle and joint function. In this situation, late-onset weakness of a critical muscle often leads to disruption of a delicate balance that has been maintained for years, leading to a disproportionate amount of functional loss.

Persons with involvement of one or both legs may have increased difficulty in walking, standing, climbing stairs, or other endurance activities. Individuals with presumably normal upper extremities who have been “walking” on their arms with crutches for years may find that ambulating, transfers, driving a car or even dressing are more taxing, and the time required to recover strength following activities is now increased. Persons with initial respiratory weakness may develop new difficulty with breathing, especially at night or with exertion. Patients who had swallowing difficulties with their original polio may develop new problems with swallowing or choking. Both respiratory and swallowing problems are potentially lifethreatening and should be managed as such.

For patients with new weakness (with or without atrophy), the major differential confronting the clinician is to distinguish between neurogenic weakness due to polio and disuse weakness caused by diminished activity. Although the distinction is not always readily apparent in the clinical setting, when new neurogenic weakness is present a careful history can usually elicit a pattern of decreased strength, endurance, and function despite attempts to maintain the usual level and intensity of activity. Routine, daily activities that require repetition or sustained muscle contractions such as walking, climbing stairs, standing, or pushing a wheelchair can sometimes provide a semi-quantitative picture of new weakness when current performance is compared with similar activities in the past, eg, number of stairs climbed

without difficulty 1, 3, or 5 years ago vs now. When the presence of new neurogenic weakness is in doubt, a trial of carefully monitored exercise is indicated to exclude the possibility of disuse weakness.

The workup for new neurogenic weakness should include an EMG/NCS. Although electrodiagnostic studies have their limitations even in the most skilled hands, they provide a necessary screening tool to help exclude some of the more common causes of neurogenic weakness in this population as well as other conditions that are relatively rare. Specifically, EMG studies can indicate the presence of radiculopathies from disc disease or other causes and help differentiate old polio from other neuromuscular disorders such as adult onset spinal muscular atrophy and myopathies. Nerve conduction studies can identify the presence of localized compression neuropathies as well as generalized peripheral neuropathies. Follow-up laboratory and imaging studies can help clarify the underlying etiology suggested by the electrodiagnostic exam and reveal other causes for weakness such as occult tumors, toxic metal exposure, and endocrine disorders.

In addition, every polio patient who presents with new weakness should be evaluated carefully to exclude amyotrophic lateral sclerosis (ALS). Although there are often a number of similarities, there are enough dissimilarities that the two usually can be distinguished without great difficulty. Over the years, there has been considerable speculation that an antecedent infection with polio might be associated with developing ALS later in life.[15,16] However, with the recent interest in the late complications of polio and the new understanding about some of the possible pathophysiologic mechanisms, it now seems likely that many of the patients who had polio and later were diagnosed as having a benign form of ALS were misdiagnosed. In a re-examination of five patients with a history of both polio and ALS, Brown and Patten[16] concluded that none of the patients would now be classified as having ALS, but rather as having post polio syndrome.

Finally, older patients with new neurogenic weakness may be experiencing the effects of aging on the nervous system and the gradual loss of key giant anterior horn cells. For this reason, patients over 60 who present with a classic picture of post-polio syndrome are given a diagnosis of “new muscle weakness secondary to post-polio syndrome with an unknown contribution due to aging.”

Polio personality characteristics. Many health care workers who were involved with large numbers of polio patients during the big epidemics in the 1940s and 50s have commented on the existence of a “polio personality”.[17] Whether this was a function of social circumstances, the individual’s response to the disease, or represented some kind of physiological predisposition to developing polio that is associated with certain behavioral chancteristics is unknown. However, it has been shown that there is a genetic predisposition to acquiring polio.[18] In addition, persons with polio tend to perform at high levels in many areas. For example, it has been reported that they are employed full time at four times the rate of the general disabled population,[19] they have more years of formal education on average than the general non-disabled population, and they take on marriage and family responsibilities at approximately the same rate as persons who are not disabled.[20] Further, many of these individuals overcame a serious and often life-changing illness.

While the behaviors that were learned in dealing with polio may have varied from individual to individual, these behaviors helped each individual survive–which is one of the reasons so many polio patients call themselves survivors. These behaviors included independence, perseverance, obstinacy, detachment, creativity, denial of limitations, etc. Because they were successful once, these same behaviors tend to emerge later in life in coping with other challenges and illness. As a group, polio survivors tend to be competent hard-driving, time-conscious, high achievers who demand high standards of themselves and others. In a questionnaire, Bruno and Frick[20] found that the mean Type A score in post-polio survivors

was significantly higher than that reported for a non-disabled control population. Furthermore, they found the polio group exhibited a high rate of symptoms associated with chronic stress which they felt may have initiated or exacerbated some of the new health problems.

Diagnosis. The criteria for diagnosing postpolio syndrome are listed in Table 4. The first criterion of

diagnosing paralytic polio can almost always be confirmed with the following information: 1) a credible history of an acute, febrile illness resulting in motor loss and no sensory deficit; 2) the occurrence of a similar illness in family or neighborhood contacts; 3) the presence of focal, asymmetric weakness and/or atrophy on examination; 4) changes on EMG of chronic denervation with reinnervation compatible with prior anterior horn cell disease; and 5) examination of the original medical records whenever possible.

Table 4

CRITERIA FOR THE DIAGNOSIS OF POST-POLIO SYNDROME
1. A prior episode of paralytic polio confirmed by history, physical exam, and typical findings on EMG.
2. Standard EMG evaluation demonstrates changes consistent with prior AHC disease: increased amplitude and duration of motor unit action potentials, an increased percentage of polyphasic potentials and, in weak muscles, a decrease in the number of motor units on maximum recruitment. Fibrillations and sharp waves may or may not be present.
3. A period of neurologic recovery followed by an extended interval of functional stability preceding the onset of new problems. The interval of neurologic and functional stability usually lasts 20 or more years.
4. The gradual or abrupt onset of new neurogenic (non-disuse) weakness in previously affected and/or unaffected muscles. This may or may not be accompanied by other new health problems such as excessive fatigue, muscle pain, joint pain, decreased endurance, decreased function, and atrophy.
5. Exclusion of medical, orthopedic, and neurologic conditions that might cause the health problems listed in #4 above.

 

 

The second criterion is a characteristic pattern on EMG. The changes on routine EMG compatible with prior polio include increased amplitude and duration of motor unit action potentials, an increase in the percentage of often long duration polyphasic motor units and, in weak muscles, a decrease in the number of motor units on maximum recruitment. Occasionally, positive sharp waves and fibrillations are present and less commonly, fasciculations may be seen.

The third criterion is a characteristic pattern of recovery In patients with late complications of polio, the pattern of events from onset of polio to onset of new problems is so characteristic that when it is absent the diagnosis should be seriously questioned. The pattern generally consists of three stages (Fig 1): 1) paralytic polio in childhood or later in life; 2) partial to fairly complete neurologic and functional recovery; and 3) a period of functional and neurologic stability lasting many years–usually 20 or more.

Fig 1: The natural history of polio based on data from patients evaluated in our post-polio clinic. A = birth; B = onset of polio; C = maximum recovery; D = onset of new health problems; E = time of evaluation; F = death.

Reprinted with permission of the March of Dimes Birth Defects Foundation.[4]

The fourth criterion is the onset of new neurologic (non-disuse) weakness which may come on either gradually or abruptly. New neurogenic weakness is essential for making the diagnosis of post-polio syndrome and presumably reflects new or continuing dysfunction of previously injured motor units. Often this new weakness is accompanied by one or more of the other new health problems. Although the distinction is not always readily apparent, new neurogenic weakness, in contrast to disuse weakness, can frequently be inferred by the onset of diminished function despite maintaining the usual level and intensity of activity.

Finally, the fifth criterion is the exclusion of other conditions that might cause the weakness and other health problems listed in Table 2. In addition to distinguishing between disuse and neurogenic weakness, there are several other dilemmas in making the diagnosis of post-polio syndrome. First, the symptoms are frequently so general that ruling out all possible causes is not practical and can be prohibitively expensive; and second, coexisting medical, orthopedic, and/or neurologic conditions may be present which can produce a similar set of overlapping signs and symptoms. As indicated in Figure 2, once a problem such as weakness occurs –regardless of the underlying etiology– it may initiate a chain reaction of other complications that makes the original problem impossible to identify.

Fig 2: Schematic model showing three possible causes for the late neuromuscular and muskuloskeletal complications of polio and their interactions.

Nomenclature. There is no clear consensus about the most appropriate name or diagnostic label to use in post-polio patients with new health problems. A number of terms have been proposed, including post polio syndrome, postpolio progressive muscular atrophy, and the late effects of polio. One of the reasons that none of these terms is suitable for all individuals is the lack of specificity in diagnostic criteria. This, in turn, is related to the absence of any pathognomonic tests and our incomplete understanding of the underlying pathophysiology of the presenting complaints. Another reason no single term is suitable for all individuals is that there may be one, two, or more pathologic processes present at any one time producing similar, overlapping symptoms. Separating the origin of each symptom may not only be impractical, but impossible, which gives rise to the need for a more general and less precise diagnostic term.

At present, post-polio progressive muscular atrophy (PPMA) has the most specific criteria. The criteria for making the diagnosis of PPMA include the five items listed in Table 3 in addition to the requirement of new muscle atrophy. Changes on muscle biopsy in these patients show evidence of active denervation in the form of scattered angulated fibers.[21] An alternative term to PPMA is post-polio motor neuron disease (PPMND), which has the same meaning but has the advantage of being more generic and less

restrictive.

Post-polio syndrome is a more heterogeneous term and therefore more practical in the typical clinical setting. However, it should not be used indiscriminately for every person with a history of paralytic polio with a new complaint. Criteria for making this diagnosis are based on the assumption that the major pathologic process involves new motor unit dysfunction with a variable contribution from musculoskeletal overuse. For this reason, the presence of neurogenic weakness is considered a necessary finding to make this diagnosis. As new information becomes available about the underlying mechanism(s) which produce late onset complications, these criteria will undoubtedly change and new terminology be developed to fit our improved understanding.

Future Considerations

Until a definite test is available, post-polio syndrome will remain a diagnostic challenge that probably will become more difficult in coming years. It is true that the natural history and symptoms of post-polio syndrome are already widely known. However, as interest and knowledge about post-polio syndrome continue to grow and expand, polio survivors (and those who mistakenly believe they had polio) will become more sophisticated in matching their symptoms –either consciously or unconsciously– with those described in the medical literature. If this becomes a widespread phenomenon, it could decrease the credibility of the diagnosis of post-polio syndrome with several possible unfortunate consequences: 1) it may make it more difficult to obtain disability retirement using post-polio syndrome as the primary diagnosis; and 2) it may cause third party payers to be less inclined to cover medical expenses associated with the diagnosis of post-polio syndrome. For these reasons, it is crucial that all patients continue to have a thorough evaluation and that the criteria for diagnosis outlined in Table 4 be followed.

Another problem concerns the confounding of the symptoms of post-polio syndrome with the effects of aging. The mean age of persons attending post-polio clinics around the country is in the mid to late 40s. As the polio population ages, there will be an increasing number of co-morbidities, and sorting out the cause of each symptom will be increasingly complicated. In the final analysis, our major hope lies with finding a diagnostic test that reflects the underlying pathology of post-polio syndrome which will provide a means of monitoring its natural history as well as the effect of interventions.

REFERENCES

  1. Halstead LS, Rossi CD. New problems in old polio patients: results of a survey of 539 polio survivors. Orthopedics. 1985; 8:845-850. [PubMed Abstract]
  2. Speier JL, Owen RR, Knapp M, Canine JK. Occurence of post-polio sequelae in an epidemic population. In: Halstead LS, Wiechers Do, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation; 1987:39-48. [PubMed Abstract]
  3. Windebank AJ, Litchy WJ, Daube JR, Kurland LT, Codd MB, Iverson R. Late effects of paralytic poliomyelitis on Olmsted County, Minnesota. Neurology. 1991; 41:501-507. [PubMed Abstract] 4. Halstead LS, Rossi DC. Post-polio syndrome: clinical experience with 132 consecutive outpatients. In Halstead LS, Wiechers DO, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation; 1987:13-26. [PubMed Abstract]
  4. Agre JC, Rodriquez AA, Sperling KB. Symptoms and clinical impressions of patients seen in a postpolio clinic. Arch Phys Med Rehabil. 1989; 70:367-370. [PubMed Abstract]
  5. Smith LK. Current issues in neurological rehabilitation. In: Umphred Da, ed. Neurological

Rehabilitation. 2nd ed. St Louis: C.V. Mosby Co; 1990:509-528.

  1. Young GR. Occupational therapy and the postpolio syndrome. Am J Occup Ther. 1989; 23:97-103. [Lincolnshire Library Full Text]
  2. Kohl SJ. Emotional responses to the late effects of poliomyelitis. In: Halstead LS, Wiechers DO, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of

Dimes Birth Defects Foundation; 1987:135-143. [PubMed Abstract]

  1. Frick NM. Demographic and psychological characteristics of the postpolio community. Paper presented at the First Annual Conference on the Late Effects of Poliomyelitis. Lansing, Mich, October 1985.
  2. Kelly JJ. The electrophysiologic characteristics of the late progressive polio syndrome. In: Munsat TL, ed. Post-Polio Syndrome. Boston, Mass: Butterworth-Heinemann; 1991:67-82. 11. Trojan DA, Gendron D, Cashman NR. Electrophysiology and electrodiagnosis of the post-polio motor unit. Orthopedics. 1991; in press. [Lincolnshire Library Full Text]
  3. Agre JC, Rodriquez AA. Neuromuscular function: comparison of symptomatic and asymptomatic polio subjects to control subjects. Arch Phys Med Rehab. 1990; 71:545-551. [PubMed Abstract] 13. Sonies BC, Dalakas MC. Dysphagia in patients with the post-polio syndrome. N Engl J Med. 1991; 324:1162-1167. [PubMed Abstract]
  4. Smith LK, McDermott K. Pain in post-poliomyelitis: addressing causes versus treating effects. In: Halstead LS, Wiechers DO, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation; 1987:121-134. [PubMed Abstract] 15. Zilkha KJ. Untitled discussion. Proc R Soc Med. 1962; 55:1028-1029.
  5. Brown S, Patten BM. Post-polio syndrome and amytrophic lateral sclerosis: a relationship more apparent than real. In: Halstead LS, Wiechers DO, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation; 1987:83-98. [PubMed Abstract]
  6. Scheer J. Voices in struggle and rebirth: persons learning to manage the late effects of polio. Paper presented at American Congress of Physical Medicine and Rehabilitation meetings, Phoenix, Ariz. October 1990.
  7. Hendon CN, Jennings RG. A twin-family study of susceptibility to poliomyelitis. Am J Hum Genet. 1951; 3:17-46.
  8. Codd MB, Kurland LK. Poliomyelitis in Rochester, Minnesota, 1935-1955: epidemiology and long term sequelae: a preliminary report. In: Halstead LS, Wiechers DO, eds. Late Effects of Poliomyelitis. Miami, Fla: Symposia Foundation; 1985:121-134.
  9. Bruno RL, Frick NM. Stress and type “A” behavior as precipitants of post-polio sequelae. In: Halstead LS, Wiechers DO, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation; 1987:145-155. [Lincolnshire Library Full Text]
  10. Dalakas MC, Elder G, Hallett M, et al. A long-term follow-up study of patients with post poliomyelitis neuromuscular symptoms. N Engl J Med. 1986; 314:959-963. [PubMed Abstract]

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Assessment and Differential Diagnosis Read More »

Polioencephalitis, Stress and the Etiology of Post-Polio

POLIOENCEPHALITIS, STRESS AND THE ETIOLOGY OF POST-POLIO SEQUELAE

 

Richard L. Bruno, Ph.D.¹, Nancy M. Frick, M.Div.², and Jesse Cohen, M.D.³

 

Orthopedics, November 1991 14; 11

 

Lincolnshire Post-Polio Library copy by arrangement with the Harvest Center Library

 

1. Post-Polio Rehabilitation and Research Service

 

Kessler Institute for Rehabilitation East Orange, New Jersey

 

2. Harvest Center

 

Hackensack, New Jersey

 

3. Medical Imaging Center of the Oranges

 

West Orange, New Jersey

 

Address all correspondence and reprint requests to: Dr. Richard L. Bruno,

 

Kessler Institute for Rehabilitation, 240 Central Avenue,

 

East Orange, New Jersey 07018

 

ACKNOWLEDGEMENTS

 

This paper is dedicated to David Bodian, M.D. This research was supported by grants from the George Ohl Foundation. The authors grateful ly acknowledge the criticism of Dr. Robert Sapolsky and the expertise and tireless efforts of Mary Ann Solimine, R.N., M.L.S., without whom this work would not have been possible.

 

POLIOENCEPHALITIS, STRESS AND THE ETIOLOGY OF POST-POLIO

 

SEQUELAE Richard L. Bruno, Ph.D., Nancy M. Frick, M.Div., and Jesse Cohen, M.D.

 

ABSTRACT

 

Post-mortum neurohistopathology from 158 individuals who contracted polio before 1950 are reviewed that document polio virus-induced lesions in reticular formation, hypothalamic, thalamic, peptidergic and monoaminergic neurons in the brain. This polioencephalitis was found to occur in every case of poliomyelitis, even those without evidence of damage to spinal motor neurons. These findings, in combination with data from the 1990 National Post-Polio Survey and new magnetic resonance imaging studies documenting post-encephalitis-like lesions in the brains of polio survivors, are used to present hypotheses that polioencephalitic damage 1) to aging reticular activating system and monoaminergic neurons is responsible for post-polio fatigue and 2) to enkephalin-producing neurons is responsible for hypersensitivity to pain in polio survivors. Hypotheses are also presented that the anti-metabolic action of glucocorticoids on polio-damaged, metabolically vulnerable neurons is responsible for the fatigue and muscle weakness reported by polio survivors during emotional stress. Suggestions for the treatment of Post-Polio Sequelae based on these hypotheses are also presented.

 

POLIOENCEPHALITIS, STRESS AND THE ETIOLOGY OF POST-POLIO SEQUELAE

 

Richard L. Bruno, Ph.D., Nancy M. Frick, M.Div., and Jesse Cohen, M.D.

 

“In spite of much evidence opposing such a view, there appears to be at least the popular impression that the only symptomatically important injury to the nervous system associated with poliomyelitis is the decrease in motor neuron collections” (1).

 

This statement made in 1948 is still an accurate description of the current thinking about the pathophysiology of poliomyelitis. Yet, as early as 1884, clinicians were relating the symptoms of polio not only to damage of spinal cord neurons but also to polio virus lesions in the brain (2). Today, we must look back to studies performed during the polio epidemics and look beyond the anterior horn if we are to fully understand the etiology of Post-Polio Sequelae (PPS).

 

The purpose of this paper is to 1) present neurohistopathological data collected during the polio epidemics and new radiographic findings to describe the location and extent of polio virus-induced damage in the brain, 2) use these findings in combination with data from the 1990 National Post-Polio Survey to formulate hypotheses about the etiology of post-polio fatigue, pain, muscle weakness and stress-induced symptoms and 3) suggest treatments for PPS based on these hypotheses.

 

POLIOENCEPHALITIS and CNS LESIONS

 

The most incisive and insightful studies of the supraspinal activities of the polio virus are those of David Bodian. Fifty years ago, Bodian performed histopathology on both lower primates experimentally inoculated with the polio virus and humans who came to autopsy following poliomyelitis to identify the portal of entry of the polio virus. In doing so, Bodian mapped the lesions caused by the virus from the spinal cord to the cortex. His findings revealed that the polio virus was not a ‘silver bullet’ aimed only at

 

anterior horn motor neurons, but that the virus caused widespread but consistently placed lesions throughout the central nervous system (CNS). He concluded that poliomyelitis was actually an afterthought of the polio virus, with the primary site of viral activity and neuronal lesions being the brain:

 

All the evidence available shows conclusively that every case of poliomyelitis, human or experimental, exhibits lesions of the brain. In the experimental animal this includes nonparalytic and abortive cases as well as paralytic cases. Some animals with non-paralytic poliomyelitis do not have lesions in the spinal cord but have a characteristic distribution of lesions in the brain (3).

 

It seems likely that in all cases of poliomyelitis…an encephalitis exists whether symptoms are present or not. Neuronal and inflammatory lesions may be regularly found in any susceptible center… in individuals who have never exhibited symptoms (4). As far as the pathologist is concerned, all cases of poliomyelitis are encephalitic (3).

 

Bodian and other researchers consistently documented polio virus-induced lesions in certain brain areas while noting the consistent absence of lesions in others: polioencephalitis “may be of greater or less severity (from case to case), but the distribution of lesions in susceptible centers varies but little” (5). Table 1 lists the frequency and severity of brain lesions seen in autopsies of 158 polio patients. Brain stem centers were found to be “involved in even mild cases” (3). As early as 1933, Guizetti (6) stated that “only one area is always severely altered, and that is the so-called substantia reticularis.” The substantia reticularis, or reticular formation, was found by Bodian to be “heavily peppered throughout” with lesions described as “very common and often severe” (4)(Figure 1). Other researchers also documented these frequent and severe lesions (1,7,8) with Luhan (9) describing the reticular formation as the “most uniformly involved” brain center following polio infection.

 

Moving dorsally in the brain stem, the vestibular (1,3) and cerebellar roof nuclei (5,7) were found to be the next most severely affected centers. It is important to note Bodian’s statement that in “patients who had no bulbar signs, and in whom death was due to… complications unrelated to poliomyelitis infection, we found…the only centers consistently showing severe damage were the reticular formation and the vestibular nuclei” (10). It appears that damage to these areas was a consequence of all polio infections regardless of their severity and occurred “whether (clinical) symptoms are present or not” (5).

 

Moving rostrally, the next most severely affected center was found to be the periaquiductal gray (1,3) whose neurons have more recently been identified as producing the opioid peptide enkephalin (11). Other brain stem neurons that produce neurotransmitters were also found to be damaged by the polio virus. The locus ceruleus, center of origin for noradrenergic fibers, was said by Luhan (9) to be the brain center “most hard hit” by the polio virus. Several studies found that the dopamine-producing substantia nigra was damaged (3,7,8,9) as were the serotonergic median raphe nuclei (8).

 

Hypothalamic nuclei were also found to be damaged, with “severe” lesions seen in some cases (4). Bodian (3) documented lesions in both the paraventricular nucleus and preoptic area while Luhan (9) documented hypothalamic lesions that he thought were more severe in posterior regions. Lesions were also noted in lateral, median and midline thalamic nuclei and the septal nuclei (5).

 

Cortical lesions, while frequent and severe, were limited only to the motor and pre-motor areas (4,5). It is important to note that all other cortical areas were completely unaffected by the polio virus. For example, even when directly inoculated into the occipital cortex, the polio virus was unable to infect these nonmotor neurons (12,13). The inability of the polio virus to damage other cortical regions left higher-order cognitive processes intact and allowed polio survivors to attain levels of social, educational and

 

professional achievement far higher than those of the general population (14).

 

Magnetic Resonance Imaging of Polioencephalitic Lesions

 

In an attempt to document polioencephalitic lesions in survivors of paralytic polio, magnetic resonance imaging (MRI) of the brain was performed on 12 subjects. White matter scarring characteristic of postencephalitic gliosis was seen in 92% (11) of the subjects. Similar lesions may be seen in only 1-2% of age-matched controls. Gray matter lesions in the reticular formation or lateral thalamic nuclei were seen in 17% (2) of those studied. The individual with reticular formation lesions reported the most severe fatigue in this series, fatigue that had forced her to stop working and accept Social Security disability payments. Additional data is being collected to document the relationship between the location of brain lesions and PPS fatigue. However, these preliminary data do support the histopathological findings of polioencephalitis in non-fatal paralytic polio and are evidence of polio virus-induced damage to reticular formation and thalamic neurons.

 

The relatively low incidence of detectable gray matter lesions and the high frequency of white matter lesions requires explanation. First, because of limited MRI resolution, the ability to visualize gray matter lesions is restricted to those cases in which there are clearly delineated areas of neuron destruction and gliosis greater than 1 mm. in diameter. Even the extensively damaged reticular formation was said to be “heavily peppered throughout (with lesions) rather than being predominately composed of large discrete areas of destruction” (4). Bodian (4) reported only a few cases in which lesions were seen “as large as 1 or 3 mm. in diameter.”

 

Second, not all neurons that evidence lesions in the acute and post-acute stages are destroyed by the polio virus. Bodian (15) suggests that approximately 50% of motor neurons infected by the polio virus are destroyed. Thus, because of the scattering and small size of the areas of neuronal destruction and the percentage of neurons destroyed by the polio virus, imaging of gray matter lesions with MRI may be infrequent.

 

With regard to the white matter lesions, the areas in which they were imaged contain cortico-spinal (cerebral peduncle, centrum semiovale) and thalamo-cortical radiations that have been implicated in the centrifugal spread of the polio virus (13). Lesions along these fiber tracts may result from the reaction of tissues other than gray neurons to the passage of the polio virus or the virus’ entrance into susceptible tissues.

 

For example, lymphocytic infiltrations following the acute polio infection were said to “sometimes reach massive proportions” and be “present diffusely in the tissue for two or three weeks, but persist as perivascular accumulations as late as the second month” (10). Bodian suggested that the combination of a “severe reaction to virus and local circulatory embarrassment” may be responsible for tissue damage seen in other than gray neurons following polio infection, just as it is thought to cause damage:

 

….frequently described in other viral encephalitides. It is also conceivable that in small areas an unusually high concentration of virus may produce a toxic effect apart from the ordinary pathologic effect (on gray) nerve cells. Such toxic effects of influenza virus have been described (4).

 

Thus, damage caused by the “cuffing” of blood vessels by lymphocytes, local ischemia and a tissue toxic effect of the polio virus may combine to produce the white matter lesions imaged. However, only the correlation of post-mortum histology with MRI findings will define the nature of these lesions.

 

This histological and MRI evidence of lesions indicates that the polio virus both damaged and destroyed neurons in CNS territories beyond the anterior horn. These findings allow hypotheses to be formulated about the etiology of PPS, especially those symptoms that cannot be explained by poliomyelitic-damage to the motor unit, such as fatigue and pain. Further, polioencephalitic lesions in the brain may help to explain the report of PPS symptoms by 28% of the more than 820,000 survivors of non-paralytic polio (16).

 

Polioencephalitis and Post-Polio Fatigue

 

Unaccustomed fatigue is the most commonly reported, most debilitating, least studied and most poorly understood PPS. In the 1985 National Survey of 676 polio survivors, 91% reported new or increased fatigue (17 ). Fatigue was also reported to be the most disabling of PPS, significantly interfering with social activities in 13% of respondents, with self-care in 25% and with completing or performing work in 41%. The 1990 National Survey of 373 polio survivors documented that 12% of respondents who reported new fatigue without new muscle weakness were not working or were on disability, as compared with only 2% of those reporting new muscle weakness without new fatigue.

 

Etiology of PPS Fatigue. The first study of the etiology of PPS fatigue was performed by Owen and Jones. (18) They assessed cardiopulmonary conditioning in post-polio subjects and found a “level of cardiac fitness comparable to (that in) patients after recent myocardial infarction .” They concluded that post-polio fatigue may be related to cardiopulmonary deconditioning since it is “quite similar to (fatigue) seen in deconditioned individuals with chronic pain syndrome.”

 

The subjects in this study were significantly different from the post-polio patients with fatigue treated on this service, many of whom report a severe and malignant fatigue and not just “moderate problems with fatigue and endurance” (18). Where Owen and Jones (18) subjects’ reported fatigue following “5 to 7 minutes of exercise,” our patients cannot exercise for one minute without experiencing fatigue. Further, post-polio fatigue is more than the physical ‘tiredness’ and shortness of breath that are reported by chronic pain patients. As one polio survivor described her fatigue, “I get a very drowsy feeling, as if I were drugged. When I have things to do, I get very flustered and stressed and then I can’t organize my mind to get the job done. Even when I sleep for ten hours, I never feel as if I’m rested. My brain always feels tired.”

 

Respondents to the 1990 National Post-Polio Survey reporting new fatigue also described “brain tiredness,” reporting difficulty with concentration (96%), memory (85%), attention (82%), word finding (80%), maintaining wakefulness (71%) and thinking clearly (70%). Seventy-seven percent of respondents reported moderate to severe difficulty with these cognitive functions.

 

Post-Polio Fatigue and the Reticular Activating System

 

These data suggest that post-polio fatigue is related less to physical deconditioning and more to an impairment in the brain’s ability to activate itself. This suggestion should not be surprising given the location and severity of polioencephalitic lesions in the reticular formation, posterior hypothalamus and thalamus – the brain’s Reticular Activating System (RAS)(Figure 2).

 

The reticular formation is a net-like arrangement of brain stem neurons that receive input from all sensory systems (19,20,21). Sensory stimuli enter the reticular formation and activate the thalamus, via the posterior hypothalamus, causing desynchronization of cortical neurons and ‘alerting’ the cortex to begin processing the ascending sensory information (22,23). Neurons in the locus ceruleus and substantia nigra

 

are thought to stimulate the RAS and promote cortical arousal through their respective release of norepinephrine (24) and dopamine (25,26,27).

 

It has long been known that severe damage to RAS centers can prevent cortical arousal and thereby cause irreversible coma (28). Polioencephalitic damage to the RAS following the acute polio infection was reported to cause coma, but also was associated with less severe symptoms such as “disorientation,” “drowsiness” (4) and “prolonged somnolence” (29). Meyer (30) noted that a “high percentage of children clinically recovered from poliomyelitis insofar as motor disability is concerned, reveal qualitative difficulties in mental functioning (such as) fatigability and fleeting attention” for months after the acute polio infection. She stated that these symptoms were “particularly evident” when there was acute “encephalitic involvement” and were present “to some degree (where) the medical history notes drowsiness, severe headache, and, in some instances, only nausea at the onset.”

 

These clinical observations suggest that polioencephalitic lesions impaired the ability of the RAS to maintain a state of alert wakefulness, activate the cortex and arouse the brain to effectively process information both acutely and for months after the acute polio infection. It is hypothesized that PPS fatigue, characterized by impairments in arousal, attention, cognition and memory, also results from polioencephalitic lesions in the RAS and associated brain-stem centers impairing the mechanism of cortical arousal. The emergence of PPS fatigue thirty or more years after the acute polio infection may result from age-related changes in and possibly the death of neurons that had been damaged by, but survived, the acute polio virus infection.

 

Machado-Salas, et al. (31) described reticular formation neurons in aged mice as having distorted cell bodies and a marked loss of dendritic shafts – abnormalities that the authors state resemble degenerative changes in the aging human cortex. Mann, et al. (32) documented age-related decreases in the number of locus ceruleus neurons in humans beginning at about age 35.

 

McGeer, et al. (33) documented age-related decreases in the number of substantia nigra neurons in the human brain, with a mean loss of 33% of nigral neurons by age 50. The age-related loss of substantia nigra neurons, combining with an already diminished neuron pool, is thought to be responsible for the emergence in mid-life of Parkinson’s Disease, another putatively postencephalitic disorder (34).

 

Age-related degeneration of reticular formation neurons and the attrition of locus ceruleus and substantia nigra neurons, combining with an already decreased number of neurons in these areas as a result of the original polio infection, are hypothesized to impair the RAS sufficiently to decrease cortical activation and produce symptoms of PPS fatigue as polio survivors reach mid-life (Figure 2).

 

Stress and Post-Polio Fatigue

 

Any hypothesis concerning the pathophysiology of PPS must explain the finding that emotional stress was reported to be the second leading cause of PPS (17). Sixty-one percent of respondents to the 1985 National Survey reported that emotional stress caused fatigue (17). In the 1990 National Survey, significantly more of the respondents who reported new fatigue also reported symptoms of anxiety (Table 2). Also, respondents who reported fatigue had significantly elevated Type A and Sensitivity to Criticism and Failure scores on the Reinforcement Motivation Survey (RMS) as compared to those without fatigue (35,36). Further, the severity of fatigue was significantly correlated with symptoms of anxiety, the two RMS scores and respondents’ reports that emotional stress increased PPS symptoms.

 

Emotional stress has been found to induce symptoms similar to those associated with PPS fatigue in nondisabled individuals. An emotional stressor (“dealing with difficult or helplessly ill patients”) was reported

 

to be the most frequent cause of fatigue in a survey of 1801 nurses (37). Empirically, subjects who described a sustained vigilance task as stressful reported an impaired ability to maintain attention, decreased energy, increased fatigue and drowsiness – symptoms that were correlated with the release of glucocorticoids (38). And, it is glucocorticoids that are thought to be the chemical link between emotional stress and symptoms of fatigue.

 

In humans, the administration of high-dose glucocorticoids has been shown to decrease attention, concentration and mental speed (39). Elevated glucocorticoid plasma levels have been associated with increased signal detection thresholds (40) while elevated but still physiological plasma levels of cortisol were associated with reduced cortical activation and decreased sensitivity to changing stimuli (41). Glucocorticoids are thought to produce these effects by generally inhibiting neuronal activity in the brain (40) and by specifically impairing the ability of RAS to focus attention (42) through the activation of glucocorticoid receptors on RAS neurons.

 

Glucocorticoid receptors have been demonstrated in animals on reticular formation (43), thalamic (44), locus ceruleus and substantia nigra neurons (45). Glucocorticoids have been shown in animals to specifically decrease the firing rate of reticular formation neurons (46,47) and decrease glucose utilization in locus ceruleus neurons by at least 25% (48 ). Glucocorticoids are thought to generally interfere with neuronal glucose uptake, inhibit protein synthesis and deplete neuronal energy reserves (43). Neurons that survived the original polio virus infection would be especially susceptible to disruption of their metabolism because of polio virus-induced damage to the metabolic apparatus (endoplasmic reticulum, Golginet), alterations in oxidative metabolism and protein synthesis (49) and the impairment of axonal transport of trophic factors in polio-damaged neurons (50).

 

Thus, it is hypothesized that the anti-metabolic effect of glucocorticoids secreted during stress inhibits the firing of the remaining, degenerated reticular formation neurons and remaining locus ceruleus and substantia nigra neurons. This decrease in neuronal firing inhibits the ability of the RAS to activate the cortex and thereby triggers or exacerbates symptoms of PPS fatigue. Since Type A behavior has been associated with a hyperactive and slowly recovering endocrine response to stress (51,52), the elevated Type A scores in polio survivors reporting PPS fatigue suggest that they may produce an accentuated and prolonged glucocorticoid response to stress. Such a response would amplify and prolong the antimetabolic action of glucocorticoids on CNS neurons and could explain patients’ reports that PPS fatigue often lasts for days after an emotionally stressful situation has ended.

 

Stress and Post-Polio Muscle Weakness

 

The hypothesized relationship between stress, glucocorticoids and PPS may also help to explain the report of stress-induced muscle weakness in 55% of respondents to the 1985 National Survey (17). Stress in animals has been shown to accelerate the onset of muscle fatigue (57) and augment age-related decreases in the number of terminal axon branches (58). Again, glucocorticoids may be the mediators of these stress-induced impairments. Glucocorticoid receptors have been demonstrated in animals on spinal motor neurons (59) and elevated glucocorticoid levels have been associated with the inhibition of axonal sprouting in motor neurons of aged animals with experimental motor nerve denervation (60). These effects may result from glucocorticoid-induced inhibition of glucose utilization and the impairment of neuronal metabolism.

 

Bodian suggested that post-polio motor neurons “may be vulnerable for life to metabolic factors such as changes of senescence” (15) since their metabolic apparatus was altered by the polio virus and because the axons of surviving damaged motor neurons are extensively sprouted (49). Wiechers (61) suggested that

 

PPS muscle weakness emerges as these “metabolically vulnerable” motor neurons fail to function, lose axonal sprouts and even die because they “are just not able to keep pace with the metabolic demands of innervating all of their muscle fibers.” Stress-induced muscle weakness may result from glucocorticoids further impairing metabolism and preventing already compromised neurons from activating their excessively sprouted but progressively decreasing motor unit territories.

 

Polioencephalitis and Pain

 

It was noted above that neurons in the periaquiductal gray were found by Barnhart, et al. (1) and Bodian (3) to have been damaged by the polio virus. Neurons in the substantia gelatinosa (lamina II of the spinal cord’s posterior horn) were also found by these researchers to be damaged following polio infection. Both periaquiductal gray and substantia gelatinosa neurons produce the opioid peptide enkephalin (11).

 

Polio virus-induced destruction of or damage to these neurons may explain the finding that polio subjects were approximately twice as sensitive to experimentally-induced pain as were non-disabled controls (Figure 3)(53). It is hypothesized that increased pain sensitivity in polio survivors may be the result of decreased production of enkephalins by a reduced number of polio-damaged enkephalinergic neurons in both spinal cord and brain.

 

Increased pain sensitivity is reported clinically by polio survivors and must be acknowledged by clinicians when administering therapies that are painful (e.g., stretching) and when treating acute pain. A number of patients have reported that they are not believed when describing their heightened sensitivity to pain, and have been refused adequate medication for acute (e.g., post-operative, post-traumatic) pain.

 

Conclusion

 

The ability of the polio virus to produce symptoms by its destruction of neurons outside of the anterior horn has been accepted for more than 100 years. It is only our recent experience with PPS that has forced us to recognize that both the people who survived the original viral onslaught and their central nervous systems have been operating for decades under extreme stress. This stress now may be combining with the aging of an extensively damaged but here-to-fore remarkably functional central nervous system to reveal the previously hidden symptoms of polioencephalitis.

 

The above-presented hypotheses concerning the etiology of PPS fatigue suggest that reductions in both emotional and physical stress will reduce PPS. This is the experience of post-polio clinics throughout the world (36,54,55,56). As PPS fatigue continues to be treated with stress-management, work simplification and energy conservation (see 36,56), the hypotheses are being tested by studying the neuroanatomy, neuroendocrinology and neuropsychology of PPS fatigue. In addition, pharmacological means for stimulating the RAS that do not further metabolically stress its remaining aging, polio-damaged neurons are being tested.

 

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axon sprouting in aged animals. Neuroendocrinol 1984; 38: 33-38. [PubMed Abstract]

 

61. Wiechers DO: Acute and latent effect of poliomyelitis on the motor unit as revealed by

 

electromyography. Orthopedics 1985; 8: 872-872. [PubMed Abstract]

 

Tables

 

Table 1. [below]

 

Polio virus lesions in the brain ranked in order of descending fequency and severity¹

 

Reticular formation1,3,5,7-9
Vestibular nuclei1,3
Cerebellar roof nuclei3,5,7
Periaquiductal gray1,3,5,8
Hypothalamic nuclei1,3,5,9
Substantia nigra3,7-9
Thalamic nuclei5,8
Preoptic area3,5
Locus ceruleus9
Median raphe nuclei8
¹ on the basis of 158 human autopsies

Table 2. [below]

 

Measures of stress, new symptoms, polio severity, and their correlation with fatigue severity rating¹

 

Correlation

 

With

 

Fatigue

 

Severity

 

Respendents

 

With

 

Fatigue

 

Respendents

 

Without

 

Fatigue

 

Emotional stress increases PPS symptoms .43* 82%§ 45%

 

Frequent feelings of anxiety .36* 74%§ 46%

 

Diagnosed as having depression .33* 28% 23%

 

Breathing problems today .29* 44% 39%

 

Frequent difficulty falling asleep because “mind is racing” .27* 69%§ 41%

 

Mean Sensitivity to Criticism and Failure Score .24** 70¥ 52

 

Mean Type A Score .20** 62¥ 51

 

Mean number of limbs paralyzed by polio .14 2.3 2.1

 

Breathing problems with acute polio .14 37% 40%

 

Hospitalized with acute polio .10 79% 77%

 

¹ From the 1990 National Post-Polio Survey. See references 17 and 35 for survey methods.

 

* Cramer’s V significant at P<.001: ** Pearson product-moment correlation significant at P<.01: § Number of respondents reporting symptom (Chi squared, P<.0001) significantly elevated compared to respondents not reporting fatigue (n = 230). ¥ Mean score (independent groups t-test, P<.001).

 

Figures

 

Figure 1. [below]

 

Brain areas lesioned by the polio virus as seen in 158 human autopsies. Severe lesions: Reticular formation (RF), vestibular nuclei (V), cerebellar roof nuclei (R), periaquiductal gray (PG). Moderate lesions: Posterior hypothalamic nuclei (P), paraventricular hypothalamic nucleus (PV), substantia nigra (SN). Mild lesions: Thalamic nuclei (T), preoptic hypothalamic nuclei (PO), locus ceruleus (LC), median raphe nuclei (MR) .

 

Figure 2. [below]

 

Polio-virus lesions within the reticular activating system (arrows): Thalamic nuclei (T), posterior hypothalamus (P), substantia nigra (S), reticular formation (RF), and locus ceruleus (LC).

 

Figure 3. [below]

 

Linear regression of subjective rating of stimulus intensity on applied stimulating current as a

 

measure of pain sensitivity in post-polio and non-disabled control subjects (see 51).

 

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Document preparation: Chris Salter, Original Think-tank, Cornwall, United Kingdom.

 

Document Reference: <URL:http://www.zynet.co.uk/ott/polio/lincolnshire/library/harvest/enceph.html> Created: 19th January 1997

 

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Polioencephalitis, Stress and the Etiology of Post-Polio Read More »

Post Polio Fatigue A 31p Magnetic Resonance Spectroscopy Investigation

Post-Polio Sequelae POST-POLIO FATIGUE: A 31P MAGNETIC RESONANCE SPECTROSCOPY INVESTIGATION

  1. Terry Thompson, PhD* Denis G. Gravelle, RTNM, A(Ont)s Pamela M. Barton, MD, FRCPC+ Jane T.C. Hsieh, MSCŤ Gregory D. Marsh, MA* Keith C. Hayes, PhDt M.G. Peter Cameron, MD, FRCPC† Albert A. Driedger, MD, PhD, FRCPCS

ABSTRACT Changes in high energy phosphates (HEP) and intramuscular pit during exercise were measured in 17 patients with post-polio fatigue and in 28 healthy controls using 31p magnetic resonance spectroscopy (MRS). Subjects performed a dynamic hand grip exercise at low and high intensity. Mean changes in the HEP and pH showed no significant differences between the groups, although the post-polio group’s response was highly variable. Six patients showed evidence of a lower lactate accumulation during the high-intensity exercise when compared with controls. These data suggest that the whole body fatigue experienced by polio survivors is not related to any systemic metabolic abnormal

Post-polio sequelae (PPS) are symptoms that occur in persons more than 30 years after they have contracted and recovered from poliomyelitis. The clinical course of PPS has been well described, l-4 but the mechanisms responsible for the symptoms have not yet been identified.

Since the most prominent feature of PPS is often general, whole body fatigue, systemic abnormalities in muscle metabolism (either as a primary or secondary effect) may participate in its etiology. Previous work using 31p magnetic resonance spectroscopy (MRS) has shown that metabolic abnormalities are associated with muscle denervation and also can be observed in patients presenting with chronic fatigue. The subtle changes in denervation were observed at rest in the intracellular pH and the phosphorylation potential of the cell. In some patients with chronic or persistent fatigue of unkown etiology, abnormalities have been detected or MRS, at rest, during aerobic exercise, during anaerobic exercise, and during recovery from exercise. The current investigation was undertaken to determine if any meta bolic abnormalities, either systemic or specific, were present in the flexor digitorum sublimis (FDS) muscles of PDS patients. Specifically. MRS was used to monitor high energy phosphate metabolism in the forearm muscles during a standardized hand grip exercise.

MATERIALS AND METHODS The PPS group consisted of 17 patients, men and 11 women, all having been diagnosed with poliomyelitis at the time of their ucu.co illness. The subjects ranged in age from 91050 years (mean: 46.4 I 9.8) at the time of the stua with a mean age at the onset of the acne paralytic illness of 9 + 7.7 years (range: 10

TRINCOME

From the Department of Nuclear Medicine and Lawson Research Institute, St. Joseph’s Health Cen tre; Department of Physical Medicine and Reh irili tation, Parkwood Hospital and Depariment of clear Medicine. Victoria Hospital: and the University of Western Ontario, London, Ontario, Canada. This work was supported in part by grant from the Ontario March of Dimes.

The assistance of Mr John Potwarka in the data analysis is gratefully acknowledged. The authors also thank Dr Richard Bruno jor his valuable suggestions during the preparation of this munuscript. Physical Medicine and Rehabilitation innual Meet ing, Setittle, Washington, Ocioversi Reprint requests: RI Thompson, PhD. Dept of Nuclear Medicine, St Joseph’s Health Centre. 268 Grosvenor St, London, Ontario, Cunadu N6A +LO.

ORTHOPEDICS NOVEMBER 1991 VOL 14 NO 11

Figure: Representative 31p spectra from a control (upper and lower left) and a post-polio patient (upper and lower right). The data acquisition parameters for the spectra are given in the Materials und Methics Section. the dominant arm forearm was studied by MRS Post Polio prior to electrodiagnostic evaluation. Both exami nations were done on the same day. Three subjects in whom electromyography indicated that there were abnormalities in the FDS of the non-dominant arm were brought back within 2 weeks for MRS of this limb. 31P Magnetic Resonance Spectroscopy: A detailed description of the exercise protocol has REST been previously reported.11,12 Briefly, it con sisted of three successive spectra (1 X 128 scan; 2 x 32 scans) obtained at rest, followed by four acquisitions (32 scans each) while the subject squeezed a hand-held manometer bulb to 100 mm Hg at 2-second intervals (EX1). A metro nome was used to help the subjects maintain the proper cadence. Then two additional spectra scans each) were obtained while the subject EXERCISE squeezed the bulb to 300 mm Hg using the same repetition rate (EX2). The studies were conducted using a 26 cm, horizontal bore, 1.9 Tesla superconducting magnet and an Oxford Research Systems TMR PPM 32/20 spectrometer. Subjects inserted their fore arm into the bore of the magnet where ideal placement would have the FDS over a 4 cm single turn surface coil embedded in a Plexi 22). The mean time from onset of the polio to glas armrest. The magnet homogeneity was participation in the study was 37.4 I 6.1 years adjusted on the proton signal. Using the same (range: 28 to 50). All subjects complained of doubly tuned coil, MRS was performed at 32.5 new, general fatigue and believed it was a MHz. Nominal 70° pulses of 30 microsecond limiting factor in their daily routines. The duration were applied at 2.256 second intervals subjects were screened to exclude those with and 2048 data points collected using a spectral depression based on Beck Depression Inventory width of 4000 Hz and 12 bir resolution. Before scores. 8 A medical history and physical exami- Fourier transformaticit, the free induction decay nation were completed prior to entry into the (FID) data were zero filled to 4096 points and Study, with emphasis on neurologic and muscu- multiplied by a 10 Iz exponential line broaden loskeletal assessment. Medical Research Coun- ing factor to imprcve the signal-to-noise ratio. cil (MRC)9 grading was used to document After Fourier transformation and phasing, the forearm muscle strength.

resulting spectra were fit to the sum of 7 The control group consisted of 28 healthy, Lorentzian line shapes using a nonlinear, least untrained volunteers, ranging in age from 25 to squares computer algorithm. The relative con 58 years mean: 33.6 3 6.3). Seventeen of the centrations vi phosphocreatine (PCr), inorganic subjects were men and 11 were women. None of phosphate (Pi), and adenosine triphosphate (ATP) the control subjects had a previous history of were determined from the areas under the fitted polio or any other myologic or neurologic curves. The relative concentration of ATP was disorder. Electrodiagnostic testing was not per determined from the beta (PATP) peak as the forme i on these individuais.

alpha and gamma peaks of ATP could contain Electrodiagnostic Studies: The FDS muscle of contributions from other metabolites. Intracellu the dominant arm in polio subjects was examined lar muscle pH was calculated from the chemical using electromyography (EMG) to determine if shift (o. expressed in parts per million) of Pi there was any evidence of denervation or reinner- from PCr using the formula: vation. One to three other muscles in the body that pH = 6.75 + logico – 3.27]/[5.69 – 8])11 were known to have been weak during the Dara Analysis: To ucilitate comparison with

I Tiness or continued to be veak also vere previou. Juuni uporis on atigue, ibadett stata ring EMG to ensure that all of the PPS PCH/P: un intracelluiar – vere determined at T u uluunostic findings consistent with rest and at the end of Eki and EX2. The patients

laviin tudi poliomyelitis. The EMG techniques and the controis vere compared using an Analy und analysis are detailed elsewhere. In all cases, sis of Variance ANOVA) with P<.05 as the

Table

SUMMARY OF THE MRS AND EMG DATA FOR THE PPS PATIENTS AND CONTROLS

*Indicates the dominant arm when two arms on the same subjec were evaluated. R = right. L = left. **Patient unable to perform EX2 due to fatigue.

*The PCv/Pi vs pH plot was compared with the controls: == abnormal, N = Normal, INC =

incomplete data.

Patient moved arm during EX2 and spectra not useable. **Patient was too fatigued” to exercise at a higher level and the PCr/Pi did not drop to below 2.0, the

level that is necessary to unveil an abnormality in the pH response.

level of significance. The PCr/Pi vs pH response during exercise was also plotted as the presenta tion of the data in this manner permitted the determination of whether the change in pH was appropriate for the change in the PCriPi ratio (compared to the control group). The PCr/Pi ratio is an indirect estimate of the phosphoryla- con potential, which determines the mitochon- drial activity of the muscle cells. 14 Assuming that (PCr — Pi) was a constant, the ratio of BATP/(PCr + Pi) was also calculated to deter- mine if the exercise was severe enough to diminish the ATP stores, 15

To correlate the MRS and EMG data, the MRS results, reflected by PCHPi vs PH, and the EMG resuits were coded as either normal or abnormal

Tabies. The pni coerficient was then calculated using rates correlation for small sample size.

wid the PCPi ratio were correlate wingu point biserial correlation.

RESULTS Electromyographer: All the PPS subjects dem-

onstrated EMG abnormalities consistent with previous poliomyelitis in at least one muscle in the body. Seven FDS muscles in five patients had at least one EMG abnormality: increased motor unit potential amplitude, increased re cruitment frequency decreased interference pat tern, polyphasic potentials, or satellite potentials. No FDS muscle had fibrillations or sharp waves consistent with acute denervation. Only two of the arms tested were rated as having decreased strength using the MRC scale.

SP Magnetic Resonance Spectroscopy: The Table summarizes the MRS findings in the FDS muscles in the PDS and control subjects during rest, EX1, and EX2. For the control subjects, the resting intracellular pH was 7.06 .03, which is consistent with previously reported values in the literature. 10:5 The resting pH of the PPS

TOUD is wistatisticiis ilierent rom that of the controls. 6 = .03. Rest and maximum exercise spectra for 1 ypical control and a post-polio patient are shown in the Figure. The singie Pi peak in the exercise spectrum would indicate that the MRS signal was predominantly patients with partial denervation had a pl coming from exercising muscle. During exer- 7.09 + 0.03 with a corresponding PCr/Pi cise, there were no striking abnormalities, but of 4.6 = 1.5. Only five of the PPS pati some individual differences were noted. During (seven FDS muscles) had EMG docume maximum exercise (EX2), 10 of the 17 subjects evidence of chronic denervation/reinnerva were not able to generate the 300 mm Hg in the forearm muscle studied, and none of ti pressure in the manometer bulb. These subjects had resting PCr/Pi ratios under 5.8. It app were encouraged to continue to exercise at a that the denervation in the patients may not ! level they were able to sustain (exercise level been severe enough to alter the mitochond indicated in the Table). One subject was unable phosphorylation potential or that the FDS m to perform EX2 with the non-dominant right cle has been reinnervated adequately by sec arm.

dary sprouting In six subjects, deviations from the control The forearm muscles in six patients did group in the PCr/Pi vs pH plots were apparent. acidify significantly during exercise, e An abnormality was reported when at least three though the task was performed at a level t data points during EX1 and EX2 were at least reduced the PCr/Pi ratio substantially fr one standard deviation outside the control mean. resting values. The PCr/Pi changes were sim The PCr/Pi for this group of six fell to 1.0 = 0.4 to the control group during EX2, but the lack at the end of EX2 and was not significantly significant accumulation of lactic acid coi different from the controls. The corresponding indicate either a relative decrease in glycoly pH of 7.01 – 0.10 was significantly higher than activity compared to the controls, or a mi the mean control value of 6.81 • 0.22 (ANOVA: efficient handling of the lactate load in these F = 5.27, P<.05).

patients. Reduced acidification during high The exercise was severe enough in three of tensity exercise also has been noted in patiei the PPS subjects 2,5,12 to decrease (>20%) the with mitochondrial myopathies. 14 Argov et a concentration of ATP (as reflected by the BATP/ hypothesized that these patients may handle t (PCr + Pi) ratio) during exercise. In the remain- lactate load more efficiently. At rest, the patier ing patients the ATP levels were maintained with mitochondrial myopathies exhibited a greu within 10%.

reduced PCr/Pi ratio. This was not the case i EMG/MRS Date Correlations: The variance the PPS patients in whom the PCr/Pi ratio at re in the MRC score for the FDS was insufficient was the same as the control group. to allow rational correlational analysis with the increased lactate handling efficiency could I other variables. The calculated phi coefficient achieved by a greater than expected increase indicated that there was no significant associa- blood flow during exercise. This would enah tion between the MRS and the EMG data. The the lactic acid to be removed more quickly fiu! point biserial correlational analysis revealed that the exercising muscle. We are not awut of an there was no significant relationship between direct measurements of muscle biood flow i the EMG results and the PCr/Pi ratio. There was PPS subjects, but cutaneous blood flow is also no correlation found between the exercise been measured2l and was found to be lower i level (mm Hg) sustained during EX2 and the the affected limb. In addition, Grimby et al final pH, FCIPi. or MRC score.

found a lower capillary density in muscles o

PPS subjects when compared to controls whic DISCUSSION

could also impede lactate removal by the blood The PPS group showed no unique metabolic Thus, it is unlikely that blood flow could be abnormalities that could be used to characterize responsible for the lack of acidification during their fatigue. The mean values for PCr/Pi and exercise. intracellular pH were within normal limits dur- Functional decompensation is characteristic ing rest, EX1, and EX2; bowever, there were of PPS. After a long period of functiona large individual variations in these parameters. Stability there may be an atrophy of moto The results of previous research relying on neurons that are extended beyond their limit: muscle biopsy data 7-19 (fiber typing and en- and are unable to keep up to the metabolii zyme concentrations) and EMG20 have demon- demands of their enlarged motor units. This strated considerable heterogeneity in the PPS results in the dropping out of individual coilai population. Therefore, the heterogeneity of the eral sprouts and muscle fibers. This loss wouic MRS results hould not be all that surprising. lead to reduced strength in cuieu limb.–

It has een nown n patients with partial which was evident during EXO. Vhen some of denervation of the forearm muscle that the rest the PPS subjects were unable to reach the 300 values for pH and PCr/Pi differed from a control mm Hg level. These PDS subjects exercised at group.’ Zochodne er al found that, at rest, their maximum maintainable handgrip strengin.

This should have resulted in a greater acidifica- tion than the controls, who were exercising below their maximum. Since the opposite trend was observed, the lack of acidification during EX2 becomes even more significant.

Additionally, considering the fiber dropout, it may be hypothesized that the remaining fibers undergo a “conditioning” due to the increased demands. This would cause an increase in the oxidative capacity of the muscle23 which would decrease anaerobic metabolism. However, it has been shown that the concentration of the oxida tive enzyme, citrate synthase, is substantially lower than normal17,23 in polio survivors, which could limit exercise endurance. Indeed, in the exercise protocol employed here, with a work to rest ratio of 1, endurance becomes an important component. Recently, it has been demonstrated that modest increases in citrate synthase activity with a resulting increase in endurance can be achieved in polio survivors by a high-intensity resistance exercise program.-3

A similar pH response to exercise has been noted in patients with McArdle’s disease. 24 In the McArdle’s patients, it is the absence of the glycogen converting enzyme phosphorylase that limits the glycolytic production of lactate. Such an explanation in the PPS patients is unlikely, because the glycolytic enzymes of PPS affected muscle have been shown to be within normal limits. 17 A lower glycolytic activity would be consistent with a change in the fiber composi- tion of the affected muscle, such as the hypothe- sized transition from type II (phasic, glycolytic) to type i (tonic, oxidative) fibers that occurs following is ute poliomyelitis.17.25

REFERENCES 1. Car.obe!! MG, Williams ER. Pearce J. Late motor neuron it eneration following poliomyelitis. Neurology 1969; 19:!’01-1106.

  1. Huward M. Seaton D. Late sequelae of paralytic poliomve tis: a clinical and electromyographic study. J Neuro’ Neurosurg Psychiatry. 1979; 42:117-122.

. Dalahas MC, Sever JL, Fletcher M, et al. Neuromus cular late postpoliomyelitis muscular atrophy: clinical, virol ogic and immunologic studies. Reviews of Infectious Diseases. 1984: 61suppl 2):S562-5567.

+ Agre JC. Rodriquez A Sperling KB. Symptoms and clinical impressions of patients seen in a postpolio clinic. Arch Plus Med Rehabil. 1989; 70:367-370.

  1. Edwards RHT. Human muscle function and fatigue. In: CIBA Foundation Symposium 82: Huinan Muscle Fu ligne: Physiological Mechanisins. London: Pitman Medical: 1981:1-10.

Zochoune DW. Thompson RT. Driedger AA, et al. Metabolic changes in human muscle denervation: topical ip VMR Sectroscopy udies. Magnetic Resonance in Medi Eine 88: 7:373-383.

* The RT. Cmelle D. Hahn A. Driedger A. Che chemical heterogeneily of chronic fatigue: i P

NMRS investigation. Society of Magnetic Resonance in Medicine, Book of Abstracts. 1990:886.

  1. Beck AT, Ward CH, Mendelson M, et al. An inventory for measuring depression. Arch Gen Psychiatry. 1961; 4:561-571.
  2. Medical Research Council (Great Britain). Aids to the Examination of the Peripheral Nervous System, ed 2 (rev). London: Her Majesty’s Stationery Office, War Memoran dum No. 7; 1943.
  3. A Manual of Techniques in Motor and Sensory Clinical Neurophysiology from Electromyography and Clin ical Neurophysiology Laboratory. Rochester, MN: Mayo Clinic; 1987.
  4. Arnold DL, Taylor DJ, Radda GK. Investigation of human mitochondrial myopathies by phosphorus magnetic resonance spectroscopy. Ann Neurol. 1985; 18:189-196.
  5. Edwards RHT, Griffiths RD, Cady EB. Topical magnetic resonance for the study of muscle metabolism in human myopathy. Clin Physiol. 1985; 5:93-109.
  6. Miller RG. The use of magnetic resonance spect roscopy to evaluate muscular fatigue and human muscle disease. AAEE Didactic Program. 1988:15-20.
  7. Argov Z, Bank WJ, Maris J, et al. Bioenergetic heterogeneity of human mitochonurial myopathies: phos phorus magnetic resonance spectroscopy study. Neurology 1987: 37:257-262.
  8. Taylor DJ, Styles P, Matthews P, et al. Energetics of human muscle exercise-induced ATP depletion.Magnetic Resonance in Medicine. 1986; 3:44-54.
  9. Webster DW, Thompson RT, Gravelle DR, et al. Metabolic response to exercise in malignant hyperthermia sensitive patients measured by 31P magnetic resonance spectroscopy. Magnetic Resonance in Medicine. 1990; 15:81 89.
  10. Grimby G, Einarsson G, Hedberg M, Aniansson A. Muscle adaptive changes in post-polio subjects. Scand J Rehab Med. 1989; 21:19-26.
  11. Dalakas MC, Elder G, Hallett M, et al. A long-term follow-up study of patients with cost-poliomyelitis neu romuscular symptoms. N Engl J Med. 1986; 314:959-963.
  12. Cracraft JD, Petajan JH. Effect of muscle training on the pattern of firing of single motor units. lin J Pis Med Rehab. 1977; 56:183-194.
  13. Ravits J, Hallett M. Baker M, ei ai Clinical and electromyographic studies of postpoliomyelitis muscular atrophy. Muscle and Nerve. 1990; 13:667-674.
  14. Bruno RL, Johnson JC, Berman WS. Vasomotor abnormalities as post-polio sequelae: functional and clinical implications. Orthopedics. 1985; 8:865-869,
  15. Grimby G, Einarsson G. Muscle morphology with special reference to muscle strength in post-polio subjects. In: Halstead LS, Weichers DO, eds. Resturch and Clinical Aspects of the Lute Effects of Poliomyelitis, vol 3, no 4. White Plains, NY: March of Dimes Birth Defects Founda tion, 1987:265-275.
  16. Einarsson G. cascle conditioning in late poliomyeli tis. Arch Plus Med kenabil. 1991; 72:11-14.
  17. Driedger JA, Thompson RT. Marsh GD, et al Characterization of the McArdle’s disease detect by IP MR muscle spectroscopy. Nuklearmedesin (Nuclear Medicine). 1990: 26:16–17.
  18. Borg K. Borg J, Edstrom L, et al. Excessive use of remaining anterior tibiai motor units during locomotion and absence of type II inuscle fibers in antecedent polio. In: Halstead LS. Weichers DO, eds. Research and Clinical Asper’ts or rhe Lure sterts of Poliomyelitis, vol 23, no

Wille ans. Ne varen vi Dimes birth Defects Founda don: 1087:55-22

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Post Polio Fatigue A 31p Magnetic Resonance Spectroscopy Investigation Read More »

Energy Conservation and Occupational Therapy

Post-Polio Sequelae

Energy Conservation, Occupational Therapy,

and the Treatment of Post-Polio Sequelae

Grace R. Young, MA, OTR

Orthopedics November 1991 Vol 14 No. 11 1233-1239

Lincolnshire Post-Polio Library copy by kind permission of the author Abstract

Individuals experiencing post-polio sequela (PPS) are usually advised to make significant lifestyle changes to lessen symptoms and prevent further decline in function. The individuals have spent most of their lives equating success with over-achievement and find it difficult to implement such recommendations. As specialists in energy conservation and work simplification, occupational therapists increasingly are being called on to evaluate and treat these patients. Over the past 2 years, an occupational therapy educational program has been developed to educate patients about their condition and about ways to implement lifestyle changes while preserving the ability to do valued activities. This article describes the components of a thorough occupational therapy evaluation and the design and functional outcomes of a successful occupational therapy educational program to treat PPS.

From the Department of Occupational Therapy, Kaiser-Permanente Medical Center, Downey, Calif. Reprint requests: Grace R. Young, MA, OTR. Department of Occupational Therapy, Kaiser-Permanente Medical Center, 9449 Imperial Highway, Downey, CA 90242.

A significant percentage of the 1.6 million polio survivors in this country have developed post-polio sequelae (PPS) — new muscle weakness, pain, excessive fatigue, and respiratory difficulties — that interfere with activities of daily living. Areas frequently affected are mobility, homemaking, driving, bathing, dressing, eating and/or swallowing, and bladder or bowel Function.[1-3]

Because the etioiogy of PPS is thought to be the overworking of polio-damaged nerves, individuals who develop symptoms are usually advised by physicians and occupational and physical therapists to make significant lifestyle changes to prevent a further decline in function. Changes may include rest periods, work simplification, energy conservation, modification of the work and home environments, the use of orthoses, adaptive equipment, or mobility aids, and may even encompass changing jobs or terminating employment.[2,4-7]

This therapeutic regimen is not acceptable to most polio survivors, because they equate success with discarding assistive devices and doing all of the activities that other people do.[8] However the current physical problems that affect this group necessitate learning new coping styles that are totally at variance with those learned during their initial rehabilitation. The prevailing ideology in the treatment of acute polio stressed intense physical effort while ignoring pain and fatigue to achieve independence without the use of mechanical assistance.[9] “Persistence in strenuous activity was the great rehabilitation virtue and the pursuit of ambulation second only to the quest for the Holy Grail.” [10]

Because occupational therapy addresses problems in daily living, occupational therapists throughout the country are increasingly being called on to evaluate and treat polio survivors who often resist lifestyle changes needed to treat their new symptoms. This article describes the design and Functional outcome of an occupational therapy educational program created over the past 2. years for the treatment of PPS.

Program Rationale

There are no published studies on the effectiveness of educational programs for polio survivors. However, many such studies have been reported with individuals who have other chronic disabling conditions (eg, rheumatoid arthritis) that provide insight into the elements that contribute to constructive behavioral changes.

Successful educational programs incorporate elements such as setting behavioral change goals, pre program and post-program questionnaires, audiovisual programs, consultation with health professionals, and take-home materials. The most structured and well-documented educational program was conducted by the occupational therapy department at the National Institutes of Health for patients with rheumatoid arthritis. A pilot study compared three control groups receiving standard energy conservation programs with an experimental group receiving a workbook-based program. Three months after training, 22% of the control group and 50% of the experimental group achieved at least one of the behavioral objectives.[11- 14]

The occupational therapy educational program designed for PPS patients incorporates elements that have been shown to contribute to successful behavioral changes in patients. These include setting treatment goals, using a group format rather than individual teaching, the use of audiovisual aids and take-home materials, and lectures and discussions. Pre-program and post-program assessments also are used to quantify learning and behavioral change, because patient education is a process of influencing behavior, rather than of only giving information.[15]

Initial Occupational Therapy Evaluation

Individual evaluations are performed prior to the start of the educational program. Although the classes contain generic information about many aspects of energy conservation, these pre-evaluations allow the tailoring of specific solutions for individual problems.

Individual evaluations collect information in several areas:

A history regarding the initial attack of polio, including parts of the body that were initially paralyzed or weakened and those still paralyzed or weakened after maximum recovery. The therapist must keep in mind that any muscle group that was affected during the acute attack is at risk for new problems, even if symptoms are not manifested at the present time.

A history of the present problems. After maximum recovery from polio, when did new symptoms appear?

Description of new symptoms, eg, new weakness in muscles originally affected and/or in those thought to be unaffected (new weakness in extremities which were previously asymptomatic can be caused by subclinical damage during the acute attack and/or from overuse while compensating for a weaker extremity); pain in muscles or joints; fatigue that is overwhelming and out of proportion to the level of activity; and inability to do activities that were previously possible.

What equipment has the individual been using since maximum recovery? This includes upper extremity orthoses such as hand splints, mobile arm supports; adaptive equipment such as built-up handles on utensils, raised toilet seats; mobility aides such as canes, crutches, wheelchairs, and electric carts. Does the person feel that the equipment is functioning as well as it used to? For instance, does the mobile arm support still enable the person to accomplish the same activities as before; is the crutch or cane causing numbness or tingling in the arm and hand? Upper extremity aids and equipment should be checked for fit and proper function.

What are the patient’s occupational roles (parent or grandparent, worker, homemaker, student, volunteer, retiree)? What are the responsibilities of each role? What are the individual’s recreational interests?

Living arrangements (eg, house or apartment). Is the interior all on one floor or is it multi-level? Are there exterior steps? What is the type of bathing arrangement (tub or stall shower)? Does the patient live alone? Who is responsible for the house cleaning, cooking, marketing, and laundry?

Work environment (if applicable). Can the individual park close to the work site? Are there any exterior or interior steps? Does the job require much standing or walking? Is there a need to carry books, files, or heavy objects? Is the work repetitive or diversified? Is a computer used? If so, for how many hours?

What activities produce weakness, pain or fatigue? At what times of the day do these symptoms occur? Are there activities that have had to be discontinued since the onset of the late symptoms? Why? Would the individual want to resume the activity if problem-solving made it more manageable?

At this point, the occupational therapist needs to perform a hands-on assessment of the patient’s physical abilities, including. 1) range of motion assessment. Is there tightness in the upper or lower extremities, trunk, or neck that interferes with function? 2) Assessment of muscle strength in the upper extremities. Because the polio virus attacks the spinal cord in a random fashion, there is no typical pattern of muscle weakness. Manual testing of polio muscles can be very deceptive. What you see when you give resistance is not necessarily what you get in the way of functional ability. A muscle can lose up to 50% of its motor units and still appear clinically normal. Muscles testing as Grade 4 or 5 may actually have significant denervation. Electromyography has shown that polio muscles that test as Grade 5 can be only 75% as strong as non-polio muscles, and Grade 4 in a polio muscle can be only 40% as strong as a non-polio muscle. Therefore. a polio muscle which tests as Grade 4 may actually have to work 2.5 times as hard as a normal muscle to do the same job.[7] These muscles fatigue quickly because the remaining motor units are working for longer periods of time. Therefore, the therapist must not be misled into expecting adequate endurance for functional activities based on manual muscle testing. Upper extremity strength can vary in different positions. Elbow flexors that are Grade 4 at 90° flexion may be Grade 2 when the elbow is fully extended; shoulders may have greater strength at a lower elevation than when raised above 45°.[7] This may indicate that the individual can perform functional activities less stressfully with the elbow flexed and the arm at the side. Grip and pinch strength also should be tested; and 3) Observe a simple functional activity such as upper extremity dressing to see what compensations are used.

The Occupational Therapy Educational Program

The occupational therapy educational program is presented to small groups rather than to individuals. Group teaching uses staff time economically, helps patients learn from each other through shared experience, and fosters the development of a positive attitude.[15] The group experience also helps to reduce the feelings of isolation that have been frequently expressed by polio survivors.[16]

Table 1

DEMOGRAPHIC AND SYMPTOM

DATA ON PROGRAM PARTICIPANTS

  Male

(N=12)

Female

(N=23)

Mean Age 55.0 (39-68)* 52.5 (38-73)
Mean Years Since Onset 46.3 (35-67) 43.0 (33-64)
Weakness 8§ (67%) 19 (83%)
Pain 10 (83%) 13 (57%)
Fatigue 2 (17%) 13 (57%)
Breathing/Swallowing Problems 0 (0%) 3 (13%)
* Mean, with range in parantheses

§ Number of patients with percent in parentheses

 

 

Groups are limited to a maximum of seven persons to allow meaningful discussion and interaction. Patients are encouraged to invite a spouse or significant other to attend the classes with them. Table 1 lists demographic and symptom data of the 35 participants in the program during the past 2 years.

Initially, the program consisted of four weekly, 2-hour classes. Later it was condensed into three classes, as some patients are employed full time and find it difficult to take too much time off work. Patients are asked to commit to attending all three classes and completing the workbook assignmrnts.

The core of the program is a workbook, “Energy Conservation and Work Simplification — A Workbook for Persons with the Postpolio Syndrome” adapted from “Rehabilitation Through Learning: Energy Conservation and Joint Protection — A Workbook for Persons with Rheumatoid Arthritis.”[17] The chapters in the workbook correspond to and reinforce the information given in each class. Appropriate chapters in the workbook are given as take-home material at the end of each class.

First Class. After brief introductions, the goals of the educational program are listed: 1) to understand PPS to appreciate the necessity for lifestyle modifications; 2) to be aware of daily behavior and activities as they relate to energy conservation; 3) to learn how to select activity modifications which are appropriate to particular life situations; and 4) to gradually incorporate energy-saving modifications into daily behavior. Participants are reassured that the goal is not to take the fun out of living, but to help learn to conserve energy in less important areas so activities that are most meaningful to them can continue.

Next, the participants are given the Knowledge of Polio Test (Table 2). This consists of 24 true-false

questions covering the history of polio, the nature of acute polio, etiology and symptoms of PPS, the role of exercise, and the polio vaccines. Content validity was determined by submitting the test to four researchers who are recognized experts in the field of post-polio research and treatment. Correct answers are given while each participant grades his own test, and the tests are collected for later comparison with the post-test.

Table 2

KNOWLEDGE OF POLIO TEST
  Pre

Test

Post

Test

1. The late effects of polio are primarily from aging. (False) 86%* 89%
2. All polio survivors will get the post-polio syndrome. (False) 94% 89%
3. Muscles which are becoming weaker should be put on a vigorous exercise program to increase strength. (False) 94% 100%
4. The Sabin (live) vaccine is thought to give more lasting protection to polio than the Salk (killed) vaccine. (True) 37% 86%
5. Un-immunized adults should receive the Salk (killed) vaccine instead of the Sabin (live) vaccine. (True) 43% 86%
6. Marked fatigue occuring after moderate activity is often one of the symptoms of the post-polio syndrome. (True) 97% 100%
7. The late effects of polio are related to Amyotrophic Lateral Sclerosis (Lou Gehrig’s disease). (False) 71% 94%
8. Muscle pain or aching may be one of the symptoms of post-polio syndrome. (True) 86% 94%
9. The post-polio syndrome usually progresses slowly. (True) 77% 91%
10. Muscles affected by polio which are graded “normal” or “good” during muscle testing may actually be much weaker than they appear to be. (True) 77% 97%
11. The late effects of polio are from the polio virus becoming active again. (False) 86% 94%
12. Vigorous exercise can cause weak muscles to become weaker. (True) 100% 100%
13. Hypersensitivity of limbs to cold temperatures may be one of the late effects of polio. (True) 54% 94%
14. The late effects of polio are thought to be the result of chronic high intensity use of weakened muscles. (True) 77% 94%
15. Only muscles that were clinically affected by polio become weaker. (False) 86% 86%

 

 

16. Because of the vaccines, there are almost no new cases of polio in the world. (False) 74% 91%
17. The occurence of late symptoms, many years after polio, has appeared in medical literature only in the past few years. (False) 23% 37%
18. Some research has found that even muscles that are not getting weaker show signs of denervation (partial loss of nerve supply). (True) 71% 100%
19. In acute polio, most of the motor neurons in the spinal cord tend to be affected, even though there may be little paralyis. (True) 66% 94%
20. Polio is the number two cause of paralysis in America, second only to stroke. (True) 46% 91%
21. Polio is one of the oldest diseases known to man. (True) 49% 100%
22. Paralytic polio usually occurs only in young children. (False) 83% 94%
23. All cases of polio result in paralysis. (False) 89% 97%
24. The post-polio syndrome is not usually life-threatening. (True) 83% 91%
* Percentage of patients correctly answering questions.

 

 

This is followed by a lecture on the neurophysiological basis of polio and PPS, the causes of excessive fatigue, and the role of energy conservation. Hand-drawn charts are used to depict: 1) normal motor units, 2) the death of motor neurons during acute polio, showing ”orphaned” muscle fibers, 3) reinnervation of orphaned muscle fibers by axon sprouting, 4) the dying back of the axon sprouts during PPMA. The lecture also includes information covering the questions on the Knowledge of Polio Test. Although some of this information may not seem to have immediate relevance to the patient’s current problems, polio survivors should have as much knowledge as possible about the disease which has affected their lives so profoundly.

The first class on energy conservation focuses on body positioning and body mechanics during activity. The following areas are addressed in detail: sitting and standing posture, proper seating, position of arms, heights of work surfaces, bending, reaching, lifting, pushing, eliminating stairs, and use of mechanical help for carrying. The lecture is interspersed with demonstrations and slides. Suggestions are given for changing improper seating and work surfaces. Occupational therapists should be aware that some principles of body mechanics that are applicable to conditions such as rheumatoid arthritis may be inappropriate for persons with PPS. For example, the admonition to “Lift with your legs, not with your back” would be difficult or impossible for many of these individuals.

Participants are given the portion of the workbook corresponding to this first class. The assignments for the week are: 1) to use the information and diagrams in the workbook to explain to someone else why people with PPS fatigue easily; 2) to analyze their activities for energy-draining positions or techniques and explain how to improve those that are incorrect, and to record these on a worksheet.

Second Class. The second class starts with participants giving feedback on the previous week’s assignment. Mutual problems and possible solutions are shared.

The class focuses on activity analysis. Areas addressed in the lecture are: sitting during activity; breaking activities into components; alternating light and heavy tasks; timing of activities; using efficient work methods; rearranging work areas; changing location of equipment and supplies; using energy efficient tools (such as an electric knife for cutting cheese, vegetables); and using adaptive equipment.

After showing slides of energy-efficient and adaptive equipment in use, many of the aids are demonstrated so that the participants can experiment using them. Each person is loaned a catalog of adaptive aids to take home and peruse for the coming week. This allows them to identify equipment that might be useful but was not covered during the class.

The assignment for the coming week is to choose an activity that has become difficult or impossible. Participants are told to consider whether any of the suggestions given in class would make the activity more feasible and to record their solutions on the appropriate worksheet in the workbook.

Third Class. As with the second class, the participants are asked to share the results of the previous week’s assignment. These discussions facilitate learning from the experiences of others and also reinforce previous learning.

Units covered in this class are rest and joint protection. Information on rest includes techniques for interspersing rest periods with activity, pacing of activities, and guidelines for judging whether an activity is too stressful. The importance of naps and frequent rest periods is underscored by repeating some of the neurologic information from the first class, ie. weak muscles have fewer motor units that must contract for longer periods and have less time to rest.

The unit on joint protection includes: techniques for avoiding deforming positions: using the largest joints available for activities; avoiding static positioning; and the use of splints and braces for supporting joints and preventing deformity. Slides show examples of equipment to eliminate static holding, ie. book holders, card racks, and telephone head receiver sets. Slides also illustrate ways to grasp and hold objects using principles of joint protection.

Assignments for the coming week are to: 1) choose an activity that takes more than half an hour, take a 15 minute rest break for each 30 minutes of activity, then record the level of pain and fatigue on the appropriate worksheet; 2) record joint protection behaviors on the appropriate worksheet. Along with the appropriate workbook chapters, participants are given a list of resources for ordering equipment and obtaining information on PPS, home modifications, and vacation/leisure ideas for persons with disabilities.

At this point, the Knowledge of Polio Test is administered for the second time and compared to the pretest. Participants again grade their own tests to reinforce learning.

The final phase of the educational program consists of showing a videotape (University of Michigan Medical Center, Post-Polio Research and Training Program) to stimulate discussion of coping strategies, “Coping Successfully with Polio’s Late Effects.” Some of the participants in the classes have not been members of post-polio support groups, and this provides their first opportunity to express feelings of loss. Some of them have joined support groups after completing the occupational therapy educational program.

Quantifying Functional Outcomes

Knowledge of Polio Test. The Knowledge of Polio Test (Table 2) was developed to objectively measure the increase in patients’ knowledge about their condition. For the 35 participants trained during the past 2 years, the mean score on the pre-test was 17.5 ( ± 3.50) and the post-test mean score was 22.3 ( ± 1.70) (t = 5.1; P<.005), reflecting a significant increase in knowledge.

Activity Modification Questionnaire. This form consists of 14 questions covering various energy-saving and work simplification modifications presented during the program and is completed and returned 3 weeks after the last class (Table 3)

Table 3

PERCENTAGES OF PATIENTS RESPONDING “YES” TO NEW

ACTIVITY MODIFICATIONS AFTER EDUCATIONAL PROGRAM

(N=33)

1. Identified incorrect work heights at home or at work? 88%
2. Changed the way you use your hands or position your body to do activities? 82%
3. Rest during activities that take 30 minutes or longer? 65%
4. Changed incorrect work heights? 64%
5. Changed location of equipment or supplies? 61%
6. Become aware of energy-draining positions and changed them? 61%
7. Eliminated a portion of an activity or have another person do that portion? 55%
8. Avoid holding the same position for prolonged periods? 52%
9. Started using adaptive equipment? 48%
10. Changed the time of day you do an activity? 39%
11. Eliminated an activity entirely or have another person do it? 39%
12. Re-arranged a work area? 36%
13. Started using energy-saving equipment which is available at stores (eg, food processor, electric knife, etc)? 30%
14. Rest at least 1 hour total per day? 24%

 

 

Participants are asked to check whether they have implemented any of the modifications since the class started. Because of increasing disability, many have already been forced to integrate some of the techniques into their lifestyles. Therefore, the questionnaire asks them to mark a “B” before those modifications already in use before starting the program to identify the previously adopted changes.

The changes reported most frequently are identifying and changing incorrect work heights, changing location of equipment and supplies, changes in body and joint positioning, increasing the amount of rest,

and eliminating or delegating portions of activities (Table 3).

Table 4

PATIENTS REPORTING PAIN AND FATIGUE 3 WEEKS AFTER

COMPLETING THE OCCUPATIONAL THERAPY EDUCATIONAL

PROGRAM (N=31)

  Decreased Increased
Pain 58% 42%
Fatigue 65% 35%

 

 

Pain and Fatigue Questionnaire. This questionnaire asks whether the individual has noticed a change in pain or fatigue since starting the educational program (Table 4). Fifty-eight percent report decreased pain and 65% report less fatigue following the program. If outcomes were to be measured 3 or 6 months post

program, the percentages of modifications and symptom reduction might be increased, as some modifications require more time and/or financial expenditures to implement.

Suggestions for Individual Intervention

When polio survivors live near a facility offering a PPS clinic, the group format is the preferable form of occupational therapy intervention. This is not feasible when individuals travel a long distance to be evaluated over a 1 or 2-day period as is the case with many PPS clinics throughout the country In these cases, the patient may be scheduled for 1 to 2 hours with each member of the rehabilitation team.

At present some PPS clinics use occupational therapy services only if the physician feels it is necessary after completing his or her examination. However, an occupational therapy consultation should routinely be scheduled for every patient’s first visit to a PPS clinic, along with physical therapy, social service, and psychology.

The occupational therapy evaluation will determine which activities, responsibilities, roles, and environmental surroundings need to be modified in the patient’s life. After explaining general principles of energy conservation, particular attention should be focused on those activities that produce pain and fatigue. Specific suggestions can be given for environmental adaptations, lifting and carrying techniques, evaluating work heights. re-arranging work areas or re-locating equipment, use of energy-saving or adaptive equipment, incorporating rest periods into activities, and delegating or eliminating tasks.

If the evaluation indicated a need for upper extremity orthoses, the therapist can fabricate an appliance for the patient to experiment with at home; if successful, the patient can be referred to a certified orthotist for a more permanent orthosis. If the patient is scheduled for a return clinic appointment, he or she should have a follow-up consultation with occupational therapy if any problems surfaced when the modifications were implemented.

Although some energy conservation and work simplification principles apply to all chronic conditions, it is a mistake to use printed information for rheumatoid arthritis patients, for example. Printed information

should be polio-specific and should be a supplement to, not a replacement for, an occupational therapy consultation.

After the evaluation, the occupational therapist should explain the neurological nature of PPS and the reason for interventions. The physician has a lengthy and involved examination to perform and often cannot take time to do this. If a patient does not understand his or her condition, it is difficult to implement necessary interventions. The practitioner-patient relationship is a significant determinant of

compliance. This is important, because compliance is a significant problem in the Type A polio survivor. [18,19] If the patient perceives the health-care provider as being knowledgeable, interested, and concerned, compliance with recommendations is significantly increased.[20] If the occupational therapist is well-informed about PPS and the appropriate techniques of evaluation and intervention, the ensuing recommendations will more likely be accepted and implemented.

Energy conservation is a lifelong process. The successful program outlined in this article is designed to start individuals on a course of awareness of themselves, their surroundings, and their activities so as to decrease symptoms of PPS.

References

  1. Brooke M, Stolov W, Shillam L, Kelly B. The importance of symptom pattern in evaluating post polio neuromuscular changes. In: Halstead L, Wiechers D, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation: 1987:49-53. [PubMed Abstract]
  2. Halstead L, Rossi C. New problems in old polio patients: results of a survey of 539 polio survivors. Orthopedics. 1985; 8:845-850. [PubMed Abstract]
  3. Kaufert J, Syrotuik J, Kaufert P, Gilbert P. Epidemiological issues in follow-up studies of the impact of poliomyelitis. In: Halstead L, Wiechers D, eds. Late Effects of Poliomyelitis. Miami, Fla: Symposia Foundation; 1985:135-152.
  4. Codd M, Kurland L. Polio’s late effects. In: 1986 Medical and Health Annual. Chicago, Ill. Encyclopaedia Britannica; 1985:249-252.
  5. Holman K. Post-polio syndrome: the battle with an old foe resumes. Postgrad Med. 1986; 79(8):44- 53. [PubMed Abstract]
  6. Owen R. Polio residuals clinic and exercise protocol: research implications. In: Halstead L, Wiechers D, eds. Late Effects of Poliomyelitis. Miami, Fla: Symposia Foundation; 1985:207-219. 7. Perry J. Orthopedic management of post-polio sequelae. In: Halstead L, Wiechers D, eds. Late Effects of Poliomyelitis. Miami, Fla: Symposia Foundation; 1985:193-205.
  7. Smith L, McDermott K. Pain in post-poliomyelitis: addressing causes versus treating effects. In: Halstead L, Wiechers D, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation; 1987:121-134. [PubMed Abstract]
  8. Locker D, Kaufert J, Kirk B. Late effects of poliomyelitis. In: Halstead L, Wiechers D, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation; 1987:157-171. [PubMed Abstract]
  9. Mailhot A. Age and the old polio: do the virtuous fade first? Rehabilitation Gazette. 1980; 23:6-7. 11. Kaye R, Hammond A. Understanding rheumatoid arthritis. JAMA. 1978; 239:2466-2467. [PubMed Abstract]
  10. Rand P. Evaluation of patient education programs. Physical Therapy. 1978; 58:851-856. [PubMed Abstract]
  11. Furst G, Gerber L, Smith C, Fisher S, Shulman B. A program for improving energy conservation

behaviors in adults with rheumatoid arthritis. Am J Occup Ther. 1987; 41:102-111. [PubMed Abstract]

  1. Gerber L, Furst G, Shulman B, et al. Patient education program to teach energy conservation behaviors to patients with rheumatoid arthritis: a pilot study. Arch Phys Med Rehabil. 1987; 68:442- 445. [PubMed Abstract]
  2. Rankin S, Duffy K. Patient Education: Issues, Principles, and Guidelines. Philadelphia, Pa: J.B. Lippincott Co; 1983.
  3. Frick N. Post-polio sequelae and the psychology of second disability. Orthopedics. 1985; 8:851- 853. [PubMed Abstract]
  4. Furst G, Gerber L, Smith C. Rehabilitation Through Learning: Energy Conservation and Joint Protection — A Workbook for Persons With Rheumatoid Arthritis (GPO Stock No. 017-045-00107- 4, NIH Publication No. 85-2743). Washington, DC: US Government Printing Office; 1985.
  5. Bruno R, Frick N. Stress and “type A” behavior as precipitants of post-polio sequelae: the Felician/Columbia survey. In: Halstead L, Wiechers D, eds. Research and Clinical Aspects of the Late Effects of Poliomyelitis. White Plains, NY: March of Dimes Birth Defects Foundation; 1987:145-155. [Lincolnshire Library Full Text]
  6. Bruno RL, Frick NM. The psychology of polio as prelude to post-polio sequelae: behavior modification and psychotherapy. Orthopedics. 1991; 14: 1185-1193. [Lincolnshire Library Full Text]
  7. McCord M. Compliance: self-care or compromise? Topics in Clinical Nursing. 1986; 7(4):1-8. [PubMed Abstract]

Energy Conservation and Occupational Therapy Read More »

Activity and Post Polio Fatigue

ACTIVITY AND POST-POLIO FATIGUE

Post-Polio Sequelae ACTIVITY AND POST-POLIO FATIGUE

Tanya L. Packer, MSc, BSc(OT) Isabel Martins, BSc(OT) Laura Krefting, PhD, OT(C) Brenda Brouwer, PhD

ABSTRACT

Fatigue was studied in 12 subjects with post polio sequelae (PPS). Results of the Fatigue Severity Scale (FSS) demonstrated a mean score of 4.8 + 1.6 (non-disabied scores = 2.3

+ 0.7). The duman Activity Profile (HAP) was not sensitive enough to measure fatigue. Fifty percent of subjects scored below the first percentile based on age and sex matched norms. The Activity Record (ACTRE) results reveured that subjects spent 5% of their time ‘resting and 1% in planning or preparation

activities. Fatigue peaked in the late morning or pariy afternoon and was relieved by rest periods. Use of energy conservation and work simplification skills along with frequent rest perioris was suggested as a possible method for managir., PPS fatigue.

to 89% of persons with PPS.4-6 One study reported that physical exercise diminished fa- , tigue in 70% of non-disabled individuals, whereas it increased fatigue in 48% of those with PPS.6 Only 15% of those with PPS reported a decrease in fatigue with minimal exercise. Although both non-disabled and PPS subjects describes fatigue as “tiredness” and having “a lack of energy,” only the PPS group described it as “increased Only physical weakness,” a “heavy sensation in the muscles, and an increased loss of strength during exercise.”6

The purpose of this study was to describe the nature of fatigue experienced by people with PPS. Although Berily et aló have documented the way fatigue is perceived by those with PPS, there are no investigations of the patterns of fatigue, activities, or the impact of rest on the symptom. Such knowledge will guide interven tion programs aimed at controling fan gue and its impact on quality of lifc.

MATERIALS AND METHODS Subjects of the study were polio survivors, self-referred to the post-volio assessment clinic. Subjects living in the community attended this 2-day outpatient clinic for assessment of fatigue, bracing needs, joint pain, muscle pain, and/or to request information regarding PPS. All subjects included in this study had a positive history of poliomielitis, had no additional medical prob lems, and were not taking medication that would contribute to fatigue.

Twelve subiects, including 10 women (range: 42 to 77 vears, inean: 56), seen consecutively at the clinic, participated in the study (Table). Five subjects were emploved and seven were not empioved outside the home (retired, on disabil ity pension, or homemaker). Only three subjects

The nost commonly reported post polio se- Cilelae is fatigue.– Fatigue is described as the most severe and debilitating symptom by 77%

From the Division of Occupational Therapy, School of Rehabilitation Therapy, Queen’s Univer

itt: Kingston, Ontario, Canada.

This resediul was supported by the Canadian Occupationci Therapy Foundation Research Serv- ices of Culeer’s University and the J.P. Bickell Foundation.

Tie culor’s deknowledge the assistance of Dr judy Durance dici all the staff of the Post-Polio Clinic ut aloe vera of Dimes, Kingston, Ontario. They espe. Ci vurth clients who participated in the study

var

like Ramsav jor assistance in prenu PRO

1101SCIIDI.

De Turu L. Packer VSC BSCOT Di Semuputiilid Therapy, School of Rehabilita t erapi Queen’s University, Kingston, Ontario,

را به او د

در ایران

نادر . اما ما

د انه ست ، اما بسیار

، انار

– 11)

ally nees sed periodic bracing, and the third used cruces ind i manual wheelchair. Symp toms of PDS vad developed within the last 5 years although, due to the insidious onset and

ORTHOPEDICS

NOVEMBER 1991 VOL 143NO 11 -**

Table

SUBJECT DESCRIPTION AND RESULTS OF HAP AND FSS

HAP

Years Post Acute Polio

Subject

Acute Involvement

MAS (percentile)

AAS (percentile)

FSS

01

43

5.6 2.3 6.4

6.8

N/A

2 limbs No paralysis

2 limbs 1 limb

2 limbs Respiratory

1 limb Back and abdominals

2 limbs 4 limbs 1 limb 2 limbs

4.8

WAAAAABA

3.1

antin

6.8

10

5.1

3.0

12

44

43 44.2 +5.4

76

3.9

61 56 +11.9

66 18.2 + 28.2

Mean

36.2 = 26.6

4.8 – 1.6

difficulty with diagnosis, most were unable to responses possible for each item: “still doing provide specific dates of onset.

the activity,” “have stopped doing the activ The Activity Record (ACTRE), Fatigue Se. ity,” and “never did the activity.” The Maxi verity Scale (FSS), and the Human Activity mum Activity Score (MAS) indicates the activity Profile (HAP) were administered to characterize that the respondent engages in requiring the fatigue and to obtain quantitative and qualitative highest MET level. The Adjusted Activity Score data regarding its impact on activities of daily (AAS) is the MAS minus the number of activi living. The FSS and HAP are standardized ties that the respondent has stopped performing. measures but not specific to the PPS population. It measures the average MET levels in a typical

The ACTRE is a self-report activity log.

day accounting for one or two activities requir Subjects were asked to complete the ACTRE ing high MET levels. Age and sex matched over a 2-day period prior to assessment at the norms allow comparison to the normal popula clinic. During each 12 hour the dominant activ- tion. 10 ity engaged in was recorded and rated (scale of 1 to 4) according to experiences of fatigue and

RESULTS pain, enjoyment and meaningfulness of the Because the assessment clinic is primarily activity, and the level of perceived difficulty. concerned with service delivery, it was not Only the data pertaining to fatigue are reported possible to obtain all measures from all clients. here. Each activity was classified as rest, self All completed the HAP, 11 completed the FSS, care, preparation or planning, household activi- and only 9 completed the 2-day ACTRE log. ties, work, recreation or leisure, transportation. The results of the FSS and the HAP are treatment, or sleep.7

reported in the Table. The average fatigue score The FSS and HAP were completed during the obtained on the FSS was 6.8 I 1.6. Scores for initial assessment at the clinic. The FSS assesses the non-disabled population are 2.3 = 0.7. perceived fatiguie. Nine statements are rated AS percentile scores ranged from <1 to 35 from 1 to 7. vhere l indicates the respondent mean: 36.2 = 26.6). The AAS percentile “strongly disagrees” and 7 indicates the re- scores ranged from <1 to 83 (mean: 18.2 I spondent “strongly agrees with the statement. 28.2): 50% of participants fell below the first Examples of the statements are “fatigue inter- percentile on the AAS scores. feres with my work, family, or social life” and Analysis of the ACTRE data revealed that the *fatigue causes frequent problems for me.” The nean amount of time spent on sedentary tasks FSS has been effective in collecting data on the was 68.-% = 9.5, leaving only 31.3% = 9.4 of general level of fatigue experienced by people ame pent on non-sedentary tasks. Sedentary with chronic degenerative illnesses.

maskes er afined as “imostly sitting or lying The strip is a survey vi tvivinis vai vie n u se vor de ned is which has a known metabolic equivalent (MET.

2

iundin, vaiking, lifting, moving The activities include seif-care, transportation, and i ting working with any hands.’ home maintenance, entertainment/Social, and Cem he une respondents indicated taking physical exercises. There are three performance w itignul breaks during non-sedentary activi

1224

–

PACKER ET AL

ACTIVITY AND POST-POLIO FATIGUE

Fig 1: Mean percentage of time spent performing various activities. PP=planning and preparation; TX = treatment; TR= transportation; HA=house hold activities; SC = self-care; RL = recreation/ leisure; WK=work; SL = sleep.

Percent of Time

PPTX Rest TR HA SCRL WK SL

Activities

All Subjects

Ny Employed

Non-employed

Fig 2: Typical fatigue patterns as demonstrated by two subjects, one who takes rest periods (top) and one who does not (bottom), sed=sedentary; nsed=non-sedentary.

Fatigue Level

2

sieep

nsed

rest

nsed

rest nsed

sed

sleep

6:00 8:00 10:00 12:00 14:00 16:00 18:00 20:00 22:00 5:00 7:00 9:00 11:00 13:00 15:00 17:00 19:00 21:00

Time of Day

Fatigue Level

rest

nsed

0.00

0 0

D

09:00

o

12:00 14:00 16:00 18:00 20:00 22:00

12:00 15:00 17:00 19:00 21:00 Time of Day

1225

ORTHOPEDICS

NOVEMBER 1991 VOL 14-NO 11 **

ties. These were short breaks, not long enough to be recorded as 1/2 hour rest periods. These seven subjects collectively recorded 194 non- sedentary 1/2 hour periods during which they took 57 breaks (ie, during 29% of these periods),

Time spent in different activities by employed and non-employed subjects and the total group is reported in Figure 1. Subjects spent 5% of their time resting and about 1% of their time in planning and preparation tasks such as scheduling or planning of rest periods. They spent 35% of their time sleeping. Comparing time use of em- ployed (n=6) and non-employed (n=3) subjects, it was found that employed subjects spent 31.2 5.5% of their time in work activities (including volunteer and community service), while non- employed subjects spent only 2.8 + 2.8% of their time in work activities. Those in the employed group spent less time in self-care, household activities, and recreation and leisure. There was less than 2% difference in the time the two groups spent resting or sleeping.

The two typical patterns of fatigue are illus trated in Figure 2. Subjects reported an increase in fatigue during the morning when few rests were taken. Subjectively they reported that they had to “keep driving (themselves) in order to get things done before extreme fatigue pre- vented further activity.” Individuals tended to decrease their rating of fatigue during and following a period of rest or sedentary activity (Fig 2A). Individuals who did not take rest periods continued to report high fatigue ratings throughout the day (Fig 2B).

A comparison of measures was undertaken. Preliminary analysis using first order regression suggested there may be a correlation between the AAS and the FSS scores (r = –.60, P<.05) despite the fact that at least two of the subjects (11,12) were relatively asymptomatic. This U. gests further investigation is warranted. There was no apparent correlation between the other variables (ail r values <.45).

scale. While it is impossible to determine a causal relationship between fatigue and the termination of activity, the negative correlation between the AAS and FSS supports this possibility. It is suggested that as fatigue increases, engagement in activity decreases. While comparison to norma tive data indicates the existence of a problem, our results show that the HAP is not sensitive enough to monitor changes in the activity level of these individuals.

From the daily activity patterns revealed by the ACTRE, it appears that fatigue peaked in the late morning and/or early afternoon. Rest peri ods, however, were able to decrease the fatigue rating. This is noteworthy because individuals with PPS spent only 5% of their time resting and 1% performing planning and preparation activi ties, suggesting that they were not using energy conservation techniques. Interestingly, the non employed subjects did not spend more time resting than the employed subjects, but rather spent more time in recreation and leisure activi ties. It does not appear that an increase in available time results in planned rest periods. Education in energy conservation and work simplification techniques aimed at balancing rest and activity periods and decreasing sleeping time may provide clients with adaptive skills, permitting more efficient energy use and possi bly decreasing post-polio fatigue. 11

REFERENCES 1. Dalakas MC, Hallet M. In: Plum F, ed. Advances in Contemporary Neurology. Philadelphia: FA Davis Co, 1988:51 58.

  1. Ray.Dond CA. Decades after polio epidemic survi vors report new symptoms. JAMA. 1986; 255:1397-1404.
  2. Young G. Occupational therapy and the post-polio vndrome. Am J Occup Ther. 1989: 43:97-103.
  3. Halstead LS, Wiechers DO, Rossi C. Part II: Results oi a survey of 201 polio survivors. South Med J. 1985: 78:1281-1287
  4. Cashman NR, Maselli R, Woolman RM, Roos R, Simon R, Antel JP. Late denervation in patients with antecedent paralytic poliomvelitis. N Engl J Med. 1987; 317:7-12.
  5. Berily MH, Strauser WW, Hall KM. Fatigue in post-polio syndrome. Arch Phys Med Rehabil. 1991: 72:115 118.
  6. Furst GP, Gerber LH, Smith CC, Fisher S, Shuiman B. A program for improving energy conservation behaviours in adults in theumatoid arthritis. Am J Occun Ther 1987: 41:102-111.
  7. Krupp LB, LaRocca NB, Muir-Nash J. Steinberg AD. The fatigue Severity scale. Arch Neurol. 1988; 46:1121 1123.
  8. Krupp LB, Alvarez LA, LaRocca NB. Scheinberg LC. Fatigue in multiple sclerosis. Arch Veuroi. 1988; 45:435-437.

. Fix V. Daughton DM. Buna toti Diction Professional Manual. Odessa. Fla: PAR Psychoicgical Assegunent Resources, Inc, 1988.

  1. Young G. Energy conservation, occupational her. py and the treatment of post-polio egueiae. Orthopedics. 901: 4:1233-1239.

DISCUSSION The scores on the FSS revealed that clients with PPS have higher perceived levels of fatigue than the non-disabled population and similar levels to subjects diagnosed with multiple scie rosis (4.8 – 1.3) and systemic lupus erythema tosus (4.7 I 1.5).8

The HAP results indicated that individuals with PPS performed at much lower levels of function than would be expected in non-disabled subjects of the same age. Fifty percent cubiecte d achieve an À AS score above the first percentile. score of less than the first percenule naicutes dat an individual has stopped doing enough activi- ties that they did not register on the normative

 

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A Practical Approach to the Late Effects of Polio

A practical approach to the late effects of Polio

Charlotte Leboeuf

Lincolnshire Post-Polio Library version by arrrangement with the Neurological Resource Centre of South Australia (Inc.)

Sourced from the British Polio Fellowship Version

Published 1991

UNITED KINGDOM AND EIRE

Readers of this booklet will realise that it was originally published in Australia. For

this reason the sources of further information, listed in chapter fifteen, do not all

apply in the United Kingdom and Eire.

However, there are likely to be local equivalents of some of the agencies listed. Your

local Citizen’s Advice Bureau may be able to help and more and more local self-help

advice centres for and of people with disabilities are being set up around the country.

They may be able to advise you of local facilities, such as Disabled Living Centres,

where practical advice and access to displays will be available.

Further copies of this booklet are available from:

The British Polio Fellowship

Ground Floor

Unit A Eagle Office Centre

The Runway

South Ruislip

Middx HA4 6SE

For further details of UK Polio Organisations including the BPF see the LincsPPN Organisations Directory – UK Section

INDEX

Introduction and Acknowledgements

1 Polio – Looking Back

2 Polio – Today

3 Polio – Looking Forward

4 What Does “The Late Effects Of Polio” Mean?

5 What Causes The Late Effects Of Polio?

6 What Symptoms Can Occur With The Late Effects Of Polio?

7 How Common Are These Symptoms?

8 How Can The Late Effects Of Polio Affect My Daily Living?

9 How Long After An Acute Polio Infection Are The Symptoms Of The Late Effects Of Polio Likely To Appear?

10 Is Anything Known To Trigger The Late Effects Of Polio?

11 How Do I Know If I Have The Late Effects Of Polio?

12 Can I Prevent The Late Effects Of Polio And If So How?

13 What Should I Do If I Already Have The Late Effects Of Polio?

14 Who Else Might Be Able To Help Me Manage The Late Effects Of Polio?

15 Where Can I Get More Information About Managing The Late Effects Of Polio? References

© Copyright The Lincolnshire Post-Polio Network 1997 – 2010.

This document comprises an index, introduction and sixteen other sections or subdocuments. Permission for printing copies is granted only on the basis that ALL sections are printed in their entirety and kept together as a single document.

Document preparation: Chris Salter, Original Think-tank, Cornwall, United Kingdom.

Created: 30th December 1997

Last modification: 20th January 2010.

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Dysphagia in Patients with the Post Polio Syndrome

The New England Journal of Medicine

25 April 1991

Dysphagia in Patients with the Post Polio Syndrome

Barbara C Sonies PhD and Marinos C Dalakas MD

Abstract Background and Methods. Dysphagia may develop in some patients many years after an attack of acute paralytic poliomyelitis. To identify clinical or subclinical cal signs of oropharyngeal dysfunction, we examined 32 patients (mean age, 48.9 years) with post-polio syndrome (defined by new weakness in the limbs). Of the 32 patients, 14 had symptoms of new swallowing difficulties, and 18 were asymptomatic in this respect; 12 had a history of bulbar involvement during acute poliomyelitis. Swallowing function was assessed objectively by ultrasonography, videofluoroscopy, and an oral motor index score for 10 components of oral function. Results. All but 1 of the 32 patients, regardless of whether they had new symptoms or previous bulbar involvement, had some abnormality on detailed testing of oropharyngeal function; only 2 patients had any signs of aspiration. The mean oral motor index score (a quantitative measure of oral sensorimotor function) in the patients was higher than that in age-matched normal subjects (P<0.001). Videofluoroscopy showed abnormalities of varying severity, including unilateral bolus transport through the pharynx, pooling in the valleculae or pyriform sinuses, delayed pharyngeal constriction, and impaired tongue movements. On ultrasonography, the mean (ESD) duration of wet swallows was significantly longer in the symptomatic patients than in the asymptomatic patients (2.67–0.70 vs. 1.650.42 seconds). The four patients who were reexamined two years later had objective signs of worsening oropharyngeal function and corresponding new symptoms. Conclusions. In patients with polio syndrome, the bulbar muscles often have clinical or subclinical signs of dysfunction. These abnormalities suggest that in bulbar neurons there is a slowly progressive deterioration similar to that in the muscles of the limbs. (N Engl J Med 1991; 324:1162-7.) detected by electromyography and muscle biopsy. I-8 Because the bulbar muscles cannot be evaluated with these techniques, their status remains unknown until the patient suddenly becomes aware of sometimes life threatening dysphagia or choking. In this study, we examined th» the pharyngeal and oesophagal musculature of 32 patients with post poliomyelitis muscular atrophy. Fourteen of these patients had new symptoms of swallowing difficulties, and the other 18 were asymptomatic. Our goal was to identify neuronal bulbar dysfunction similar to the dysfunction that occurs in the limbs of patients who Lave had polio. – Our observations should have practical implications for the prevention of choking or aspiration in patients with post-poliomyelitis muscular atrophy. THE post-polio syndrome consists of a variety of musculoskeletal symptoms with muscular atrophy that create new difficulties with activities of daily living 25 to 30 years after the original attack of acute paralytic poliomyelitis. :-Post-poliomyelitis muscular åtrophy is characterized by slowly progressive weakness in muscles previously affected or, less often, in muscles seemingly spared during the original illness. Although attention has focused primarily on new weaknesses affecting the limbs, symptoms involving the muscles of the oropharynx i.e., the bulbar muscles) have been increasingly recognized in isolated case reports. This complication is not unexpected because in acute paralytic poliomyelitis there is a widespread infection of the motor neurons not only in the spin-1 cord but also in the brain-stem nuclei. 13,1+ Symptoms due to the involvement of the bulbar neurons have in fact been recorded in at least 15 percent of patients with acute paralytic poliomyelitis.3.1+ When post poliomyelitis muscular atrophy affects the limbs causes difficulties with mobility and functional activities. By contrast, weakness in the bulbar muscles, which activate the oropharynx and larynx, may and often life-threatening complications of choking and aspiration pneumonia.

In the limb muscles of patients who have had polio, the motor units are in a state of denervation and rein nervation, even in clinically stable muscles. It is believed that clinical signs of new weakness develop when these chronically overstressed motor neurons can no longer support the newly reinnervated muscle Gibers. -11.15.56 This process is very slow and can be

METHODS

We studied 32 patients (mean age, +5.7 years, who had a history

paralytic poliomyelitis with the recent development of postpoliomyelitis muscular atrophy, as defined by the clinical criteria of new weakness in previously affected or unaffected limbs. These patients were selected at random from a cohort of 72 patients studied consecutively. All 32 patients selected for this study presented clinically with post-poliomyelitis muscular atrophy that affected the skeletal musculature and that had developed a mean of 33 years after the initial attack of polio range. 12 to 55). Only two patients presented with dysphagia as the predominant symptom. The possible involvement of the bulbar muscles during the original atta polio was not a consideration in the selection of the patients. Assessment which blood chemistry studies, electromyography. cervicai and lunar x-ray films, in most of the patients. lumbar puncture and muscle biopsy. Patients with other medical, neurologic, psychiatric, or orthopedic illnesses that could explain the new symptoms were excluded. All the patients who agreed to a swallowing study wave their written informed consent. The protocol was approved by the institute’s clinical committee.

used to compare the differences in the mean durations of the dry and wet swallows between symptomatic and asymptomatic patients and between all patients and normal controls. For all analyses a P value of 0.05 or less was considered to indicate statistical significance.

was assessed by follow-up examinations of four patients after a mean of two years. The findings in the patients who had had polio were compared with those in 12 normal, healthy subjects matched for age (mean age, 53.5 years; range, 37 to 71). All 72 patients had a neurologic examination and were then interviewed to determine whether they were aware of any changes in speaking, swallowing, or oral sensorimotor ability that were associated with the onset of post-poliomyelitis muscular atrophy. The 32 study patients completed a checklist of potential problems and symptoms associated with dysphagia.!? The checklist consisted of 18 items designed to identify problems associated with dysphagia that occurred during a typical meal, including difficulty swallowing, the need to avoid certain foods, food catching in the throat, the feeling of having a lump in the throat, and coughing or choking before, during, or after swallowing. Oral sensorimotor examination of cranial-nerve function was performed as described previously. 18-20 Oral motor function was assessed for 10 measures of oral sensorimotor activity (oral structure; symmetry; volitional and reflexive movement of the tongue, lips, jaw, and palate; strength of the tongue and lips; swallowing ability; voice quality; oral sensation; fluency; speech articulation; and oral diadochokinesia). The oral motor function of each patient was rated on each of the 10 measures as 1 (normal), 2 (mild deficient), 3 (moderate deficit), or + (severe deficit), and a mean oral motor index was calculated. This rating system, which is objective and reproducible, is based on earlier studies. 18,19 For example, a mild-to moderate score of 2.5 for the strength of the tongue and lips sug gests that the strength or motion of either the tongue or the lips is impaired sufficiently to aifect speech or swallowing, whereas a moderate-to-severe rating of 3.5 suggests that both strength and motion of the tongue and lips are sufficiently diminished to impair speech and swallowing.

RESULTS Frequency of New Dysphagia and Relation to the Original

Bulbar Disease

Of the 72 patients evaluated for the post-polio syndrome, 24 (33 percent) had involvement of the bulbar muscles during the original paralytic illness. Twenty four (33 percent) also reported new swallowing difficulties; 18 of these symptomatic patients (75 percent) had previous involvement of the bulbar. musculature, and 6 (25 percent) had nonbulbar (spinal) paralytic disease during the initial illness. The frequency of these symptoms in relation to previous bulbar involvement was similar in the group of 32 patients selected at random for detailed studies from our cohort of 72 patients. New swallowing difficulties were reported by 14 of the 32 patients (44 percent); 12 (38 percent) had involvement of the bulbar muscles during the original disease. New swallowing difficulties were noted by 9 of the 12 patients (75 percent) with previous bulbar involvement and by 5 of the 20 patients (25 percent) with nonbuibar (spinal) paralytic polio myelitis,

Although some patients in the asymptomatic group were aware of a feeling of discomfort after meals due to a hiatal hernia or peptic ulcer or had ill-fitting den tures and difficulty chewing, none indicated on the checklist any awareness of difficulty with the ral or pharyngeal phase of swallowing. In contrast, all patients in the symptomatic group reported a variety of symptoms of oral and oropharyngeal dysphagia. There was a significant difference (P<0.001) between the two groups in the percentage of items checked. The asymptomatic group checked 0 to 19 percent of the 18 items, and the symptomatic group checked 20 to 61 percent of the items.

…

REFERENCES

minals cannot survive, and further reinnervation can not be supported. I-8,16,24 Our findings of subclinical bulbar dysfunction and new dysphagia suggest that the same phenomena that we observed in the limbs are also operative in the bulbar muscles. Bulbar symp toms have been observed in at least 15 percent of patients with acute paralytic polio, but on autopsy, subclinical involvement of the bulbar nuclei is a more common finding. 13, 14 This observation may explain the subclinical dysfunction we found even in muscles his torically spared during the acute illness. New dyspha gia was more severe in patients with previous bulbar involvement, implying an earlier exhaustion of the al ready overtaxed remaining bulbar motor neurons.

In the limb muscles, the new weakness cannot be measured accurately, and the margin separat ing the clinically stable state from that associated with clinically overt signs of weakness cannot be de fined.7,8,11,15,16 By contrast, our study shows that new bulbar dysfunction can be quantified and the thresh old beyond which weakness ensues can be defined by an objective clinical score. Findings from the sympto matic and asymptomatic groups (Table 1) and the follow-up study (Table 4) indicate that a clinically critical point associated with new symptoms of oro Jnaryngeal dysfunction is reached when the oral mo t index score is =2. The oral motor index score may therefore be helpful in assessing whether the observed abnormalities pose a high risk of symptomatic dysphagia and possible aspiration, requiring therapeutic intervention, or whether they are clinically unimpor tant. Furthermore, long-term monitoring of bulbar function, with the use of the objective and quantifiable methods described, not only may predict impending dysphagia but also may help to assess the progression of the disease accurately. The rate of progression of post-poliomyelitis muscular atrophy is quite variable. With the rather subjective manual testing of the limb guscles based on the Medical Research Council scale, the annual progression may range from 1*,5,7 to 7 per cent.– or according to a quantitative measurement, 25 there may even be no progression.

Symptoms of dysphagia are progressive and ap pear to be more severe in patients who had bul bar involvement during the original attack of polio. Therefore, periodic dynamic imaging studies, regard less of whether the patients are aware of new symp toms or not, may be warranted to identify progressive dysfunction and to protect patients from unexpected and potentially life-threatening aspiration for seven of the symptomatic patients that we followed, simple modifications in swallowing position, à change in diet to foods wich medium-to-soit consistencies, and the introduction of a variety of compensatory tech niques27-29 effectively improved their ability to swallow safely.

We are indebted to B.J. Hessie for editoriai advice and assistance and to Dr. Steven Dinsmore

  1. Dalakas MC, Sever JL, Madden DL, et al. Late postpoliomyelitis muscular

atrophy: clinical, virologic, and immunologic studies. Rev Infect Dis 1984;

6:Suppl 2:S562-S567. 2. Dalakas MC, Sever JL, Fletcher M, et al. Neuromuscular symptoms in

patients with old poliomyelitis: clinical, virological, and immunological studies. In: Halstead LS, Wiechers DO, eds. Late effects of poliomyelitis.

Miami: Symposia Foundation, 1984:73-89. 3. Dalakas MC. New neuromuscular symptoms in patients with old poliomy

elitis: a three-year follow-up study. Eur Neurol 1986; 25:381-7. 4. Dalakas MC, Elder G, Hallett M, et al. A long-term follow-up study of

patients with post-poliomyelitis neuromuscular symptoms. N Engl J Med

1986; 314:959-63. 5. Dalakas MC. New neuromuscular symptoms after polio (the post-polio

syndrome): clinical studies and pathogenetic mechanisms. In: Halstead LS, Wiechers DO, eds. Research and clinical aspects of the late effects of poliomyelitis. Vol. 23. No. 4. White Plains, N.Y.: March of Dimes,

1987:241-64. 6. Idem. Morphologic changes in the muscles of patients with postpoliomyelitis neuromuscular symptoms. Neurology 1988; 38:99-104. 7. Dalakas MC, Hallett M. The post-polio syndrome. In: Plum F, ed. Advances in contemporary neurology. Vol. 29 of Contemporary neurology

series. Philadelphia: F.A. Davis, 1988:51-94. 8. Dalakas M. The post-polio syndrome. Curr Opin Rheumatol 1990; 2:901-7. 9. Haistead LS. Wiechers DO, eds. Research and clinical aspects of the late effects of poliomyelitis. Vol. 23. No. 4. White Plains, N.Y.: March of

Dimes, 1987. 10. Munsat TL, ed. The post-polio syndrome. Boston: Butterworth, 1990. 11. Cashman NR, Maselli R, Wollmann RL, Roos R, Simon R, Antel JP. Late

denervation in patients with antecedent paralytic poliomyelitis. N Engl J

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Voi. 23. Yo. 4. White Plains, NY.: March of Dimes, 1987:55-62. 13. Baker AB. Matzke HA, Brown JR. Poliomyelitis. III. Bulbar poliomyelitis: a study of medullary function. Arch Neurol Psychiatry 1950; 63:257

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Philadelphia: J.B. Lippincott, 1949:62-84. 15. Ravits J. Hallert M. Baker M, Nilsson J, Dalakas M. Clinical and electromyographic studies or postpoliomyelitis muscular atrophy. Muscle Nerve

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CNS scudies. In: Munsat TL, ed. The post-polio syndrome. Boston: Butter

word. 1990:31-65. 17. Sonie BC, Parent L. Mortish K, Baum BJ. Durational aspects of the oral

phar ingeal phase of swallow in normal adults. Dysphagia 1988: 3:1-10. 18. Darley FL, Aronson AE, Brown JR. Motor speech disorders. Philadelphia:

W.B. Saunders, 1975. 19. Bosma JF. Sensori motor examination of the mouth and pharynx. In: Kawamura. ed. Physiology of oral tissues. Vol. 2 of Frontiers of oral physioiogy. Basei, Switzerland: Karger, 1976:78-107. Sonies BC, Weiffenbach J, Atkinson JC, Brahim J, Macynski A, Fox PC. Clinical examination of motor and sensory functions of the aduit oral cavity. Dyson ‘gia 1987; 1:178-86. Shawker TH, Sonies BC, Stone M. Sonography of speech and swallowing. In: Saunders RC, Hill MC. eds. Ultrasound annual 1989. New York: Raven Press, 1984:237-60. Sonies BC, Baum BJ. Evaluation of swallowing pathophysiology. Otolar yngol Clin North Am 1988: 21:637-18. Locemann JA. Manual for the video fluorographic study of swallowing. San

Diego, Calif.. College-Hill Press, 1983. 24. Pezeshkpour GH, Dalakas MC. Long-term changes in the spinal cords of patients with old poliomyelitis: signs of continuous disease activity. Arch

Neurol 1988; 45:505-8. 25. Brown S. Parten BM. Post-polio sindrome and amyotrophic lateral scierosis: 2 reiationship more apparent than real. in: Halstead LS. Wiechers DO. eds. Research and clinical aspects of the late erfects of poliomyelitis. Vol. 13. No. 4. White Plans, Y.Y.: March of Dimes. 1987:83-98. 26. unsat TL. Andress P. Thibideau L. Preliminary observations on long-term muscle force changes in the post-polio syndrome. In: Halstead LS, Wiechers DO. eds. Research and clinical aspects of the ate erfects of poliomyelitis. Vol. 13. No. 1, White Plains, NY.: March or Dimes. 1987:329-34. Logemann JA. Evaluation and treatment of swallowing disorders. San Diego. Calif.: College-Hill Press. 1985. Oroner E, ed. Dysphagia: diagnosis and management. Stoneham, Mass.. Butterworth, 1984. Logemann l Treatment for aspiration related to tystnagi varratu

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